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Asymptotic behavior of ground states for a fractional Choquard equation with critical growth

  • In this paper, we are concerned with the following fractional Choquard equation with critical growth:

    (Δ)su+λV(x)u=(|x|μF(u))f(u)+|u|2s2uinRN,

    where s(0,1), N>2s, μ(0,N), 2s=2NN2s is the fractional critical exponent, V is a steep well potential, F(t)=t0f(s)ds. Under some assumptions on f, the existence and asymptotic behavior of the positive ground states are established. In particular, if f(u)=|u|p2u, we obtain the range of p when the equation has the positive ground states for three cases 2s<N<4s or N=4s or N>4s.

    Citation: Xianyong Yang, Qing Miao. Asymptotic behavior of ground states for a fractional Choquard equation with critical growth[J]. AIMS Mathematics, 2021, 6(4): 3838-3856. doi: 10.3934/math.2021228

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  • In this paper, we are concerned with the following fractional Choquard equation with critical growth:

    (Δ)su+λV(x)u=(|x|μF(u))f(u)+|u|2s2uinRN,

    where s(0,1), N>2s, μ(0,N), 2s=2NN2s is the fractional critical exponent, V is a steep well potential, F(t)=t0f(s)ds. Under some assumptions on f, the existence and asymptotic behavior of the positive ground states are established. In particular, if f(u)=|u|p2u, we obtain the range of p when the equation has the positive ground states for three cases 2s<N<4s or N=4s or N>4s.



    The fractional Laplacian operator (Δ)s is defined by

    (Δ)su(x)=CN,sP.V.RNu(x)u(y)|xy|N+2sdy=CN,slimε0+RNBε(0)u(x)u(y)|xy|N+2sdy,

    where the symbol P. V. stands for the Cauchy principal value and CN,s is a dimensional constant depending on N and s, precisely given by

    CN,s=[1cosζ1|ζ|N+2sdζ]1.

    The nonlocal operators can be seen as the infinitesimal generators of Lévy stable diffusion processes [1]. Moreover, they allow us to develop a generalization of quantum mechanics and also to describe the motion of a chain or an array of particles that are connected by elastic springs as well as unusual diffusion processes in turbulent fluid motions and material transports in fractured media. The more physical background can be found in [9,10,16] and the references therein.

    There are many papers considered the existence, multiplicity and qualitative properties of solutions for the fractional equations in the last decades, we refer to [2,7,8,11] for the subcritical case and to [19,24,25,28] for critical case, respectively. It is worth mentioning that some authors have been investigated the following Schrödinger equation

    (Δ)su+λV(x)u=g(u)inRN, (1.1)

    where V satisfies the following assumptions:

    (V1) VC(RN,R) and V(x)0, Ω:=int(V1(0)) is non-empty with smooth boundary.

    (V2) There exists M>0 such that |{xRN|V(x)M}|<, where || denotes the Lebesgue measure.

    Note that the function V satisfying (V1) and (V2) is called the deepening potential well, which was first proposed by Bartsch and Wang in [5]. When s=1 and g(u)=|u|p2u with 2<p<2, Bartsch and Wang [6] showed that, for λ large, (1.1) has a positive least energy solution, they also proved that a certain concentration behaviour of the solutions occur as λ. In[13], Clapp and Ding actually generalized the results of [6] into the critical case. For more results to the Schrödinger equation with deepening potential well, we also cite [3,4,21,25,26,27,31] with no attempt to provide the full list of references.

    Especially, if s(0,1) and g(u)=(|x|μF(u))f(u), then (1.1) goes back to the following fractional Choquard equation

    (Δ)su+λV(x)u=(|x|μF(u))f(u)inRN. (1.2)

    There are many works involving the existence, multiplicity and qualitative properties for solutions of (1.2) in the recent periods, we can refer to [12,14,18,24,30] as well as to the references therein. Very recently, under the assumption of (V1)(V2), Guo and Hu in [20] have proved the existence of the least energy solution to (1.2) with subcritical growth, which localizes near the bottom of potential well int(V1(0)) as λ large enough. It is a natural question that whether one can establish the similar results if nonlinearity is at critical growth, which inspired our present article. In this paper, we are concerned with the existence and asymptotic behavior of ground states for the following fractional Choquard equation with critical growth

    (Δ)su+λV(x)u=(|x|μF(u))f(u)+|u|2s2uinRN,(Qλ)

    where s(0,1), N>2s, μ(0,N), where 2s=2NN2s is the fractional critical exponent, F(t)=t0f(s)ds, f satisfies the following assumptions:

    (f1) fC1(R,R), and there exist c1>0 and 2NμNp1p2<2NμN2s with p1>2Nμ2N4s such that |f(t)|c1(|t|p11+|t|p21) for all t>0.

    (f2) There exist q>1 and c2>0 such that f(t)c2|t|q1 for all t>0.

    (f3) f(t)t is nondecreasing in (0,+).

    Remark 1.1. From (f1)(f2), we have p1qp2. We point out that Ambrosetti-Rabinowitz condition is not necessary in present paper.

    Remark 1.2. Taking f(t)=|t|p2t, where p[2NμN,2NμN2s) with p>2Nμ2N4s, then f satisfies (f1)(f3). We also remark that besides the usual power function, there are many other functions that satisfy our assumptions. For example, we may choose suitable μ, s, p and q such that 2qp<2NμN2s. By a direct calculation, the assumption (f1)(f3) hold if we choose

    g(t)=|t|q1+|t|ln(1+|t|p2).

    To statement our main results of this paper, let us introduce the following fractional Choquard equation:

    {(Δ)su=(|x|μF(u))f(u)+|u|2s2uinΩ,u0inΩ,(Q0)u=0inRNΩ,

    where s(0,1), N>2s, μ(0,N), which acts as a limit role for (Qλ) as λ. Our main results of this paper are stated as follows:

    Theorem 1.1. Assume that (V1)(V2) and (f1)(f3) hold. Then, equation (Qλ) has at least a positive ground state for λ large enough.

    Theorem 1.2. Under the assumptions of Theorem 1.1, suppose that uλn is one of the positive ground states of equation (Qλn) with λn. Then, up to a subsequence, uλnu in Hs(RN) as n. Moreover, u is a positive ground state of equation (Q0).

    In particular, by taking f(u)=|u|p2u in (Qλ) and (Q0), we obtain the following fractional Choquard equations:

    (Δ)su+λV(x)u=(|x|μ|u|p)|u|p2u+|u|2s2uinRN(Pλ)

    and

    {(Δ)su=(|x|μ|u|p)|u|p2u+|u|2s2uinΩ,u0inΩ,(P0)u=0inRNΩ,

    where s(0,1), N>2s, μ(0,N).

    As a direct result of Theorem 1.1 and Theorem 1.2, we have

    Theorem 1.3. Assume that μ(0,N) and (V1)(V2) hold. Then, equation (Pλ) has at least a positive ground state for λ large enough if one of the following cases occurs:

    (a) 2s<N<4s, p(2Nμ2N4s,2NμN2s).

    (b) N=4s, p(2NμN,2NμN2s).

    (c) N>4s, p[2NμN,2NμN2s).

    Furthermore, suppose that uλn is one of the positive ground states of equation (Pλn) with λn. Then, up to a subsequence, uλnu in Hs(RN) as n. Moreover, u is a positive ground state of equation (P0).

    Remark 1.3. By Hardy-Littlewood-Sobolev inequality (see [22]), the energy functional corresponding to equation (Pλ) belongs to C1 if p[2NμN,2NμN2s]. However, we need to put further restriction on p to overcome the difficulties caused by the estimates of convolution term. It seems that the condition p>2Nμ2N4s is essential for the proof of Lemma 8 below. Under the assumptions (V1)(V2), whether or not the existence and asymptotic behavior of ground states of equation (Pλ) can be established is an interesting question for the case N=4s with p=2NμN and the case 2s<N<4s with p(2NμN,2Nμ2N4s).

    Compared with the nonlocal nonlinearity, the term (|x|μF(u))f(u) depends not only the pointwise value of f(u), but also on |x|μF(u), which leads to some estimates about nonlocal term are likely to be confronted with some difficulties. In order to overcome them, some new variational techniques will be employed in our paper. Another difficulty of the problem (Qλ) stems from that we can not verify that the energy functional corresponding to equation (Qλ) satisfies the (PS)c condition under the any level set due to the fact that Hs(RN)L2s(RN) is noncompact. On the contrary, we can only check that the functional satisfies the (PS)c condition under a certain level set. Consequently, we have to make some more precise estimations involving critical term and nonlocal term.

    The paper is organized as follows. In Section 2, we will introduce the variational frame and prove several Lemmas. In Section 3, we focus on the proofs of the main results.

    Notation. Throughout this paper, and denote the strong convergence and the weak convergence, respectively. ||r denotes the norm in Lr(Ω) for 1r. Bρ(x) denotes the ball of radius ρ centered at x. C denote various positive constants whose value may change from line to line but are not essential to the analysis of the proof.

    Before proving our main results, it is necessary to introduce some useful definitions and notations. Firstly, fractional Sobolev spaces are the convenient setting for our problem, so we will give some stretches of the fractional order Sobolev spaces. We recall that, for any s(0,1), the fractional Sobolev space Hs(RN)=Ws,2(RN) is defined as follows:

    Hs(RN)={uL2(RN)|RN(|ξ|2s|F(u)|2+|F(u)|2)dξ<},

    whose norm is defined as

    u2Hs(RN)=RN(|ξ|2s|F(u)|2+|F(u)|2)dξ,

    where F denotes the Fourier transform. We also define the homogeneous fractional Sobolev space Ds,2(RN) as the completion of C0(RN) with respect to the inner

    [u,v]:=RNRN(u(x)u(y))(v(x)v(y))|xy|N+2sdxdy

    and the norm

    [u]:=(RN×RN|u(x)u(y)|2|xy|N+2sdxdy)12.

    The embedding Ds,2(RN)L2s(RN) is continuous and for any s(0,1), there exists a best constant Ss>0 such that

    Ss:=infuDs,2(RN)[u]2|u|22s

    The fractional laplacian, (Δ)su, of a smooth function u:RNR, is defined by

    F((Δ)su)(ξ)=|ξ|2sF(u)(ξ),  ξRN.

    Also, by the Plancherel formular in Fourier analysis, we have

    [u]2Hs(RN)=2C(s)|(Δ)s2u|22.

    As a consequence, the norms on Hs(RN) defined below

    u(RN|u|2dx+RN×RN|u(x)u(y)|2|xy|N+2sdxdy)12,u(RN(|ξ|2s|F(u)|2+|F(u)|2)dξ)12,u(RN|u|2dx+|(Δ)s2u|22)12

    are equivalent. For more details on fractional Sobolev spaces, we refer the reader to [15] and the references therein. In this paper, the definition of fractional Sobolev space Hs(RN) is chosen by

    Hs(RN)={uL2(RN)|[u]<+}

    equipped with the inner

    u,v=RNRN(u(x)u(y))(v(x)v(y))|xy|N+2sdxdy+RNuvdx

    whose associated norm we denote by . Now, for fixed λ>0, we define the following fractional Sobolev space

    Eλ={uHs(RN)|RNλV(x)u2dx<+}

    equipped with the inner product

    u,vλ=RNRN(u(x)u(y))(v(x)v(y))|xy|N+2sdxdy+RNλV(x)uvdx

    whose associated norm we denote by λ. Define

    E0={uHs(RN)|u(x)=0inΩ}.

    Obviously, E0 is a closed subspace of Hs(RN), and hence is a Hilbert space.

    Lemma 2.1. [25] Let 0<s<1, then there exists a constant C=C(s)>0, such that

    |u|22sC[u]2

    for any uHs(RN). Moreover, the embedding Hs(RN)Lr(RN) is continuous for any r[2,2s] and is locally compact whenever r[1,2s).

    Because we are concerned with the nonlocal problems, we would like to recall the well-known Hardy-Littlewood-Sobolev inequality.

    Lemma 2.2. [22] Suppose μ(0,N), and s,r>1 with 1s+1r=1+μN. Let gLs(RN), hLr(RN), there exists a sharp constant C(s,μ,r,N), independent of g and h, such that

    RN(|x|μg)hdxC(s,μ,r,N)|g|s|h|r.

    Since we are looking for ground states of (Qλ) when λ is large enough, without loss of generality, we assume λ1 in the rest of the paper. We have the following embedding result.

    Lemma 2.3. Assume that V(x) satisfies (V2). Then the embedding EλHs(RN) is continuous for any λ1. Moreover, there exists τ0 independent of λ such that

    uτ0uλ (2.1)

    for any uEλ.

    Proof. Let

    Ω1={xRN|V(x)>M},Ω2={xRN|V(x)M}.

    For λ1, we have

    Ω1u2dx1MRNλV(x)u2dx.

    By (V2), the Hölder inequality and Lemma 2.1, one has

    Ω2u2dx|Ω2|N2s(Ω2u2sdx)22s|Ω2|N2s[u]2.

    Consequently,

    u(1M+|Ω2|N2s+1)12uλ:=τ0uλ. (2.2)

    The proof is completed.

    Since our main aim is to find the positive solutions, without loss of generality, we assume that f(t)=0 for t0. The corresponding energy functionals associated with equations (Qλ) and (Q0) are given by

    Iλ(u)=12u2λ12RN(|x|μF(u))F(u)dx12sRN|u+|2sdx

    and

    I0(u)=12[u]212Ω(|x|μF(u))F(u)dx12sΩ|u+|2sdx,

    respectively. Clearly, IλC1(Eλ,R) and I0C1(E0,R). Denote

    mλ=infuNλIλ(u),m0=infuN0I0(u),

    where

    Nλ={uEλ{0}|Iλ(u),u=0},N0={uH10(Ω){0}|I0(u),u=0}.

    Remark 2.1. Obviously, u is a critical point of Iλ if and only if u is a solution of (Qλ). Similarly, u is a critical point of I0 if and only if u is a solution of (Q0). Hence, in order to prove Theorem 1.1 and Theorem 1.2, it suffices to check that mλ is achieved by a positive critical point of Iλ for λ large enough. Furthermore, for any sequence λn, if uλn be one of the critical points of Iλ, then there exists uHs(RN) such that I0(u)=0 and I0(u)=m0. Moreover, up to a subsequence, uλnuinHs(RN).

    Lemma 2.4. Let c>0 be fixed. Assume that {uλn}Eλ be a (PS)c sequence of Iλ. Then

    lim supnuλnλ2κscκs2, (2.3)

    where κs=min{2s,4}. Moreover, there exist δ>0 independent of λ such that either uλn0 in Eλ or lim supnuλnλ>δ.

    Proof. By (f3), F(t)2f(t)t for any tR. Since Iλ(uλn)=on(1) and Iλ(uλn)=c+on(1),

    c+on(1)uλnλ=Iλ(uλn)1κsIλ(uλn),uλn=(121κs)uλn2λ12RN(|x|μF(uλn))F(uλn)dx+1κsRN(|x|μF(uλn))f(uλn)uλndx+(1κs12s)RN|(uλn)+|2sdx(121κs)uλn2λ+(2κs12)RN(|x|μF(uλn))F(uλn)dx+(1κs12s)RN|(uλn)+|2sdx(121κs)uλn2λ. (2.4)

    Hence {uλn} is bounded in Eλ, and hence

    c+on(1)(121κs)uλn2λ.

    This leads to

    lim supnuλn2λ2κscκs2.

    For any uEλ, by the Hardy-Littlewood-Sobolev inequality and Lemma 2.3, we have

    Iλ(u),u12u2λC(u2p1λ+up1+p2λ+u2p2λ)Cu2sλ. (2.5)

    Consequently, there exist δ>0 such that uEλ with uλδ, we have

    Iλ(u),u14u2λ. (2.6)

    If lim supnuλnλδ, without loss of generality, we may assume uλnδ for all n. By (2.6), one has

    on(1)uλnλIλ(uλn),uλn14uλn2λ,

    and hence uλn0 as n.

    Lemma 2.5. Let C0>0 be fixed, uλnuλ in Eλ with I(uλn)[0,C0]. Then for any small ε>0, there exists Λε>0 such that

    lim supnRN|uλnuλ|rdxε

    for any λ>Λε and 2r<2s.

    Proof. Firstly, we claim that for any ε>0, there exists Λε>0 such that

    lim supnRN|uλnuλ|2dxε

    for any λ>Λε. We argue by contradiction that there exist ε0>0, λk+ and nk+ such that

    RN|uλknkuλk|2dxε0,k. (2.7)

    Let DR={xRN||x|>RandV(x)M}. In view of (V2), limR|DR|=0. For k large enough, by (2.3) and the fact that Ds,2(RN)L2s(RN) is continuous, one has

    DR|uλknk|2dx|DR|2sN(DR|uλknk|2sdx)22s|DR|2sN[uλknk]2C1|DR|2sN. (2.8)

    It follows from (2.3) that

    BcRDR|uλknk|2dx1λkMBcRDRλkV(x)|uλknk|2dxC1λk. (2.9)

    By (2.8)-(2.9), there exist K>0 and R>0 such that

    RNBR(0)|uλknk|2dx<ε08,k>K. (2.10)

    Similarly, one can check that

    RNBR(0)|uλk|2dx<ε08,k>K. (2.11)

    Since uλnuλ in Lrloc(RN) for 1r<2s, we may assume that

    BR(0)|uλknkuλk|2<ε04. (2.12)

    Combining (2.7) and (2.10)-(2.12), one has

    ε0lim supnRN|uλknkuλk|2dx2lim supnBcR(0)|uλknk|2dx+2lim supnBcR(0)|uλk|2dx+lim supnBR(0)|uλknkuλk|2dx<3ε04,

    a contradiction. For small ε>0 and λ>Λε, by the interpolation inequality, we have

    lim supnRN|uλnuλ|rdxε,

    where 2r<2s.

    Lemma 2.6. Let λ be fixed and {uλn}Eλ be (PS)c of Iλ. Then, there exists uλEλ such that Iλ(uλ)=0 and Iλ(uλ)0. Moreover, we have

    Iλ(uλn)Iλ(vλn)Iλ(uλ) (2.13)

    and

    Iλ(un)Iλ(vn)Iλ(uλ), (2.14)

    where vλn:=uλnuλ.

    Proof. The proof is similar to [23]. For convenience sake, we give an outline here. For the sake of simplicity of symbols, we denote uλn by un. Lemma 2.4 implies that {un} is bounded in Eλ. Up to a subsequence, we may assume that

    unuλinEλandunuλinLrloc(RN)in1r<2s.

    It is easy to prove that Iλ(uλ)=0. Similar to (2.4), one has Iλ(uλ)0. As the proof of the Lemma 2.4 in [23], we have the following nonlocal Brézis-Lieb result

    RN(|x|μF(un))F(un)dxRN(|x|μF(uλ))F(uλ)dxRN(|x|μF(vn))F(vn)dx. (2.15)

    It follows from Brézis-Lieb Lemma (see Lemma 1.32 in [29]) that

    RN|(uλn)+|2sdxRN|u+λ|2sdxRN|(vλn)+|2sdx. (2.16)

    Combining (2.15) and (2.16), one has

    Iλ(un)Iλ(vn)Iλ(uλ). (2.17)

    Similarly, (2.14) is satisfied with some slight modifications.

    Lemma 2.7. If c<sNSN2ss, then there exists Λ0>0 such that Iλ satisfies the (PS)c condition for λΛ0.

    Proof. Consider any sequence {uλn}Eλ satisfying Iλ(uλn)0 with Iλ(uλn)c<sNSN2ss. By Lemma 2.4, {uλn} is bounded in Eλ. Let vλn=uλnuλ. Then

    RN(|x|μF(uλn))f(uλn)uλndxRN(|x|μF(uλ))f(uλ)uλdxRN(|x|μF(vλn))f(vλn)vλndx. (2.18)

    By (2.16), (2.18) and Lemma 2.6, one has

    vλn2λ=uλn2λuλ2λ+on(1)=Iλ(uλn),uλn+RN(|x|μF(uλn))f(vλn)uλndx+RN|(uλn)+|2sdxIλ(uλ),uλRN(|x|μF(uλ))f(uλ)uλdxRN|u+λ|2sdx+on(1)=RN|(vλn)+|2sdx+RN(|x|μF(vλn))f(vλn)vλndx+on(1).

    Hence, up to a subsequence, we may assume

    limnvλn2λ=limnRN|(vλn)+|2sdx+limnRN(|x|μF(vλn))f(vλn)vλndx:=θλ0.

    It suffices to check that there exists ε0>0 such that θλ=0 for λ>Λε0, where Λε is given in Lemma 2.5. Otherwise, without loss of generality, there exists λkΛ1k1 such that θλk>0 for any kZ. For large k and n, by Lemma 2.5 and the Hardy-Littlewood-Sobolev inequality, one has

    RN(|x|μF(vλkn))f(vλkn)vλndxC2(RN(|vλkn|p1+|vλkn|p2)2N2Nμdx)2NμNC3(|vλkn|2p12Np12Nμ+|vλkn|p1Np12Nμ|vλkn|p2Np22Nμ+|vλkn|2p22Np22Nμ)C3(1k2p1+1kp1+p2+1k2p2)1k. (2.19)

    By Lemma 2.6, {vλkn} be (PS)ck for Iλk, where ck=cIλk(uλk). Since θλk>0, by Lemma 2.4, we may assume that θλkδ for all k. By the definition of Ss, there holds

    vλkn2λ[vλkn]2Ss|vλkn|22sSs|(vλkn)+|22s.

    Hence

    θλkSs(θλk1k)22sSsθ22sλk(11δk),

    and hence θλkSN2ss(11δk)N2s. For large k, by Lemma 2.6 and (2.19), one has

    c=Iλk(vλkn)+Iλk(uλk)+on(1)Iλk(vλkn)+on(1)=12vλkn2λk12RN(|x|μF(vλkn))F(vλkn)dx12sRN|(vλkn)+|2sdx+on(1)12vλkn2λk12sRN|(vλkn)+|2sdx12k+on(1)sNθλk12k+on(1)sNSN2ss(11δk)N2s12k+on(1).

    This leads to csNSN2ss, which contradicts c<sNSN2ss. This completes the proof.

    Lemma 2.8. If p1[2NμN,2NμN2s) with p1>2Nμ2N4s, then there exists α>0 such that αmλm0<sNSN2s.

    Proof. Clearly, mλm0. Since the proof of mλα is standard, we only need to prove that m0<sNSN2s. Without loss of generality, we assume that 0Ω. Then there exist δ>0 and kZ such that BδB2δΩBkδ. Let ηC0(RN) be such that 0η1, η=1 in Bδ, η=0 in RNB2δ. Denote

    Uε(x)=εN2s2u0(xε|u0|2s),

    where u0(x)=α(β2+S12ss|x|2)N2s2 with α,β>0. Set

    uε(x):=η(x)Uε(x),

    then uε(x)E0. It follows from Proposition 21 and Proposition 22 in [25] that

    [uε]2SN2ss+o(εN2s),RN|uε|2sdx=SN2ss+o(εN). (2.20)

    Let

    gε(t):=t22[uε]2t2s2sRN|uε|2sdx.

    In view of (2.20), one has

    maxt0gε(t)=sN([uε]2|uε|22s)N2s=sN[SN2ss+o(εN2s)(SN2ss+o(εN))N2sN]N2ssNSN2ss+o(εN2s). (2.21)

    Clearly, there exists tε>0 such that tεuεN0 and I0(tεuε)=maxt0I0(tuε). As a consequence, m0I0(tεuε) and

    t2ε[uε]2=Ω(|x|μF(tεuε))f(tεuε)tεuεdx+t2sεRN|u|2sdx. (2.22)

    Next, we prove the following claim:

    Claim 2.1.

    1t2p1ε+t2p2εΩ(|x|μF(tεuε))f(tεuε)tεuεdxO(ε2Np2(N2s)μ). (2.23)

    .

    In fact, by (f2), for small ε>0, we have

    1t2p1ε+t2p2εΩ(|x|μF(tεuε))f(tεuε)tεuεdxΩΩ2c1(|uε(x)|p1+|uε(x)|p2)(|uε(y)|p1+|uε(y)|p2)|xy|μdxdyB2δB2δc1|Uε(x)|p1|Uε(y)|p1|xy|μdxdy+B2δB2δ2c1|Uε(x)|p1|Uε(y)|p2|xy|μdxdy+B2δB2δc1|Uε(x)|p2|Uε(y)|p2|xy|μdxdyB2δB2δC4εp1(N2s)(ε2+|x|2)p1(N2s)2(ε2+|y|2)p1(N2s)2|xy|μdxdy+B2δB2δC4ε(N2s)(p1+p2)2(ε2+|x|2)p1(N2s)2(ε2+|y|2)p2(N2s)2|xy|μdxdy+B2δB2δC4εp2(N2s)(ε2+|x|2)p2(N2s)2(ε2+|y|2)p2(N2s)2|xy|μdxdyRNRNC4ε2Np1(N2s)μ(1+|x|2)p1(N2s)2(1+|y|2)p1(N2s)2|xy|μdxdy+RNRNC4ε4N(N2s)(p1+p2)2μ2(1+|x|2)p1(N2s)2(1+|y|2)p2(N2s)2|xy|μdxdy+RNRNC4ε2Np2(N2s)μ(1+|x|2)p2(N2s)2(1+|y|2)p2(N2s)2|xy|μdxdy:=C5(I1+I2+I3), (2.24)

    where c1 and c2 are given by (f1). Since p1>2Nμ2N4s, N12p1N(N2s)2Nμ<1. Consequently,

    RN(1+|x|2)p1N(N2s)2Nμdx=C610rN1(1+|r|2)p1N(N2s)2Nμdr+C61rN1(1+|r|2)p1N(N2s)2NμdrC7+C61rN12p1N(N2s)2Nμdr<+. (2.25)

    By the Hardy-Littlewood-Sobolev inequality, we have

    I1C8ε2Np1(N2s)μ(RN(1+|x|2)p1N(N2s)2Nμdx)4N2Nμ=O(ε2Np1(N2s)μ). (2.26)

    Similarly, one can check that

    I1=O(ε4N(N2s)(p1+p2)2μ2) (2.27)

    and

    I2=O(ε2Np2(N2s)μ). (2.28)

    Since p1p2, the claim follows from (2.24), (2.26)-(2.28).

    For small ε>0, by (2.21) and (2.23), there exist C9, C10>0 such that

    RN|uε|2sdxC9,[uε]2C10,

    and

    Ω(|x|μF(tεuε))f(tεuε)tεuεdxC10(t2p1ε+t2p2ε).

    According to (2.22), we have

    C9C10(t2p12ε+t2p22ε)+C10t2s2ε.

    Thus, for small ε>0 there exists t0>0 such that tεt0. On the other hand, by (f2), there holds

    qt2qεΩ(|x|μF(tεuε))F(tεuε)dxc2Ω(|x|μ|uε|q)|uε|qdxBδBδc2|uε(x)|q|uε(y)|q|xy|μdxdyBδBδC11εq(N2s)(ε2+|x|2)q(N2s)2(ε2+|y|2)q(N2s)2|xy|μdxdyBδεBδεC11ε2Nq(N2s)μ(1+|x|2)q(N2s)2(1+|y|2)q(N2s)2dxdyBδBδC11ε2Nq(N2s)μ(1+|x|2)q(N2s)2(1+|y|2)q(N2s)2dxdy=C12ε2Nq(N2s)μ. (2.29)

    Hence

    Ω(|x|μF(tεuε))F(tεuε)dxC13t2qεε2Nq(N2s)μ.

    Since N>2s and qp1>2Nμ2N4s, then q>N+2sμN2s. Combining (2.21) and (2.29), one has

    m0I0(tεuε)maxt0gε(t)C13t2qεε2Nq(N2s)μ<SN2ss+o(εN2s)C13t2q0ε2Nq(N2s)μ<sNSN2ss.

    The proof is completed.

    Proof. Assume that {uλn}Nλ be a minimizing sequence of mλ. By Ekeland's Variational principle (see[17]), we may assume that {uλn} be a (PS)mλ sequence for Iλ, that is Iλ(uλn)0 and Iλ(uλn)mλ. In view of Lemma 2.8, mλ<sNSN2ss. By lemma 2.7, there exist Λ0>0, up to a subsequence, uλnuλ in Eλ for any λ>Λ0. Since IλC1(Eλ,R), then Iλ(uλ)=mλ and Iλ(uλ)=0. Noting that f(t)=0 for t0 and (ts)(ts)|ts|2 for all t,sR, one has

    uλ2λRNRN(uλ(x)uλ(y))(uλ(x)uλ(y))|xy|N+2sdxdy+RNλV(x)uλuλdx=(|x|μF(uλ))f(uλ)uλdx+RN|u+λ|2s1uλdx=0.

    Thus uλ0. By Lemma 2.8, we have uλ0. In view of the Harnack inequality, uλ>0 and the proof is completed.

    Proof. Suppose that λn and uλn be one of the ground states of equation (Qλn). That is, Iλn(uλn)=mλn and Iλn(uλn)=0. We denote uλn by un for notion simplicity. Without loss of generality, we assume that λn1 for all n. As the proof of (2.4), one has

    m0mλn=Iλn(un)1κsIλn(un),un(121κs)([un]2+RNλnV(x)|un|2dx)1τ0(121κs)un2.

    Hence {un} is bounded in Hs(RN). Up to a subsequence, we may assume that

    unuinHs(RN)andunuinLrloc(RN)in1r<2s. (3.1)

    We divide into four steps to prove Theorem 1.2 as follows.

    Step 1: u(x)=0 a.e in RNΩ.

    If fact, by using the Fatou's Lemma, we get

    RNΩV(x)u2dxlim infnRNV(x)u2ndxlim infnC20λn=0,

    which implies that u(x)=0 a.e in RNΩ.

    Step 2: u is a critical point of I0.

    Since Iλn(uλn)=0,

    un,φλnRN(|x|μF(un))f(un)φdxRN|un|2s1φdx=0,φE0.

    It is clear that

    RNλnV(x)unφdx=0,φE0.

    By (3.1), we have

    [un,φ][un,φ],φE0.

    It is standard to prove that

    RN(|x|μF(un))f(un)φdxΩ(|x|μF(u))f(u)φdx,φE0,

    and

    RN|un|2s1φdxΩ|u|2s1φdx,φE0.

    Combining with the above results, we have I0(u)=0.

    Step 3: unu in Ls(RN) for 2s<2s.

    Similar to (2.8) and (2.9), one has

    DR|un|2dx|DR|2sN[un]2C21|DR|2sN, (3.2)
    BcRDR|un|2dxC22λn. (3.3)

    Hence, for any ε>0 there exist R1=R1(ε)>0 such that

    RNBR1(0)|un|2dx<ε4+on(1)

    By the decay of the Lebesgue integral, there exists R2=R2(ε)>0 such that

    RNBR2(0)|u|2dx<ε4.

    By (3.1), one has

    RN|unu|2dxBR(0)|unu|2dx+2RNBR(0)|un|2dx+2RNBR(0)|u|2dxon(1)+ε,

    where R=max{R1,R2}. Consequently, unu in L2(RN). By the interpolation inequality and the boundedness of {un} in Hs(RN), we have unu in Lr(RN) for 2r<2s.

    Step 4: m0=I0(u) and unu in Hs(RN).

    By the Hardy-Littlewood-Sobolev inequality and the Lebesgue dominant convergence theorem, we get

    limnRN(|x|μF(un))f(un)undxRN(|x|μF(u))f(u)udx,

    and

    limnRN(|x|μF(un))F(un)dxRN(|x|μF(u))F(u)dx.

    It follows from the lower semicontinuity and the Fatou's Lemma that

    m0lim infnmλn=lim infn(Iλn(un)1κsIλn(un),un)(121κs)lim infnun2λn+1κslim infnRN(|x|μF(un))f(un)undx12lim supnRN(|x|μF(un))F(un)dx+(1κs12s)lim infnRN|un|2sdx(121κs)[u]2+1κsRN(|x|μF(u))f(u)udx12RN(|x|μF(u))F(u)dx+(1κs12s)RN|u|2sdx(121κs)[u]2+1κsΩ(|x|μF(u))f(u)udx12Ω(|x|μF(u))F(u)dx+(1κs12s)Ω|u|2sdx=I0(u)1κsI0(u),u=I0(u)m0.

    As a consequence, I0(u)=m0 and [un][u]. By Step 3, unu. This together with unu in Hs(RN), we have unu in Hs(RN). By Lemma 2.8, u0 and u0. According to the Harnack inequality, we have u>0. The proof is completed.

    Proof. Theorem 1.3 is directly concluded by Theorem 1.1 and Theorem 1.2.

    From the proof of Theorem 1.2, we immediately get the following two Corollaries.

    Corollary 3.1. mλm0 as λ.

    Corollary 3.2. Let {uλn} be a solutions of equation (Qλn) with λn satisfying |Iλn(un)|K. Then up to a subsequence, unu in Hs(RN) as n. Moreover, u is a solution of equation (Q0).

    In this paper, we are concerned with a fractional Choquard equation with critical growth. Under some assumptions of nonlinearity, we obtain the existence and asymptotic behavior of the positive ground states to this problem by applying some analytical techniques. Several recent results of the literatures are extended and improved.

    This work is supported partially by NSFC (No. 11861078, 11971485, 11901345, 11661083), Hunan Provincial Innovation Foundation for Postgraduate and the Fundamental Research Funds for the Central Universities of Central South University.

    The authors declare that they have no conflicts of interest.



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