In this paper, we discuss the generalized quasilinear Schrödinger equation with nonlocal term:
−div(g2(u)∇u)+g(u)g′(u)|∇u|2+V(x)u=(|x|−μ∗F(u))f(u),x∈RN,(P)
where N≥3, μ∈(0,N), g∈C1(R,R+), V∈C1(RN,R) and f∈C(R,R). Under some "Berestycki-Lions type conditions" on the nonlinearity f which are almost necessary, we prove that problem (P) has a nontrivial solution ˉu∈H1(RN) such that ˉv=G(ˉu) is a ground state solution of the following problem
−Δv+V(x)G−1(v)g(G−1(v))=(|x|−μ∗F(G−1(v)))f(G−1(v)),x∈RN,(ˉP)
where G(t):=∫t0g(s)ds. We also give a minimax characterization for the ground state solution ˉv.
Citation: Die Hu, Peng Jin, Xianhua Tang. The existence results for a class of generalized quasilinear Schrödinger equation with nonlocal term[J]. Electronic Research Archive, 2022, 30(5): 1973-1998. doi: 10.3934/era.2022100
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In this paper, we discuss the generalized quasilinear Schrödinger equation with nonlocal term:
−div(g2(u)∇u)+g(u)g′(u)|∇u|2+V(x)u=(|x|−μ∗F(u))f(u),x∈RN,(P)
where N≥3, μ∈(0,N), g∈C1(R,R+), V∈C1(RN,R) and f∈C(R,R). Under some "Berestycki-Lions type conditions" on the nonlinearity f which are almost necessary, we prove that problem (P) has a nontrivial solution ˉu∈H1(RN) such that ˉv=G(ˉu) is a ground state solution of the following problem
−Δv+V(x)G−1(v)g(G−1(v))=(|x|−μ∗F(G−1(v)))f(G−1(v)),x∈RN,(ˉP)
where G(t):=∫t0g(s)ds. We also give a minimax characterization for the ground state solution ˉv.
The purpose of this paper is to explore the quasilinear Schrödinger equation with nonlocal term:
−div(g2(u)∇u)+g(u)g′(u)|∇u|2+V(x)u=(|x|−μ∗F(u))f(u),x∈RN,(P) |
where N≥3, μ∈(0,N), V is nonnegative, f is continuous and g∈C1(R,R+). To obtain solutions of equation (P), we make the following assumptions about g, V and f:
(g) g∈C1(R,R+) is even with g′(t)≥0 for all t≥0;
(V1) V∈C(RN,[0,∞)) and V(x)≤V∞:=lim|x|→∞V(x), for all x∈RN;
(F1) f∈C(R,R);
(F2) lim|t|→0f(t)g(t)|G(t)|N−μN=0, lim|t|→∞f(t)g(t)|G(t)|N+2−μN−2=0.
Such a problem is often referred to as being nonlocal due to the appearance of the term (|x|−μ∗F(u))f(u) which implies that (P) is no longer a pointwise identity. In particular, when μ→0 in (P), then it be reduced to the following generalized quasilinear Schrödinger equation with f:=Ff:
−div(g2(u)∇u)+g(u)g′(u)|∇u|2+V(x)u=f(x,u),x∈RN. | (1.1) |
Equation (1.1) has received wide attention and solutions of (1.1) are related to the standing wave solutions of the quasilinear Schrödinger equation:
i∂tz=−△z+W(x)z−h(x,|z|)z−△l(|z|2)l′(|z|2)z, | (1.2) |
where z:R×RN→C;W:RN→R is a given potential; h:RN×R→R and l:R→R are suitable functions. Different expressions of l represent different physical backgrounds. For example, when l(s)=s, [1] applied (1.2) to superfluid film equation in plasma physics and fluid mechanics; when l(s)=sα and α>1, we can see [2]. Let z(t,x)=exp(−iEt)u(x), where u(x) is a real function and E∈R. Then equation (1.2) can be converted into (see [3]):
−△u+V(x)u−△l(u2)l′(u2)u=f(x,u),x∈RN, | (1.3) |
where f(x,t)=h(x,|t|)t and V(x)=W(x)−E.
About Eq (1.1), there are a lot of papers studying the existence of solutions by using variational methods. Especially, In [4], Liu et al. firstly attained the positive solution through using variational method and the idea of change of variables. Moreover, in [5], Deng et al. obtained the existence of positive solutions with critical exponents by using a change of variable and variational argument. In [6], Li et al. proved the existence of a positive ground state solution which possesses a unique local maximum and decays exponentially by variational methods. For more about the results of (1.1), we can see [7,8,9] and the references therein.
When g(t)=1 and μ↛0, (P) is reduced to the classical elliptic equation
−△u+V(x)u=(|x|−μ∗F(u))f(u),x∈RN. | (1.4) |
When N=3, μ=1, V≡1 and f(t)=t, the equation of (1.4) become
−△u+u=(|x|−1∗u2)u,x∈R3, | (1.5) |
which arises in the description of the quantum theory of a polaron at rest by Pekar in 1954 [10] and the modeling of an electron trapped in its own hole in 1976 in the work of Choquard, see [11].
To recall the literature in mathematics, Lieb [11] proved the existence and uniqueness, up to translations, of the ground state solution for (1.5) and Lions [12] showed the existence of a sequence of radially symmetric solutions via variational methods. In the last decades, a great deal of efforts have been devoted to the study of existence, multiplicity and properties of the solutions of (1.4). For example, in [13], Gao et al. proved the existence and multiplicity of semiclassical states by critical point theory; in [14], Yang established some existence and concentration results of the semiclassical solutions of (1.4) in the whole plane by suppose that the nonlinearity f is critical exponential growth in R2.
It is worth emphasizing that (P) is more general than (1.1) and (1.4). So it is meaningful to study (P). Usually, people study the existence of the solution of problem (P) by studying problem (ˉP). A typical way to deal with (ˉP) is using the mountain-pass theorem. For this purpose, one usually assumes that V≡1, is periodic, V(x)=V(|x|), or is coercive while f satisfies one of the following conditions:
(i) Super quadratic condition
(SF) lim|t|→∞F(x,t)t2=∞ uniformly in x∈RN, where F(x,t)=∫t0f(x,s)ds;
(ii) Ambrosetti-Rabinowitz type condition
(AR) there exists α>2 such that f(x,t)≥αF(x,t)≥0forallt∈R;
(iii) Monotonicity condition
(SI) f(x,t)t2 is increasing for t∈R∖{0}.
Under these conditions, it is easy to get a bounded (PS) sequence and verify the Mountain Pass geometry about the corresponding energy functional of (ˉP).
To the authors' knowledge, in recent paper [15], Yang et al. obtained the existence, multiplicity and concentration behavior of positive solutions by variational method and the assumption of (SI); in [16], Li et al. proved that the equation admits a solution by using a constrained minimization argument and the assumptions of (SF); in [17], Yang et al. got the concentration behavior of ground states via dual approach and the assumptions of (SF) and (AR). For other related results of (P), we refer the readers to [18,19,20,21,22] and the references therein.
Different from the existing literature, in the present paper, we shall establish the existence of ground state solutions of (ˉP) and get the existence of solutions of (P) under (F1), (F2) and
(F3) there exists s0>0 such that F(s0)≠0, where F(s)=∫s0f(t)dt.
We know that (F3) is the Berestycki-Lions type assumption which is satisfied by a very wide class of nonlinearities. These types of nonlinearities were first introduced by Berestycki and Lions in [23] to get an existence result of the Schrödinger equation
−△v+v=f(v),v∈H1(RN). |
It is easy to see that (F3) is much weaker than (SF), (AR), (SI) and the others in the related literature. Such kind of conditions are almost necessary for the existence of nontrivial solutions to autonomous problem or to the scalar field equation. Compared with autonomous problem, the nonautonomous problem (P) is much more difficult to study. Motivated by the analysis above, in this paper, our goal is to study the ground state solution of (ˉP) and then get nontrivial solutions of (P).
In view of (F1), (F2) and Hardy-Littlewood Sobolev inequality, for p∈(2,2∗), any ε>0 and u∈H1(RN), one have
∫RN(|x|−μ∗F(u))F(u)dx=∫RN∫RNF(u(x))F(u(y))|x−y|μdxdy≤C1‖F(u)‖22N/(2N−μ)≤ε(‖u‖2(2N−μ)/N2+‖u‖2(2N−μ)/(N−2)2∗)+Cε‖u‖p(2N−μ)/Np. | (1.6) |
It is standard to check that, under (1.6), (V1), (F1) and (F2), the Euler-Lagrange functional associated with problem (P) in H1(RN) is given by
ˉI(u)=12∫RNg2(u)|∇u|2dx+12∫RNV(x)u2dx−12∫RN(|x|−μ∗F(u))F(u)dx. | (1.7) |
Since the term ∫RNg2(u)|∇u|2dx may not be well-posed in u∈H1(RN), to overcome this obstacle, Shen and Wang [24] made a substitution of variable as v=G(u)=∫u0g(t)dt. So for all v∈H1(RN), we have
∫RNg2(u)|∇u|2dx=∫RNg2(G−1(v))|∇G−1(v)|2dx=∫RN|∇v|2dx<+∞. |
Therefore, by this change of variable, (1.7) becomes
ˉI(u)=12∫RN(|∇v|2+V(x)|G−1(v)|2)dx−12∫RN(|x|−μ∗F(G−1(v)))F(G−1(v))dx. | (1.8) |
Furthermore, we can find that if v∈C2(RN) is a critical point of (1.8), then u=G−1(v)∈C2(RN) is a corresponding one of (P). Hence, to obtain nontrivial weak solutions of (P), one just need to look for nontrivial weak solutions of the equation
−Δv+V(x)G−1(v)g(G−1(v))=(|x|−μ∗F(G−1(v)))f(G−1(v))g(G−1(v)),x∈RN.(ˉP) |
The energy functional of (ˉP) is
I(v)=12∫RN(|∇v|2+V(x)|G−1(v)|2)dx−12∫RN(|x|−μ∗F(G−1(v)))F(G−1(v))dx. | (1.9) |
It is evident that v∈H1(RN) is a weak solution of (ˉP), if it satisfies for all φ∈C∞0(RN)
⟨I′(v),φ⟩=∫RN∇v∇φdx+∫RNV(x)G−1(v)g(G−1(v))φdx−∫RN(|x|−μ∗F(G−1(v)))f(G−1(v))g(G−1(v))φdx=0. | (1.10) |
From (g), (V1), (V2), (F1), (F2) and the Appendix B of [25], we have the Pohožaev type functional P of (ˉP) in H1(RN):
P(v)=N−22∫RN|∇v|2dx+12∫RN(NV(x)+∇V(x)⋅x)|G−1(v)|2dx−2N−μ2∫RN(|x|−μ∗F(G−1(v)))F(G−1(v))dx. | (1.11) |
Define the Pohožaev manifold of I by
M:={v∈H1(RN)∖{0}:P(v)=0}. |
Then every nontrivial solution of (ˉP) is contained in M. To state our first result, we need to introduce the following monotonicity condition on V:
(V2) V∈C1(RN,R) and there exists θ∈[0,1) such that t→NV(tx)+∇V(tx)⋅(tx)tN−μ+g2(0)(N−2)3θ4tN+2−μ|x|2 is nonincreasing in (0,∞) for every x∈RN∖{0}.
Theorem 1.1. Assume that (g), (V1), (V2) and (F1)−(F3) hold. Then problem (ˉP) has a ground state solution ˉv such that
I(ˉv)=infv∈MI(v)=infv∈Λ∖{0}maxt>0I(vt), |
and ˉu=G−1(ˉv) is a nontrivial solution of (P), where
vt(x)=v(t−1x)andΛ={v∈H1(RN):∫RN(|x|−μ∗F(G−1(v)))F(G−1(v))dx>0}. |
Applying Theorem 1.1 to the following "limiting problem" of (P):
−div(g2(u)∇u)+g(u)g′(u)|∇u|2+V∞u=(|x|−μ∗F(u))f(u),x∈RN.(P∞) |
Similarly, using the same variable v=G(u)=∫u0g(t)dt. Then (P∞) become the following problem
−Δv+V∞G−1(v)g(G−1(v))=(|x|−μ∗F(G−1(v)))f(G−1(v))g(G−1(v)),x∈RN.(ˉP∞) |
One has the following Corollary:
Corollary 1.2. Assume that (g), (F1)−(F3) hold. Then problem (ˉP∞) has a ground state solution v∞ such that
I∞(v∞)=infv∈M∞I∞(v)=infv∈Λ∖{0}maxt>0I∞(vt), |
and u∞=G−1(v∞) is a nontrivial solution of (P∞), where
I∞(v)=12∫RN(|∇v|2+V∞|G−1(v)|2)dx−12∫RN(|x|−μ∗F(G−1(v)))F(G−1(v))dx | (1.12) |
P∞(v)=N−22∫RN|∇v|2dx+N2∫RNV∞|G−1(v)|2dx−2N−μ2∫RN(|x|−μ∗F(G−1(v)))F(G−1(v))dx | (1.13) |
and
M∞:={v∈H1(RN)∖{0}:P∞(v)=0}. |
To prove the above conclusions, we shall divide our arguments into three steps: (i). Choosing a minimizing sequence {vn} of I on M, which satisfies
I(vn)→m:=infMI,P(vn)=0. |
Then showing that {vn} is bounded in H1(RN) and vn→ˉv in H1(RN)∖{0} up to translations and extractions of a subsequence. (ii). Showing that ˉv∈M and I(ˉv)=infMI. The difficulties of step (i) are the lake of global compactness and adequate information on I′(v)=0. To overcome these difficulties, for any t>0 and v∈H1(RN), we establish a crucial inequality which related to I(v), I(vt) and P(v):
I(v)⩾I(vt)+1−t2N−μ2N−μP(v)+(1−θ)h(t)2(2N−μ)‖∇v‖22. |
With the help of the inequality, we complete step (i) by Lions' concentration compactness principle, the least energy sequence approach and some subtle analysis. (iii). Similar to the proof of Lemma 2.14 in [26], we showing that ˉv is a critical point of I.
Remark 1.3. By the Pohožaev type identity related to (ˉP∞), it is easy to see that (F3) is necessary and (F1)−(F3) are almost necessary for the existence of nontrivial solutions of (P).
To admit the other classes of ground state solutions of (ˉP), we need to introduce the following decay assumption on ∇V:
(V3) V∈C1(RN,R), and there exists ˉR>1 such that
∇V(x)⋅x≤{g(0)2(N−2)22|x|20<|x|<ˉR, N−μ2V(x)|x|≥ˉR. |
Remark 1.4. There are indeed many functions which satisfy (V1) and (V2). For example
(i). V(x)=α−βe−|x|(N−μ), where α>β>0;
(ii). V(x)=α−β|x|(N−μ)+1, where α>β>0, Nα≥(3N−μ)β.
In particular, when α>β>0, β(N−μ)≥min{(n−μ)(2α−β)4,(g(0))2(N−2)22} in (ii), the function of (ii) also satisfies (V1) and (V3).
Theorem 1.5. Assume that (g), (V1), (V3) and (F1)−(F3) hold. Then problem (ˉP) has a ground state solution v and u=G−1(v) is a nontrivial solution of (P).
To prove Theorem 1.5, we will use the idea from Jeanjean and Tanaka [27], that is an approximation procedure to obtain a bounded (PS)-sequence of I. Firstly, for λ∈[12,1] we consider a family of functionals Iλ:H1(RN)→R defined by
Iλ(v)=12∫RN(|∇v|2+V(x)|G−1(v)|2)dx−λ2∫RN(|x|−μ∗F(G−1(v)))F(G−1(v))dx. | (1.14) |
These functionals have a Mountain Pass geometry. In what follows, we use cλ to express the corresponding Mountain Pass levels of Iλ. Let
A=12∫R3(|∇v|2+V(x)|G−1(v)|2)dx,B=12∫R3(|x|−μ∗F(G−1(v)))F(G−1(v))dx. |
Unfortunately, B(v) is not sign definite under (F1)−(F3), which prevents us from employing Jeanjean's monotonicity trick used in [28]. Thanks to the idea of [27], Iλ still has a bounded (PS)-sequence {vn}⊂H1(RN) at level cλ for almost every λ∈[12,1]. Secondly, we use the global compactness lemma to show that the bounded sequence {vn} converges weakly to a nontrivial point of Iλ. Finally, we choose two sequences {λn}⊂(λ∗,1] and {vλn}⊂H1(RN)∖{0} such that λn→1 and I′λn(vλn)=0, where λ∗ is defined in Lemma 3.5. By Lemmas 3.5–3.9, we get a nontrivial critical point ˉv of I.
Throughout the paper we make use of the following notations:
♣H1(RN) denotes the usual Sobolev space equipped with the inner product and norm
⟨u,v⟩=∫RN(∇u⋅∇v+uv)dx,‖u‖=⟨u,u⟩12,∀u,v∈H1(RN); |
♣Ls(RN)(1≤s<∞) denotes the Lebesgue space with the norm ‖u‖s=(∫RN|u|sdx)1s;
♣ for any u∈H1(RN),ut(x):=u(t−1x) for t>0;
♣ for any x∈RN and r>0,Br(x):={y∈RN:|y−x|<r};
♣C,C1,C2… denote positive constants which are possibly different in different places.
♣ S is the best constant for the embedding of D1,2(RN)↪L2∗(RN), where D1,2(RN)={u∈L2(RN);∇u∈L2(RN)} and 2∗=2NN−2.
The paper is organized as follows: In § 2, we study the existence of ground state solutions of (ˉP) by using the Pohožaev manifold and give the proof of Theorem 1.1. In § 3, based on an approximation procedure developed by Jeanjean and Tanaka [27], we show the existence of ground state solutions of (ˉP) and complete the proof of Theorem 1.5.
In this section, we present some fundamental lemmas and corollaries, study the existence of ground state solutions of (ˉP) by using the Pohožaev manifold, and give the proof of Theorem 1.1.
Lemma 2.1 (see [5]) Assume that (g) holds. Then the functions G(.) and G−1(.) have the following properties:
(1) the functions G(.) and G−1(.) are odd and strictly increasing;
(2) for all t∈R, |G−1(t)|≤1g(0)|t| and G−1(t)tg(G−1(t))≤|G−1(t)|2;
(3) G−1(t)t is increasing on (−∞,0) but decreasing on (0,+∞) and
lim|t|→0G−1(t)t=1g(0),lim|t|→∞G−1(t)t={1g(∞)ifgisbounded, 0ifgisunbounded; |
(4) lim|t|→0f(G−1(t))g(G−1(t))tN−μN=0 and lim|t|→0F(G−1(t))t2N−μN=0;
(5) lim|t|→∞|f(G−1(t))|g(G−1(t))|t|N+2−μN−2=0 and lim|t|→∞F(G−1(t))|t|2N−μN−2=0.
Lemma 2.2 Assume that (g), (V1), (V2), (F1) and (F2) hold. Then, for any t>0 and v∈H1(RN), we have
I(v)⩾I(vt)+1−t2N−μ2N−μP(v)+(1−θ)h(t)2(2N−μ)‖∇v‖22, | (2.1) |
where h(t)=(2N−μ)(1−tN−2)−(N−2)(1−t2N−μ).
Proof. Note that
I(vt)=tN−22∫RN|∇v|2dx+tN2∫RNV(tx)(G−1(v))2dx−t2N−μ2∫RN(|x|−μ∗F(G−1(v)))F(G−1(v))dx. | (2.2) |
By simple calculation, we have h(t)>0 with t∈[0,1)∪(1,∞). Through (V2) and a simple calculation, we can verify that
b(x,t)=(N−μ+Nt2N−μ)V(x)−(2N−μ)tNV(tx)−(1−t2N−μ)∇V(x)⋅x≥−(N−2)2g2(0)θh(t)4|x|2,∀t≥0andx∈RN∖{0}. | (2.3) |
According to Hardy inequality, we have
‖∇v‖22≥(N−2)24∫RNv2|x|2dx,foranyv∈H1(RN). | (2.4) |
Using (1.9), (1.11), (2.2)–(2.4) and (2) of Lemma 2.1, it is easy to check that, for any t>0, we have
I(v)−I(vt)=1−tN−22‖∇v‖22+12∫RN[V(x)−tNV(tx)]|G−1(v)|2dx−12∫R3(|x|−μ∗F(G−1(v)))F(G−1(v))+t2N−μ2∫RN(|x|−μ∗F(G−1(v)))F(G−1(v))dx=1−t2N−μ2N−μ{N−22‖∇v‖22+12∫RN[NV(x)+∇V(x)⋅x]|G−1(v)|2dx−2N−μ2∫RN(|x|−μ∗F(G−1(v)))F(G−1(v))dx}+h(t)2(2N−μ)‖∇v‖22+12(2N−μ)∫RNb(x,t)|G−1(v)|2dx≥1−t2N−μ2N−μP(v)+(1−θ)h(t)2(2N−μ)‖∇v‖22. |
This shows that (2.1) holds.
Corollary 2.3 Assume that (g), (F1) and (F2) hold. Then, for any t>0 and v∈H1(RN), we have
I∞(v)⩾I∞(vt)+1−t2N−μ2N−μP∞(v)+h(t)2(2N−μ)‖∇v‖22+k(t)V∞2(2N−μ)‖G−1(v)‖22, | (2.5) |
where k(t)=(2N−μ)(1−tN−2)−N(1−t2N−μ)>0,∀t∈[0,1)∪(1,∞).
Corollary 2.4 Assume that (g), (V1), (V2), (F1) and (F2) hold. Then
I(v)=maxt>0I(vt),∀v∈M. |
Lemma 2.5 Assume that (g), (V1), (V2) hold. Then there exist tow constants γ1,γ2>0 such that for all v∈H1(RN)
γ1‖∇v‖22+γ2‖G−1(v)‖22≤‖∇v‖22+∫RN[NV(x)+∇V(x)⋅x]|G−1(v)|2dx. | (2.6) |
Proof. Let t→0, t→∞ in (2.3) respectively, we have
∇V(x)⋅x≤(N−μ)V(x)+(N−2)2(N+2−μ)g2(0)θ4|x|2,∀x∈RN∖{0} | (2.7) |
and
∇V(x)⋅x≥−NV(x)−(N−2)3g2(0)θ4|x|2,∀x∈RN∖{0}. | (2.8) |
From (2.7), (2.8) and (V1), there exists a constant M0 such that
|∇V(x)⋅x|≤M0,∀x∈RN∖{0}. | (2.9) |
By (2.3), for ∀t>0,x∈RN∖{0}, one has
NV(x)+∇V(x)⋅x≥−(N−2)3g2(0)θ4|x|2+(2N−μ)V(tx)−[(N−2)2(N+2−μ)g2(0)θ4|x|2−∇V(x)⋅x+(N−μ)V(x)]tμ−2N. | (2.10) |
According to (V1), there exists t0>1 and R0>0 such that V(x)≥V∞2 for all |x|≥t0R0>R0 and
[(N−2)2(N+2−μ)g2(0)θ4|x|2+M0+(N−μ)V∞]R−N0≤(2N−μ)V∞4. | (2.11) |
From (2.10) and (2.11), we have
NV(x)+∇V(x)⋅x≥−(N−2)3g2(0)θ4|x|2+(2N−μ)Rμ−N0V∞4,|x|≥1. | (2.12) |
Making use of the Hölder inequality and Sobolev inequality, we get
∫|x|<1v2dx≤ω(2∗−2)/2∗N(∫|x|<1v2∗dx)2∗/2≤ω(2∗−2)/2∗N‖∇v‖22∗, | (2.13) |
where ωN denotes the volume of the unit ball of RN. Then, it follows from (V1), (2.4), (2.12), (2.13), (2) of Lemma 2.1 and Sobolev inequality that
(N−2)‖∇v‖22+∫RN(NV(x)+∇V(x)⋅x)|G−1(v)|2dx≥(N−2)‖∇v‖22+∫|x|<1(NV(x)+∇V(x)⋅x)|G−1(v)|2dx+∫|x|≥1(NV(x)+∇V(x)⋅x)|G−1(v)|2dx≥(N−2)‖∇v‖22−(N−2)3θ4∫RN|G−1(v)g(0)|2|x|2dx+(2N−μ)Rμ−N0V∞4∫|x|≥1|G−1(v)|2dx≥(1−θ)(N−2)‖∇v‖22+(2N−μ)Rμ−N0V∞4∫|x|≥1|G−1(v)|2dx≥(1−θ)(N−2)2‖∇v‖22+(1−θ)(N−2)S2ω2/NN∫|x|<1v2dx+(2N−μ)Rμ−N0V∞4∫|x|≥1|G−1(v)|2dx≥(1−θ)(N−2)2‖∇v‖22+min{(g(0))2(1−θ)(N−2)S2ω2/NN,(2N−μ)Rμ−N0V∞4}∫RN|G−1(v)|2dx:=γ1‖∇v‖22+γ2‖G−1(v)‖22. |
So we completes the proof of the lemma.
Lemma 2.6 Assume that (V1), (V2) hold. Then
|∇V(x)⋅x|→0,as|x|→∞. |
Proof. Arguing by contradiction, we assume that there exist {xn}⊂RN and ε>0 such that
as|xn|→∞,wehave∇V(xn)⋅xn≥εor∇V(xn)⋅xn≤−ε,∀n∈N. |
Now, we distinguish two case.
Case i) as|xn|→∞,wehave∇V(xn)⋅xn≥ε,∀n∈N. In this case, by (2.3), one has
ε≤∇V(xn)⋅xn≤(N−μ+Nt2N−μ)V(xn)−(2N−μ)tNV(txn)1−t2N−μ+(2N−2)2(g(0))2θh(t)4|xn|2(1−t2N−μ),for∀0<t<1. | (2.14) |
Since
limt→1[(N−μ+Nt2N−μ)−(2N−μ)tN]V∞1−t2N−μ=0, | (2.15) |
there exists 0<t1<1 such that
[(N−μ+Nt2N−μ1)−(2N−μ)tN1]V∞1−t2N−μ1≤ε2. | (2.16) |
Then it follows from (V1), (2.20) and (2.16) that
ε≤∇V(xn)⋅xn≤[(N−μ+Nt2N−μ1)−(2N−μ)tN]V(xn)1−t2N−μ1+(2N−μ)tN1(V(xn)−V(t1xn))1−t2N−μ1+(2N−μ)2(g(0))2θh(t1)4|xn|2(1−t2N−μ1)≤ε2+(2N−μ)tN1[V(xn)−V(t1xn)]1−t2N−μ1+(2N−μ)2(g(0))2θh(t1)4|xn|2(1−t2N−μ1)=ε2+o(1), | (2.17) |
which is a contradiction.
Case ii) as|xn|→∞,wehave∇V(xn)⋅xn≤−ε,∀n∈N. In this case, by (2.3), one has
−ε≥∇V(xn)⋅xn≥(N−μ+Nt2N−μ)V(xn)−(2N−μ)tNV(txn)t2N−μ−1+(2N−2)2(g(0))2θh(t)4|xn|2(t2N−μ−1),for∀t>1. | (2.18) |
From (2.15), there exists t2>1 such that
[(N−μ+Nt2N−μ2)−(2N−μ)tN2]V∞1−t2N−μ2≥−ε2. | (2.19) |
Then it follows from (V1), (2.18) and (2.19) that
−ε≥∇V(xn)⋅xn≥[(N−μ+Nt2N−μ2)−(2N−μ)tN2]V(xn)1−t2N−μ2+(2N−μ)tN2(V(xn)−V(t1xn))1−t2N−μ2+(2N−μ)2(g(0))2θh(t2)4|xn|2(1−t2N−μ2)≥−ε2+(2N−μ)tN2(V(xn)−V(t1xn))1−t2N−μ2+(2N−μ)2(g(0))2θh(t2)4|xn|2(1−t2N−μ2)=−ε2+o(1), | (2.20) |
which is a contradiction.
Lemma 2.7 Assume that (V1), (V2) and (F1)−(F3) hold. Then Λ≠∅ and
{v∈H1(RN)∖{0}:P∞(v)≤0orP(v)≤0}⊂Λ. |
Proof. It follows from the proof of Theorem 2 in [23], the properties of g and condition (F3) that Λ≠∅. Next, we have two cases to distinguish:
(1) v∈H1(RN)∖{0} and P∞(v)≤0, then (1.17) implies v∈Λ.
(2) v∈H1(RN)∖{0} and P(v)≤0. By (1.11), (2.3) and (2.8), one has
−2N−μ2∫RN(|x|−μ∗F(G−1(v)))F(G−1(v))dx=P(v)−N−22‖∇v‖22−12∫RN[NV(x)+(∇V(x)⋅x)]|G−1(v)|2dx≤−(1−θ)(N−2)2‖∇v‖22<0, |
which implies v∈Λ.
From the above two cases, we complete the proof of this lemma.
Lemma 2.8 Assume that (g), (V1), (V2) and (F1)−(F3) hold. Then for any v∈Λ, there exists a unique tv>0 such that vtv∈M.
Proof. Let v∈Λ∖{0} be fixed. Define a function ℵ(t):=I(vt) on (0,∞). Clearly, by (1.9) and (2.2) we have
ℵ′(t)=0⟺tN−22‖∇v‖22+tN2∫RN[NV(tx)+∇V(tx)⋅tx]|G−1(v)|2dx−t2N−μ2∫RN(|x|−μ∗F(G−1(v)))F(G−1(v))dx=0⟺P(vt)=0⟺vt∈M. |
Using (2.4), (2.8) and (2) of Lemma 2.1, we have ℵ(t)>0 for t small and ℵ(t)<0 for t is large enough. Therefore, maxt∈[0.∞)ℵ(t) is achieved at some tv>0 such that ℵ′(tv)=0 and vtv∈M. Next, we claim that tv is unique. In fact, if t1,t2>0 such that vt1,vt2∈M, then P(vt1)=P(vt2)=0. From (2.1), we have
I(vt1)≥I(vt2)+t2N−μ1−t2N−μ2(2N−μ)t2N−μ1P(vt1)+(1−θ)h(t2t1)2(2N−μ)‖∇v‖22≥I(vt2)≥I(vt1)+t2N−μ2−t2N−μ1(2N−μ)t2N−μ2P(vt2)+(1−θ)h(t1t2)2(2N−μ)‖∇v‖22≥I(vt1), |
which implies t1=t2. So, we complete the proof.
Combining Corollary 2.4 with Lemma 2.8, we have the following corollary:
Corollary 2.9 Assume that (g) and (F1)−(F3) hold. Then for any v∈Λ, there exists a unique tv>0 such that vtv∈M∞.
Lemma 2.10 Assume that (g), (V1), (V2) and (F1)−(F3) hold. Then
infv∈MI(v):=m=infv∈Λ∖{0}maxt>0I(vt). |
From Corollaries 2.3 and 2.9, we have the following corollary:
Corollary 2.11 Assume that (g) and (F1)−(F3) hold. Then
infv∈M∞I∞(v):=m∞=infv∈Λ∖{0}maxt>0I∞(vt). |
The following version of Brezis-Lieb lemma for the nonlocal term is useful for our analysis. We refer to [29] for a proof.
Lemma 2.12 Assume that (g), (F1) and (F2) hold. If un⇀u in H1(RN), then
∫RN(x−μ∗F(un))F(un)dx=∫RN(x−μ∗F(u))F(u)dx+∫RN(x−μ∗F(un−u))F(un−u)dx+o(1). |
From the above Lemma 2.12 and Lemma 1.32 of [25], we have the following lemma
Lemma 2.13 Assume that (g), (V1), (V2) and (F1)−(F3) hold. If vn⇀v in H1(RN), then
I(vn)=I(v)+I(vn−v)+o(1),P(vn)=P(v)+P(vn−v)+o(1). |
Lemma 2.14 Assume that (g), (V1), (V2) and (F1)−(F3) hold. Then there exists some δ>0 such that
(i) infv∈M∫RN[|∇v|2+|G−1(v)|2]dx≥δ for any v∈M; (ii) m=infv∈MI(v)>0.
Proof. (i) Since P(v)=0 for any v∈M, it follows from (F1), (F2), (1.6), (2.6), Sobolev embedding inequality and Lemma 2.1 that
min{γ1,γ2}∫RN[|∇v|2+|G−1(v)|2]dx≤(N−2)∫RN|∇v|2dx+∫RN[NV(x)+∇V(x)⋅x]|G−1(v)|2dx=(2N−μ)∫RN(|x|−μ∗F(G−1(v)))F(G−1(v))dx≤ (∫RN[|∇v|2+|G−1(v)|2]dx)2(2N−μ)N+C1(∫RN[|∇v|2+|G−1(v)|2]dx)2(2N−μ)N−2, |
which implies
∫RN[|∇v|2+|G−1(v)|2]dx≥δ:=min{1,(min{γ1,γ2}1+C1)N3N−μ},∀v∈M. | (2.21) |
(ii). Let {vn}⊂M be such that I(vn)→m as n→∞. There are two possible case:
Case i) infn∈N‖∇vn‖22≥ϱ>0. Let t→0 in (2.1), we find
m+o(1)=I(vn)≥(1−θ)(N+2−μ)2(2N−μ)‖∇vn‖22≥(1−θ)(N+2−μ)2(2N−μ)ϱ>0. |
Case ii) infn∈N‖∇vn‖22=0. From (2.21), passsing to a subsequence, we have
‖∇vn‖22→0and‖G−1(vn)‖22≥12δ. | (2.22) |
Together with (1.6), (4), (5) of Lemma 2.1 and the Sobolev inequality, for v∈H1(RN)
∫RN(x−μ∗F(G−1(v)))F(G−1(v))dx≤C2(‖G−1(v)‖2(2N−μ)/N2+S−(2N−μ)/(N−2)‖∇v‖2(2N−μ)/(N−2)2). | (2.23) |
From (V1), there exists R>0 such that V(x)≥V∞2 for |x|≥R, and we have
∫|tx|≥RV(tx)(G−1(v))2dx≥V∞2∫|tx|≥R(G−1(v))2dx,∀t>0andv∈H1(RN). | (2.24) |
Making use of the Sobolev inequality and Hölder inequality, for all t>0andv∈H1(RN), we have
∫|tx|<R(G−1(v))2dx≤(ωNRNtN)(2∗−2)/2∗(∫|tx|<R(G−1(v))2∗dx)2/2∗≤ω2/NNR2Sg2(0)t2‖∇v‖22. | (2.25) |
Let
δ0=min{V∞,Sg2(0)R−2ω−2/NN}andtn=(δ04C2)1/(N−μ)‖G−1(vn)‖−2/N2. | (2.26) |
Then (2.22) shows {tn} is bounded. Finally combine (V1), (2.1), (2.23)–(2.26) and Corollary 2.4, to discover
m+o(1)=I(vn)⩾I((vn)tn)=tN−2n2‖∇vn‖22+tNn2∫RNV(tnx)(G−1(vn))2dx−t2N−μn2∫RN(x−μ∗F(G−1(vn)))F(G−1(vn))dx≥StN2(g(0))2R2ω2/NN∫|tnx|<R(G−1(vn))2dx+V∞tNn4∫|tnx|≥R(G−1(vn))2dx−C1t2N−μn2‖G−1(vn)‖2(2N−μ)/N2−C2t2N−μn2S(2N−μ)/N−2‖∇vn‖2(2N−μ)2≥δ0tNn4‖G−1(vn)‖22−C3t2N−μn2‖G−1(vn)‖2(2N−μ)/N2+o(1)=tNn4‖G−1(vn)‖22(δ0−2C2tN−μn‖G−1(vn)‖2(N−μ)/N2)+o(1)=δ08(δ04C2)N/N−μ+o(1). |
From the above analysis we know that m=infu∈MI(u)>0.
Note that since V(x)≡V∞ satisfies (V1) and (V2), all above conclusions on I are still true for I∞.
Lemma 2.15 Assume that (g), (V1), (V2) and (F1)−(F3) hold. Then
m∞=infM∞I∞≥m. |
Proof. In view of Corollary 2.9, we have . Arguing indirectly, we assume that . Let . Then there exists such that
(2.27) |
In view of Lemma 2.8, there exists such that . Thus, it follows from , (1.9), (1.12), (2.1) and (2.27) that
This contradiction shows that .
Lemma 2.16 Assume that , , and hold. Then is achieved.
Proof. From Lemmas 2.8, and 2.14, we know that and . Let be a sequence verifying . From , (1.9) and (1.11), we have
(2.28) |
This shows that is bounded. Next, we need to prove is also bounded in . Firstly, we claim that is bounded in . Arguing by contradiction, suppose that . Combine (1.6), Lemma 2.1 and the Sobolev inequality, we get
(2.29) |
for , where is given by (2.26). Let , then as . Thus, from (2.2), (2.29), and Corollary 2.4, we have
(2.30) |
This contradiction shows that is bounded. Secondly, we show that is also bounded. Note that (3) of Lemma 2.1 implies that
(2.31) |
So, we have
(2.32) |
Combine with (2.28) and (2.32), we know that is bounded in . Passing to a subsequence, there exists such that and There are tow cases: (i) and (ii) .
Case i). , i.e., in . By and Lemma 2.6, it is easy to show that
(2.33) |
It follows from (1.9) and (2.33) that
(2.34) |
Since , from (1.6), (2.6) and Sobolev embedding inequality, one has
(2.35) |
Together with (2.35) and Lions' concentration compactness principle [25], one can easily verify that there exist and such that . Let , we have
(2.36) |
and there exists such that and By (2.34) and (2.36), one has
(2.37) |
Let . From Lemma 2.13, we deserve
(2.38) |
For any , set
(2.39) |
From (2.37)–(2.39), it is easy to check that
(2.40) |
If there is some subsequence of such that , then for this subsequence, there holds
(2.41) |
Next, we show that . We assert that . On the contrary, if , then (2.40) indicates that for sufficiently large , . Because of Lemma 2.7 and Corollary 2.9, there exists such that . (1.12), (1.13), (2.37), (2.39) and(2.40) tell us that
which implies due to . Hence, as , in view of Corollary 2.9, there exists such that . According to (1.12), (1.13), (2.37), (2.39), (2.40), Corollary 2.3 and Fatou's lemma, we find
which implies (2.41). In view of Lemma 2.8, there exists such that . By (1.9), (1.12), (2.41), , Corollaries 2.4, we obtain
This shows that is achieved at .
Case ii). . Let . Then Lemma 2.13 yields
(2.42) |
Through (1.9), (1.11), (2.4) and (2.8), we obtain
(2.43) |
Since
(2.44) |
it follows from (2.42)–(2.44) that
(2.45) |
If there is some subsequence of such that , then for this subsequence, there holds
(2.46) |
Next, we show that . We assert that . On the contrary, if , then (2.45) indicates that for sufficiently large , . Because of Lemma 2.8, there exists such that . From (1.9), (1.11), (2.43) and (2.45), we have
which implies due to . Hence, as , in view of Lemma 2.8, there exists a such that . From (1.9), (1.11), (2.11), (2.43), (2.45) and Fatou's lemma, one has
which implies (2.46). This implies that the desired conclusion holds.
Lemma 2.17 Assume that , , and hold. If and , then is a critical point of .
Proof. From , , and (1.11), there exist and such that
Similar to the proof Lemma 2.13 in [26], we can prove this lemma only by using
(2.47) |
for any and
(2.48) |
respectively, instead of (2.40) and in [26].
Proof of Theorem 1.1. In view of Lemmas 2.10, 2.16 and 2.17, there exists such that
(2.49) |
This shows that is a ground state solution of such that and is a nontrivial solution of .
In this section, we assume that and give the proof of Theorems 1.5. In order to find a bounded (PS)-sequence of , we use the idea employed by Jeanjean and Tanaka [27] which is an approximation procedure.
Proposition 3.1 [27] Let be a Banach space and be an interval, and
be a family of -functional on such that
i) either or , as ;
ii) maps every bounded set of into a set of bounded below;
iii) there are two points in such that
where . Then, for almost every , there is a bounded (PS)-sequence for , that is, there exists a sequence such that
(i) is bounded in ; (ii) ;
(iii) in , where is the dual of .
Lemma 3.2 (see [25], Appendix B). Assume that , , , and hold. Let be a critical point of in , then for , we have the following Pohožaev type identity:
(3.1) |
Let
(3.2) |
We also let
(3.3) |
Similarly, the Pohožaev type identity of is
(3.4) |
and
(3.5) |
By Corollary 2.3, we have the following lemma:
Lemma 3.3 Assume that , and hold. Then, for any and , we have
(3.6) |
where .
In view of Corollary 1.2, has a minimizer on , i.e.,
(3.7) |
where is defined by (3.5). From and but , there exist and such that
(3.8) |
Lemma 3.4 Assume that , and hold. Then
(i) there exists such that , for all ;
(ii) there exists a positive constant , independent of , such that for all , we have
where
(iii) is bounded for ;
(iv) is non-increasing on ;
(v) , for all .
Proof. Since and , (i)-(iv) of Lemma 3.4 are standard and (v) can be proved similar to Lemma 2.3 of [28], so we omit it.
Lemma 3.5 Assume that , and hold. Then there exists such that for .
Proof. It is easy to see that is continuous on . Hence for any , we can choose such that . Setting for and for . Then defined by (ii) of Lemma 3.4. Moreover, one has
(3.9) |
Let
(3.10) |
Then it follows from (3.8) and (3.10) that
(3.11) |
Since and , then . Let
(3.12) |
where . Then (3.8), (3.11) and (3.12) imply that . We have two cases to distinguish:
Case (i). . From (1.14), (3.3)–(3.8), (3.11), (3.12) and (iv) of Lemma 3.4, we have
Case (ii). . Since for all , it follows from (1.14), (3.3)–(3.8), (3.11), (3.12) and (iv) of Lemma 3.4 that
In both cases, we obtain that for .
In order to prove that the functional satisfies condition for a.e. , we need the following new version of global compactness lemma, which is suitable for quasilinear Schrödinger equation with nonlocal term.
Lemma 3.6 Assume that , , and hold. For any , , if is a bounded sequence of , then there exist a subsequence of , still denoted by , such that
(i) in ;
(ii) there exist , with and nonzero for each satisfy ;
(iii)
(iv)
Proof. With the aid of Brézis-Lieb lemma in [30], P. L. Lions vanishing lemma in [31], and using the idea of Lemma 4.2 in [32], we can verify this lemma.
Lemma 3.7 Assume that and hold. Then for any , there exists such that
(3.13) |
Proof. From (2.4) and and , we have
where due to and .
Lemma 3.8 Assume that , and hold. Then for every , there exists such that
(3.14) |
Proof. According to Proposition 3.1, Lemmas 3.4 and 3.6. For almost every , there exist a subsequence of (for simplicity, we still denoted by ) of and satisfying
(3.15) |
and in , , an integer and such that
(3.16) |
Since , we have the Pohožaev identity of the functional
(3.17) |
Since , we deduce from (3.16) that if then and
which conditions with Lemma 3.5. Thus , . It follows from (3.13) and (3.17), we have
(3.18) |
For , from (3.19) and (3.18), we have
which contradicts with Lemma 3.5. One gets , and . Obviously, and we complete the proof. Set
Lemma 3.9 Assume that , , - hold. Then there exists such that
(3.19) |
Proof. In view of Lemmas 3.4, 3.5 and 3.8, there exist a sequence and (for the sake of convenience, we denote the latter by ) such that
(3.20) |
It follows from , (1.9), (3.1), (3.16) and Lemmas 3.4, 3.5 and 3.8 that
(3.21) |
which combine with (2.32) yields that is bounded in . From (iv) of Lemma 3.4, we have . Then, it follows from (1.9) and (3.20) that . Similar to the proof of (3.14), we get that there exists such that (3.19) holds.
Proof of Theorem 1.5. From Lemma 3.9, we know that and . For any , Lemma 3.2 implies . Hence, as the proof of (3.19), we have for any , and so . Let such that and . In view of Lemmas 3.4 and 3.9, . By a similar argument as in the proof of Lemma 3.8, we can prove that there exists such that . So, is a least energy solution of and is a nontrivial solution of .
The authors are grateful to the anonymous referees for their carefully reading this paper and giving valuable comments and advices. This work is supported by the NSFC (11871475) and the National Natural Science Foundation of China (No:11971485)
The authors declare there is no conflicts of interest.
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