In this paper, we consider a class of critical Schrödinger-Bopp-Podolsky system. By virtue of the Nehari manifold and variational methods, we study the existence, nonexistence and asymptotic behavior of ground state solutions for this problem.
Citation: Senli Liu, Haibo Chen. Existence and asymptotic behaviour of positive ground state solution for critical Schrödinger-Bopp-Podolsky system[J]. Electronic Research Archive, 2022, 30(6): 2138-2164. doi: 10.3934/era.2022108
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In this paper, we consider a class of critical Schrödinger-Bopp-Podolsky system. By virtue of the Nehari manifold and variational methods, we study the existence, nonexistence and asymptotic behavior of ground state solutions for this problem.
In this paper, we deal with the following system:
{−Δu+V(x)u+ϕu=λK(x)f(u)+|u|4u,x∈R3,−Δϕ+ε2Δ2ϕ=4πu2,x∈R3,(Pλ,ε) |
where λ⩾0, ε>0, f is a continuous, superlinear and subcritical nonlinearity. V:R3→R is a continuous function satisfying the following conditions:
(V1)0<V(x)<V∞:=lim inf|x|→+∞V(x)<+∞.
(V2) There exists a constant α>0 such that
α=infu∈H1(R3)∖{0}∫R3|∇u|2+V(x)|u|2dx∫R3|u|2dx>0. |
Furthermore, for the potential function K, we assume:
(K)K∈C(R3,R) and K∞:=lim sup|x|→+∞K(x)∈(0,+∞) and K(x)⩾K∞ for x∈R3.
The system (Pλ,ε) is a version of the so called Schrödinger-Bopp-Podolsky system, which is a Schrödinger equation coupled with a Bopp-Podolsky equation. Podolsky's theory has been proposed by Bopp [1] and independently by Podolsky-Schwed [2] as a second order gauge theory for the electromagnetic field. It appears when one look for standing waves solutions ψ(x,t)=u(x)eiωt of the Schrödinger equation coupled with the Bopp-Podolsky Lagrangian of the electromagnetic field, in the purely electrostatic situation. In the physical point of view, ε is the parameter of the Bopp-Podolsky term, u and ϕ represent the modulus of the wave function and the electrostatic potential, respectively. As for more details and physical applications of the Bopp-Podolsky equation, we refer to [3,4,5] and the references therein.
From a mathematical point of view, the study of system (Pλ,ε) can be divided into two cases: (1) ε=0; (2) ε≠0.
If ε=0, then system (Pλ,ε) gives back the classical Schrödinger-Poisson system as follows:
{−Δu+V(x)u+ϕu=f(x,u),x∈R3,−Δϕ=4πu2,x∈R3, | (1.1) |
which has been introduced by Benci-Fortunato [6] in quantum mechanics as a model describing the interaction of a charged particle with the electrostatic field. In such system, the potential function V is regarded as an external potential, u and ϕ represent the wave functions associated with the particle and electric potential, respectively. For more details on the physical aspects of this system, we refer the readers to [7,8,9] and the references therein.
In last decades, system (1.1) has been widely studied under variant assumptions on V and f, by variational methods, and existence, nonexistence and multiplicity results are obtained in many papers. For further details, we refer the readers to previous studies [10,11,12,13,14,15] and the references therein.
In particular, Azzollini-Pomponio [16] proved the existence of ground state solutions to system (1.1) with f(x,u)=|u|p−1 and 3<p<5. Ambrosetti-Ruiz [17] obtained multiple solutions to system (1.1) by the monotonicity skills combined with minimax methods. Ruiz [9] dealt with the following Schrödinger-Poisson system:
{−Δu+u+λϕu=|u|p−2u,x∈R3,−Δϕ=u2, lim|x|→+∞ϕ(x)=0,x∈R3, | (1.2) |
where 2<p<6 and λ>0. Via a constraint variational method combining the Nehari-Pohožaev manifold, the existence and nonexistence results were obtained.
If ε≠0, then system (Pλ,ε) is a Schrödinger-Bopp-Podolsky system. D'Avenia-Siciliano [18] first studied the following system from a mathematical point of view:
{−Δu+ωu+q2ϕu=|u|p−2u,x∈R3,−Δϕ+ε2Δ2ϕ=4πu2,x∈R3, | (1.3) |
where ω>0, ε⩾0 and q≠0. Based on the variational methods, D'Avenia-Siciliano [18] proved the existence and nonexistence results to system (1.3) depending on the parameters p and q.
Later, for p∈(2,3], Siciliano-Silva [19] obtained the existence and nonexistence of solutions to system (1.3) by means of the fibering map approach and the implicit function theorem.
Motivated by all results mentioned above, a series of interesting questions naturally arises such as:
(I) As we can see, the authors in [18] and [19] merely considered system (1.3) with subcritical growth, so we would much like to know whether similar results hold for system (Pλ,ε) if its nonlinearity is at critical growth.
(II) Note that in [18] and [19], the authors studied the existence and nonexistence results to system (1.3), but it has not been considered the asymptotic behavior of solutions. Therefore, it is natural to ask a question. Can we obtain the asymptotic behavior of solutions to system (Pλ,ε)?
Compared to [18] and [19], the main purpose of this paper is to fill the gaps. More specifically, we will study the existence, nonexistence and asymptotic behavior of ground state solutions to system (Pλ,ε) involving a critical nonlinearity.
Now we state our conditions on f. Let f:R→R be a continuous function such that
(F1)f(t)=o(t3) as t→0 and f(t)=0 for all t⩽0.
(F2)f(t)t3 is strictly increasing on interval (0,+∞).
(F3)|f(t)|⩽C(1+|t|p−1) and f(t)⩾γtm−1 for some C>0 and γ>0, where 4<p,m<6.
We divide the study of system (Pλ,ε) into three parts: (I) V(x)≡V∞ and K(x)≡K∞; (II) V(x)<V∞ and K(x)⩾K∞; (III) V(x)⩾V∞ and K(x)⩽K∞, where one of the strictly inequality holds on a positive measure subset.
(I) For V(x)≡V∞ and K(x)≡K∞, system (Pλ,ε) goes back to its limit system:
{−Δu+V∞u+ϕu=λK∞f(u)+|u|4u,x∈R3,−Δϕ+ε2Δ2ϕ=4πu2,x∈R3.(P∞) |
Our first result is as follows:
Theorem 1.1. Suppose that λ>0 and conditions (F1)-(F3) hold, then system (P∞) possesses a positive ground state solution (u∞,ϕ∞)∈H1V(R3)×D, where spaces H1V(R3) and D are given in section 2 below.
(II) System (Pλ,ε) with V(x)<V∞ and K(x)⩾K∞. Our second result is as follows:
Theorem 1.2. Suppose that λ>0, conditions (V1)-(V2), (K) and (F1)-(F3) hold. Then the following statements are true.
(i) System (Pλ,ε) possesses a positive ground state solution (uλ,ε,ϕεu)∈H1V(R3)×D.
(ii) For every fixed ε>0, we have
limλ→+∞‖uλ,ε‖H1V(R3)=0,limλ→+∞‖ϕεu‖D=0andlimλ→+∞‖ϕεu‖L∞(R3)=0. |
(iii) There exist λ∗>0 and ˜λ>λ∗ be fixed. Let (u˜λ,ε,ϕεu) be a solution of system (Pλ,ε) in correspondence of ˜λ.Then we have
limε→0u˜λ,ε=u˜λ,0andlimε→0ϕεu=ϕ0u, |
where (u˜λ,0,ϕ0u)∈H1V(R3)×D1,2(R3) is a positive ground state solutionof
{−Δu+V(x)u+ϕu=˜λK(x)f(u)+|u|4u,x∈R3,−Δϕ=4πu2,x∈R3.(P˜λ,0) |
By virtue of the symmetric mountain pass theorem, we also obtain a supplementary result ofthe infinity many positive solutions for system (Pλ,ε).Our third result is as follows:
Theorem 1.3. Suppose that conditions (V1)-(V2), (K) and (F1)-(F3) hold, and suppose that f(u) is odd.Then system (Pλ,ε) possesses infinitely many positive solutions.
(III) System (Pλ,ε) with V(x)⩾V∞ and K(x)⩽K∞, which one of the strictly inequality holds on a positive measure subset. Our last result is as follows:
Theorem 1.4. Suppose that conditions (F1)-(F3) hold, then for any λ>0, ε>0, system (Pλ,ε) has no ground state solution.
Remark 1.1. To our best knowledge, there is still no results concerning the existence and asymptotic behavior of solutions for Schrödinger-Bopp-Podolsky system with critical exponent. Hence our results are new. By comparing with [18] and [19], we have to face three major difficulties. First, the existence of critical term and noncompact potential function V(x) set an obstacle that the bounded (PS) sequences may not converge. Second, the presence of the potential functions V(x) and K(x) cause the splitting lemma for recovering the compactness developed in [18] cannot be applied to system (Pλ,ε). Third, the Podolsky's term in system (Pλ,ε) makes the corresponding Brézis-Lieb type convergence lemma invalid. As we will see later, these difficulties prevent us from using the way as in [18] and [19]. So we need some new tricks to deal with these essential problems.
Remark 1.2. The proof of Theorems 1.1 and 1.2 is mainly based on the methods of the Nehari manifold and the concentration compactness principle [20]. However, since the nonlinearity f is only continuous, we cannot use standard arguments on the Nehari manifold. To overcome the non-differentiability of the Nehari manifold, we shall use some variants of critical point theorems from Szulkin-Weth [21]. At the same time, because of the presence of the potential functions V(x) and K(x), it is difficult to study the minimization problem of system (Pλ,ε) directly. Therefore we first study its limit system (P∞), which is given in section 3. Then by comparing the ground state energy between system (Pλ,ε) and (P∞), the existence results is obtained.
In Theorems 1.1 and 1.2, we just consider the following two cases: (i) V(x)≡V∞ and K(x)≡K∞; (ii) V(x)<V∞ and K(x)⩾K∞. This motivates an interesting open problem: Does the existence of ground state solutions for system (Pλ,ε) hold for V(x)<V∞ or K(x)⩾K∞?
The remainder of this paper is as follows. In section 2, variational setting and some preliminaries are presented. In sections 3 to 6, the proof of Theorems 1.1 to 1.4 is given, respectively.
Throughout this paper, the letters C, Ci(i=1,2...) will denote possibly different positive constants which may change from line to line.
Let
H1V(R3)={u∈H1(R3)|∫R3V(x)u2dx<+∞} |
endowed with the inner product
(u,v)H1V(R3)=∫R3(∇u∇v+V(x)uv)dx |
and the related norm
‖u‖H1V(R3)=[∫R3(|∇u|2+V(x)u2)dx]12. |
Under conditions (V1)-(V2), it is easy to see that the norms ‖u‖H1V(R3) and ‖u‖H1(R3) are equivalent and the embedding H1V(R3)↪Ls(R3) is continuous for each s∈[2,6].
Next we outline the variational framework for system (Pλ,ε) and give some preliminary lemmas. In particular, we give some fundamental properties on the operator −Δ+ε2Δ2.
We define D be the completion of C∞0(R3) with respect to the norm ‖⋅‖D induced by the scalar product
(u,v)D=∫R3(∇u∇v+ε2ΔuΔv)dx. |
Then D is a Hilbert space, which is continuously embedded into D1,2(R3) and consequently in L6(R3).
Lemma 2.1. ([18]) The space D is continuously embeddedinto L∞(R3).
We recall that by the Lax-Milgram theorem, for every fixed u∈H1V(R3), there exists a unique solution ϕεu∈D of the second equation in system (Pλ,ε). To write explicitly such a solution (see [5]), we consider
K(x)=1−e−|x|ε|x|. |
For K, we have the following fundamental properties.
Lemma 2.2. ([18]) For all y∈R3, K(⋅−y) solves in the sense of distributions
−Δϕ+ε2Δ2ϕ=4πδy. |
Moreover,
(i) if f∈L1loc(R3) and for a.e.x∈R3, the map y∈R3→f(y)|x−y| is summable, then K∗f∈L1loc(R3);
(ii) if f∈Lp(R3) with 1⩽p<32, then K∗f∈Lq(R3) for q∈(3p3−2p,+∞].
In both cases K∗f solves
−Δϕ+ε2Δ2ϕ=4πf. |
Then if we fix u∈H1V(R3), the unique solution in D of the second equation in system (Pλ,ε) can be expressed by
ϕεu=K∗u2=∫R31−e−|x−y|ε|x−y|u2(y)dy. |
Now, let us summarize some properties of ϕεu.
Lemma 2.3. ([18]) For every u,v∈H1V(R3), the following statements are true.
(i)ϕεu⩾0.
(ii) For each t>0, ϕεtu=t2ϕεu.
(iii) If un⇀u in H1V(R3), then ϕεun⇀ϕεu in D.
(iv)‖ϕεu‖D⩽C‖u‖2L125(R3)⩽C‖u‖2H1V(R3) and ∫R3ϕεu|u|2dx⩽C‖u‖4L125(R3)⩽C‖u‖4H1V(R3).
Lemma 2.4. ([18]) Consider f∈L65(R3), {fε}ε∈(0,1)⊂L65(R3) and let
ϕ0uf∈D1,2(R3)betheuniquesolutionof−Δϕ=finR3, |
and
ϕεuf∈Dbetheuniquesolutionof−Δϕ+ε2Δ2ϕ=fεinR3. |
As ε→0, we have:
(i) If fε⇀f in L65(R3), then ϕεuf⇀ϕ0uf in D1,2(R3).
(ii) If fε→f in L65(R3), then ϕεuf→ϕ0uf in D1,2(R3) and εΔϕεuf→0 in L2(R3).
By using the classical reduction argument, system (Pλ,ε) can be reduced to a single equation:
−Δu+V(x)u+ϕεuu=λK(x)f(u)+|u|4u, x∈R3. | (2.1) |
Then from now on we speak of solutions of system (Pλ,ε) is equal to the solutions of equation (2.1). It is easy to see that the solutions of equation (2.1) can be regarded as critical points of the energy functional Iλ,ε: H1V(R3)→R defined by
Iλ,ε(u)=12∫R3(|∇u|2+V(x)u2)dx+14∫R3ϕεu|u|2dx−λ∫R3K(x)F(u)dx−16∫R3|u|6dx. |
From (F1) and (F3), it is easy to check that Iλ,ε is a well defined C1 functional in H1V(R3). Moreover, ∀φ∈H1V(R3),
⟨I′λ,ε(u),φ⟩=∫R3(∇u∇φ+V(x)uφ)dx+∫R3ϕεuuφdx−λ∫R3K(x)f(u)φdx−∫R3|u|4uφdx. |
The following lemma is the Young convolution inequality, which is a fundamental tool in our analysis.
Lemma 2.5. ([27]) If G∈Lq(R3) and H∈Lr(R3) with 1<1q+1r⩽2, then G∗H∈Ls(R3) with 1s=1q+1r−1 and
∫R3|G∗H|sdx⩽(∫R3|G|qdx)sq(∫R3|H|rdx)sr. |
We will apply the concentration compactness principle [20] and vanishing lemma [22] to prove the compactness of (PS) sequence of Iλ,ε. Now, we recall them as follows.
Proposition 2.1. ([20]) Let ρn(x)∈L1(R3) be a nonnegative sequence satisfying
∫R3ρn(x)dx=l>0. |
Then there exists a subsequence, still denoted by {ρn(x)}, such that one of the following cases occurs.
(i) Compactness: There exists {yn}∈R3, such that for each ϵ>0, there exists R>0 such that
∫BR(yn)ρn(x)dx⩾l−ϵ. |
(ii) Vanishing: For every fixed R>0, there holds
limn→+∞supy∈R3∫BR(y)ρn(x)dx=0. |
(iii) Dichotomy: There exist β>0 with 0<β<l, sequence {Rn} with Rn→+∞ and two functions ρ1n(x),ρ2n(x)∈L1(R3), {yn}⊂R3 such that for each ϵ>0, there exists n0∈N∗, for n⩾n0, there holds
‖ρn−(ρ1n+ρ2n)‖L1(R3)<ϵ,|∫R3ρ1n(x)dx−β|<ϵ,|∫R3ρ2n(x)dx−(l−β)|<ϵ, |
and
suppρ1n⊂BRn(yn), suppρ2n⊂Bc2Rn(yn). |
Proposition 2.2. ([22]) Suppose that {un} is bounded in H1(R3) and it satisfies
limn→+∞supy∈R3∫BR(y)|un|2dx=0, |
where R>0.Then un→0 in Ls(R3) for s∈(2,6).
In this section, we shall prove the existence of positive ground state solutions to system (P∞).
Set
H1V∞(R3)={u∈H1(R3)|∫R3V∞u2dx<+∞}, |
endowed with the inner product
(u,v)H1V∞(R3)=∫R3(∇u∇v+V∞uv)dx, |
and the related norm
‖u‖H1V∞(R3)=[∫R3(|∇u|2+V∞u2)dx]12. |
By the Lax-Milgram theorem and Lemma 2.2, we can define the energy functional corresponding to system (P∞) by
I∞(u)=12‖u‖2H1V∞(R3)+14∫R3ϕεu|u|2dx−λK∞∫R3F(u)dx−16∫R3|u|6dx, ∀u∈H1V∞(R3). |
The Nehari manifold corresponding to I∞ is defined by
N∞={u∈H1V∞(R3)∖{0}|⟨I′∞(u),u⟩=0}. |
We can conclude N∞ has the following elementary properties.
Lemma 3.1. (See Appendix) Suppose that ε>0 be fixed and conditions (F1)-(F3) hold. Then the following statements are true.
(i) The functional I∞ possesses the mountain pass geometry.
(ii) For each u∈H1V∞(R3)∖{0}, there exists a unique tu>0 such that I∞(tuu)=maxt⩾0I∞(tu).Moreover, tu∈N∞ if and only if t=tu and
limλ→+∞tu=0. |
(iii) c∞=ˉc∞=ˉˉc∞>0, where
c∞=infγ∈Γmaxt∈[0,1]I∞(γ(t)),ˉc∞=infu∈N∞I∞(u)andˉˉc∞=infu∈H1V∞(R3)∖{0}maxt>0I∞(tu), |
and Γ={γ∈C([0,1],H1V∞(R3))|γ(0)=0,I∞(γ(1))<0}.
According to Lemma 3.1 (i), it follows that for any u∈H1V∞(R3)∖{0}, there exists a unique tu>0 such that tuu∈N∞. We define a mapping ˆm∞:H1V∞(R3)∖{0}→N∞ by
ˆm∞=tuuandm∞=ˆm∞|S∞,S∞={u∈H1V∞(R3)|‖u‖H1V∞(R3)=1}. |
Moreover, the inverse of m∞ can be given by
m−1∞(u)=u‖u‖H1V∞(R3). |
Considering the functionals ˆΥ∞:H1V∞(R3)∖{0}→R and Υ∞:S∞→R given by
ˆΥ∞(ω)=I∞(ˆm∞(u))andΥ∞=ˆΥ∞|S∞. |
Then we have the following lemma.
Lemma 3.2. ([21]) Suppose that all conditions described in Lemma 3.1 hold. Then the following statements are true.
(i)Υ∞∈C1(S∞,R) and
⟨Υ′∞(ω),z⟩=‖m∞(ω)‖H1V∞(R3)⟨I′(m∞(ω)),z⟩, |
for all z∈Tω(S∞):={v∈H1V∞(R3)|⟨ω,v⟩=0}.
(ii){ωn} is a (PS) sequence for Υ∞, if and only if {m∞(ωn)} is a (PS) sequence for I∞. If {un}⊂N∞ is a bounded (PS) sequence for I∞, then {m−1∞(un)} is a (PS) sequence for Υ∞.
(iii)ω∈S∞ is a critical point of Υ∞, if and only if m∞(ω) is a critical point of I∞.Moreover, the corresponding values of I∞ and Υ∞ coincide and
infu∈N∞I∞(u)=infω∈S∞Υ∞(ω)=c∞. |
The main feature of the functional I∞ is that it satisfies the local compactness condition, as we can see in the following result.
Lemma 3.3. For all λ,ε>0, there exists some v∈H1V∞(R3)∖{0} such that
maxt⩾0I∞(tv)<13S32, |
where S=infu∈D1,2(R3)∖{0}‖u‖2D1,2(R3)‖u‖2L6(R3).
Proof. For each ϵ>0, consider the function
Uϵ=Cϵ14(ϵ+|x|2)12, |
where C is a normalized constant. We recall that Uϵ satisfies
−Δu=u5, u∈D1,2(R3), |
and
∫R3|∇Uϵ|2dx=∫R3|Uϵ|6dx=S32. |
Let η∈C∞0(R3,[0,1]) be such that 0⩽η⩽1, if |x|<1 and η=0 if |x|⩾2. Now, consider vϵ(x)=ηUϵ/‖ηUϵ‖L6(R3) then we have the following estimates, if ϵ>0 small enough:
‖∇vϵ‖2L2(R3)=S+O(ϵ12), | (3.1) |
‖vϵ‖sLs(R3)={O(ϵs4),s∈[2,3),O(ϵs4ln|ϵ|),s=3,O(ϵ6−s4),s∈(3,6). | (3.2) |
By (F3), we obtain
I∞(tvϵ)⩽t22‖vϵ‖2H1V∞(R3)+t44∫R3ϕεvϵ|vϵ|2dx−C1tmm∫R3|vϵ|mdx−t66:=J∞(t). |
Note that limt→+∞J∞(t)=−∞ and J∞(t)>0 as t>0 small enough. So supt⩾0J∞(t) is attained at some tϵ>0.
From
J′∞(tϵ)=tϵ‖vϵ‖2H1V∞(R3)+t3ϵ∫R3ϕεvϵ|vϵ|2dx−C1tm−1ϵ∫R3|vϵ|mdx−t5ϵ=0, | (3.3) |
we have
t5ϵ⩽tϵ‖vϵ‖2H1V∞(R3)+t3ϵ∫R3ϕεvϵ|vϵ|2dx, |
which implies that tϵ is bounded from above by some t∗>0. In view of (3.3), we get
∫R3|∇vϵ|2dx⩽t4ϵ+C1tm−2ϵ∫R3|vϵ|mdx. |
Choosing ϵ>0 small enough, by (3.1), we obtain
t4ϵ⩾S2. |
Thus, we have tϵ is bounded from above and below for ϵ>0 small enough.
Next, we estimate J∞(t). Set
g(t)=t22∫R3|∇vϵ|2dx−t66. |
Then g(t) attains its maximum at ¯t=(∫R3|∇vϵ|2dx)14. Consequently, by (3.2) and Lemma 2.3, there holds
J∞(tϵ)=g(tϵ)+t2ϵ2∫R3V∞|vϵ|2dx+t4ϵ4∫R3ϕεvϵ|vϵ|2dx−C1tmϵm∫R3|vϵ|mdx⩽g(¯t)+t2ϵ2∫R3V∞|vϵ|2dx+t4ϵ4∫R3ϕεvϵ|vϵ|2dx−C1tmϵm∫R3|vϵ|mdx⩽13S32+O(ϵ34)+C2‖vϵ‖2L2(R3)+C3‖vϵ‖4L125(R3)−C4‖vϵ‖mLm(R3)⩽13S32+O(ϵ34)+C2O(ϵ12)+C3O(ϵ)−C4O(ϵ6−m4)<13S32, | (3.4) |
for ϵ>0 small enough. Thus, maxt⩾0I∞(tvϵ)<13S32 is obtained. The proof is completed.
Lemma 3.4. The following statement holds:
limλ→+∞supε>0c∞=0. |
Proof. We need to prove that for every ϵ>0, there exists ¯λ>0 such that
0<infu∈H1V∞(R3)∖{0}maxt>0I∞(tu)<ϵ, ∀λ>¯λ. |
Let v∈C∞0(R3), with ‖v‖H1V∞(R3)=1. In view of Lemma 3.1, we know that there exists tv>0 such that I∞(tvv)=maxt⩾0I∞(tv) and limλ→+∞supε>0tv=0. By virtue of Lemmas 2.3 and 3.1 for λ>¯λ, we have the following estimates:
0<c∞⩽I∞(tvv)⩽t2v2‖v‖2H1V∞(R3)+t4v4∫R3ϕεv|v|2dx⩽t2v2+Ct4v4<ϵ. |
The proof is completed.
To prove the compactness of the minimizing sequence for I∞, we need the following result.
Lemma 3.5. Let {un}⊂N∞ be a minimizing sequence for I∞.Then {un} is bounded.Moreover, there exist r,δ>0 and a sequence {yn}⊂R3 such that
lim infn→+∞∫Br(yn)|un|2dx⩾δ>0, |
where Br(yn)={y∈R3||y−yn|⩽r}.
Proof. For any ϵ>0, it follows from (F1), (F3) that there exists Cϵ>0 such that
|f(u)|⩽ϵ|u|3+Cϵ|u|p−1and|F(u)|⩽ϵ4|u|4+Cϵp|u|p, ∀u∈H1V∞(R3). | (3.5) |
In view of (F2), one can see that
F(u)⩾0and4F(u)−f(u)u⩽0, ∀u∈H1V∞(R3). | (3.6) |
By {un}⊂N∞, we have
I∞(un)=I∞(un)−14⟨I′∞(un),u⟩=14‖un‖2H1V∞(R3)+λK∞4∫R3[f(un)un−4F(un)]dx+112∫R3|un|6dx⩾14‖un‖2H1V∞(R3). |
Hence, I∞ is coercive on N∞, i.e., I∞(u)→+∞ as ‖u‖H1V∞(R3)→+∞, for u∈N∞. Thus, we can easily get the boundedness of {un}.
Next we prove the latter conclusion of this lemma. Arguing by contradiction, we assume
limn→+∞supy∈R3∫Br(y)|un|2dx=0, |
then by Proposition 2.2, there holds un→0 in Ls(R3) for s∈(2,6). Taking into account (3.5) and Lemma 2.3, we can deduce
∫R3F(un)dx→0,∫R3f(un)undx→0and∫R3ϕun|un|2dx→0, asn→+∞. | (3.7) |
So, combined ⟨I′∞(un),un⟩=0 with (3.7), we have
‖un‖2H1V∞(R3)=∫R3|un|6dx+on(1). |
We assume ‖un‖2H1V∞(R3)→l⩾0. If l>0, by {un} is a minimizing sequence of I∞ and (3.7), we get
12‖un‖2H1V∞(R3)−16∫R3|un|6dx→c∞. |
Thus, we obtain c∞=13l. On the other hand, by the definition of S, we know that l⩾Sl13. Namely, l⩾S32. So c∞=13l⩾13S32. This contradicts with Lemma 3.3. Hence l=0. However, this contradicts with Lemma 3.1. The proof is completed.
Now we are in a position to give the proof of Theorem 1.1.
Proof of Theorem 1.1. Let {ωn}⊂SV∞ be a minimizing sequence of Υ∞. By the Ekeland variational principle [23], we assume
Υ∞(ωn)→c∞andΥ′∞(ωn)→0, asn→+∞. |
Set un=m∞(ωn)∈N∞ for all n∈N∗. Then
I∞(un)→c∞andI′∞(un)→0, asn→+∞. |
By Lemma 3.5, we know that {un} is bounded and there exist r,δ>0 and a sequence {yn}⊂R3 such that
limn→+∞infy∈R3∫Br(yn)|un|2dx⩾δ>0. |
So we can choose r1>r>0 and a sequence {y1n}⊂R3 such that
limn→+∞infy∈R3∫Br1(y1n)|un|2dx⩾δ2>0. |
Since I∞ and N∞ are invariant under translations in our case, so we can assume {yn}⊂Z3 is bounded. Moreover we assume, up to a subsequence, there exists u∞∈H1V∞(R3) such that un⇀u∞ and un→u∞ a.e. in R3. Then the weak convergence of {un} implies I′∞(u∞)=0.
According to the Fatou lemma, we can obtain
c∞⩽I∞(u∞)=I∞(u∞)−14⟨I′∞(u∞),u∞⟩=14‖u∞‖2H1V∞(R3)+λK∞4∫R3[f(u∞)u∞−4F(u∞)]dx+112∫R3|u∞|6dx⩽lim infn→+∞{14‖un‖2H1V∞(R3)+λK∞4∫R3[f(un)un−4F(un)]dx+112∫R3|un|6dx}=lim infn→+∞[I∞(un)−14⟨I′∞(un),un⟩]=c∞, |
which implies I∞(u∞)=c∞. Next, we need to show the ground state solution u∞ is positive. In fact, for |u∞|∈H1V∞(R3), there exists t∞>0 such that t∞|u∞|∈N∞. From (F1) and the form of I∞, we can infer I∞(t∞|u∞|)⩽I∞(t∞u∞). Furthermore, it follows from u∞∈N∞ that I∞(t∞u∞)⩽I∞(u∞). So, we obtain I∞(t∞|u∞|)⩽I∞(u∞), which implies t∞|u∞| is a nonnegative ground state solution. It follows from the Harnack inequality [24] that t∞|u∞|>0, for all x∈R3. The proof is completed.
In this section, we investigate the existence of positive ground state solutions to system (Pλ,ε).
Define the Nehari manifold of system (Pλ,ε) as follows:
Nλ,ε={u∈H1V(R3)∖{0}|⟨I′λ,ε(u),u⟩=0}. |
We can conclude Nλ,ε has the following elementary properties without proof.
Lemma 4.1. Suppose that all conditions described in Theorem 1.2 hold. Then the following statements are true.
(i) The functional Iλ,ε possesses the mountain pass geometry.
(ii) For every u∈H1V(R3)∖{0} and a fixed ε>0, there exists a unique tu>0 such that Iλ,ε(tuu)=maxt⩾0Iλ,ε(tu).Moreover, tu∈Nλ,ε if and only if t=tu and
limλ→+∞tu=0. |
(iii) cλ,ε=ˉcλ,ε=ˉˉcλ,ε>0, where
cλ,ε=infγ∈Γmaxt∈[0,1]Iλ,ε(γ(t)),ˉcλ,ε=infu∈Nλ,εJλ,ε(u)andˉˉcλ,ε=infu∈H1V(R3)∖{0}maxt>0Iλ,ε(tu), |
and Γ={γ∈C([0,1],H1V(R3))|γ(0)=0,Iλ,ε(γ(1))<0}.
Proof. The proof is similar to Lemma 3.1, so we omit it for details.
Similar to section 2, we define the mappings ˆmλ,ε:H1V(R3)∖{0}→Nλ,ε by
ˆmλ,ε=tuuandmλ,ε=ˆmλ,ε|S,S={u∈H1V(R3)|‖u‖H1V(R3)=1}. |
Moreover, the inverse of mλ,ε can be given by
m−1λ,ε(u)=u‖u‖H1V(R3). |
Considering the functionals ˆΥλ,ε:H1V(R3)∖{0}→R and Υλ,ε:S→R given by
ˆΥλ,ε=Iλ,ε(ˆmλ,ε(u))andΥλ,ε=ˆΥλ,ε|S. |
Then we have the following lemma.
Lemma 4.2. ([21]) Suppose that all conditions described in Lemma 4.1 hold. Then the following statements are true.
(i)Υλ,ε∈C1(S,R) and
⟨Υ′λ,ε(ω),z⟩=‖mλ,ε(ω)‖H1V(R3)⟨I′λ,ε(mλ,ε(ω)),z⟩, |
for all z∈Tω(S):={v∈H1V(R3)|⟨ω,v⟩=0}.
(ii){ωn} is a (PS) sequence for Υλ,ε, if and only if {mλ,ε(ωn)} is a (PS) sequence for Iλ,ε. If {un}⊂Nλ,ε is a bounded (PS) sequence for Iλ,ε, then {m−1λ,ε(un)} is a (PS) sequence for Υλ,ε.
(iii)ω∈S is a critical point of Υλ,ε, if and only if mλ,ε(ω) is a critical point of Iλ,ε.Moreover, the corresponding values of Iλ,ε and Υλ,ε coincide and
infu∈Nλ,εIλ,ε(u)=infω∈SΥλ,ε(ω)=cλ,ε. |
In order to prove that the minimizer of Iλ,ε constrained on Nλ,ε is a critical point of Iλ,ε, we need the following lemmas.
In this subsection, we study the behaviors of (PS)c sequence, which play key roles in the proof of Theorem 1.2.
Lemma 4.3. If un⇀u in H1V(R3) and un→u a.e. in R3, then
limn→+∞[∫R3ϕεun|un|2dx−∫R3ϕεun−u|un−u|2dx]→∫R3ϕεu|u|2dx. |
Proof. Since K∈Lτ(R3) for τ∈(3,+∞]. As a result of {un} is bounded in H1V(R3) and converges almost everywhere to u, the sequence {|un−u|2} converges weakly to 0 in L87(R3) and by the Brézis-Lieb lemma [25], the sequence {|un|2−|un−u|2} converges strongly to the function |u|2 in L87(R3). Putting together Lemma 2.5 with the definition of ϕεu and letting n→+∞, we get
limn→+∞∫R3|ϕεun−ϕεun−u−ϕεu|8dx⩽[∫R3|K|4dx]2[∫R3(|un|2−|un−u|2−|u|2)87dx]7→0. |
Therefore, we can deduce
limn→+∞[∫R3ϕεun|un|2dx−∫R3ϕεun−u|un−u|2dx]=limn→+∞∫R3(ϕεun−ϕεun−u)[(|un|2−|un−u|2)+2|un−u|2]dx=∫R3ϕεu|u|2dx. |
The proof is completed.
Lemma 4.4. If un⇀u in H1V(R3) and un→u a.e. in R3, then
limn→+∞[∫R3F(un)dx−∫R3F(un−u)dx]→∫R3F(u)dx. |
Proof. The proof is similar to [26,Lemma 3.2], so we omit it here.
Lemma 4.5. Let {un}⊂H1V(R3) be a (PS)c sequence of Iλ,ε with 0<c⩽c∞. If un⇀0 in H1V(R3), then one of the following statements is true.
(i)un→0 in H1V(R3).
(ii) There exist a sequence {yn}⊂R3 and constants r,δ>0 such that
lim infn→+∞∫Br(yn)|un|2dx⩾δ>0. |
Proof. Suppose that (ii) does not occur, then there exists r>0 such that
limn→+∞supy∈R3∫Br(y)|un|2dx=0. |
In view of Proposition 2.2, we get un→0 in Ls(R3) for s∈(2,6). So from (3.7) and ⟨I′λ,ε(un),un⟩=0, it follows that
‖un‖2H1V(R3)=∫R3|un|6dx. |
Assume that ‖un‖2H1V(R3)→l⩾0. So, we get c=13l. Moreover, we have
‖un‖2H1V(R3)⩾∫R3|∇un|2dx⩾S(∫R3|un|6dx)13. |
Taking the limit as n→+∞ in the above inequality, we obtain
c⩾13S32, |
which contradicts with our assumption. Thus, l=0. The proof is completed.
Lemma 4.6. Suppose the all conditions described in Theorem 1.2 hold. Let {un}⊂H1V(R3) be a (PS)c sequence of Iλ,ε with 0<c⩽cλ,ε<c∞.If un⇀0 in H1V(R3), then un→0 in H1V(R3).
Proof. It is easy to see that {un} is bounded in H1V(R3). Therefore, up to a subsequence, we have
un⇀0 inH1V(R3),un→0 inLsloc(R3) for2⩽s<6, un→0 a.e.onR3. |
Next, we use Proposition 2.1 to prove un→0 in H1V(R3). For this purpose, we set
ρn(x)=14|(−Δ)12un|2+14V(x)|un|2+λ4K(x)[f(un)un−4F(un)]+112|un|6. |
Clearly, one has {ρn}⊂L1(R3). Thus, passing to a subsequence, we assume that Φ(un):=‖ρn‖L1(R3)→l as n→+∞. Using the fact that Φ(un)=Iλ,ε(un)−14⟨I′λ,ε(un),un⟩=l, we get l=c>0. We next claim that neither vanishing nor dichotomy occurs.
Claim 1. Vanishing does not occur.
If {ρn} vanishing, then {u2n} also vanishing, i.e., there exists R>0 such that
limn→+∞supy∈R3∫BR(y)|un|2dx=0. |
As in the proof of Lemma 4.5, we can prove vanishing does not happen.
Claim 2. Dichotomy does not occur.
Otherwise, there exist β∈(0,l) and {yn}⊂R3 such that for every ϵn>0, we can choose {Rn}⊂R+(Rn>˜R+R0/ϵ, for any fixed ϵ>0, ˜R,R0 are positive constants defined later) with Rn→+∞ satisfying
lim supn→+∞(|β−∫BRn(yn)ρn(x)dx|+|(l−β)−∫B2Rcn(yn)ρn(x)dx|)<ϵn. | (4.1) |
Consider a smooth cut-off function ψ:[0,+∞)→R+ such that
{ψ(x)=1,x∈BRn(yn),0⩽ψ(x)⩽1,x∈B2Rn(yn)∖BRn(yn),ψ(x)=0,x∈Bc2Rn(yn),|ψ′|L∞(R3)⩽2. |
Set
un=ψun+(1−ψ)un=:θn+ωn. |
Then, one can infer
lim infn→+∞Φ(θn)⩾∫BRn(yn)ρn(x)dx→β, | (4.2) |
and
lim infn→+∞Φ(ωn)⩾∫Bc2Rn(yn)ρn(x)dx→l−β. | (4.3) |
Let Ωn=B2Rn(yn)∖BRn(yn). Taking the limit as n→+∞, then we have
∫Ωnρn(x)dx=∫R3ρn(x)dx−∫BRn(yn)ρn(x)dx−∫Bc2Rn(yn)ρn(x)dx→0. | (4.4) |
By (4.4), we can deduce
∫Ωn(|∇un|2+V(x)|un|2)dx→0 and ∫Ωn|un|6dx→0. | (4.5) |
According to Lemma 2.3, we get
∫Ωnϕεun|un|2dx→0. | (4.6) |
Putting (3.5), (4.5), (4.6) together with the definition of θn, ωn, we can easily get
‖un‖2H1V(R3)=‖θn‖2H1V(R3)+‖ωn‖2H1V(R3)+on(1), | (4.7) |
∫R3K(x)F(un)dx=∫R3K(x)F(θn)dx+∫R3K(x)F(ωn)dx+on(1), | (4.8) |
∫R3K(x)f(un)undx=∫R3K(x)f(θn)θndx+∫R3K(x)f(ωn)ωndx+on(1), | (4.9) |
∫R3|un|6dx=∫R3|θn|6dx+∫R3|ωn|6dx+on(1), | (4.10) |
∫R3ϕεun|un|2dx=∫R3ϕεθn|θn|2dx+∫R3ϕεωn|ωn|2dx+on(1). | (4.11) |
Taking into account (4.7)–(4.11), we get
Φ(un)=Φ(θn)+Φ(ωn)+on(1). |
Combining (4.2) and (4.3), we have
l=limn→+∞Φ(un)=lim infn→+∞Φ(θn)+lim infn→+∞Φ(ωn)⩾β+(l−β)=l. |
Therefore, we obtain
lim infn→+∞Φ(θn)=βandlim infn→+∞Φ(ωn)=l−β. | (4.12) |
Moreover, from (4.7) to (4.11), we get
on(1)=⟨I′λ,ε(un),un⟩=⟨I′λ,ε(θn),θn⟩+⟨I′λ,ε(ωn),ωn⟩+on(1). | (4.13) |
In order to finish our proof, it suffices to show (4.13) is not true. We separate the following discussion into three possibilities and show each leads to a contradiction.
Case 1. After passing to a subsequence, we assume ⟨I′λ,ε(θn),θn⟩⩽0, then
‖θn‖2H1V(R3)+∫R3ϕεθn|θn|2dx−λ∫R3K(x)f(θn)θndx−∫R3|θn|6dx⩽0. | (4.14) |
By Lemma 4.1, we know that there exists tθn>0 such that tθnθn∈Nλ,ε. Then
t2θn‖θn‖2H1V(R3)+t4θn∫R3ϕεθn|θn|2dx=λ∫R3K(x)f(tθnθn)tθnθndx+t6θn∫R3|θn|6dx. | (4.15) |
Combined (4.14) with (4.15), one has
(1t2θn−1)‖θn‖2H1V(R3)−λ∫R3K(x)[f(tθnθn)(tθnθn)3−f(θn)(θn)3]|θn|4dx−(t2θn−1)∫R3|θn|6dx⩾0, |
which implies tθn⩽1. From tθnθn∈Nλ,ε and (4.12), we deduce
cλ,ε⩽Iλ,ε(tθnθn)=Iλ,ε(tθnθn)−14⟨I′λ,ε(tθnθn),tθnθn⟩=t2θn4‖θn‖2H1V(R3)+λ4∫R3K(x)[f(tθnθn)tθnθn−4F(tθnθn)]dx+t6θn12∫R3|θn|6dx⩽Φ(θn)→β<l=c, |
which leads to a contradiction.
Case 2. After passing to a subsequence, we assume ⟨I′λ,ε(ωn),ωn⟩⩽0. This case will lead to a contradiction again as in Case 1.
Case 3. After passing to a subsequence, we assume ⟨I′λ,ε(θn),θn⟩>0 and ⟨I′λ,ε(ωn),ωn⟩>0. In view of (4.13), we get ⟨I′λ,ε(θn),θn⟩=on(1) and ⟨I′λ,ε(ωn),ωn⟩=on(1). Moreover, from (4.7) to (4.11), one has
Iλ,ε(un)=Iλ,ε(θn)+Iλ,ε(ωn)+on(1). | (4.16) |
If the sequence {yn}⊂R3 is bounded, then by conditions (V1) and (K), we have for every ϵ>0, there exists R0>0, such that
V(x)−V∞>−ϵand|K(x)−K∞|⩽ϵ, ∀|x|>R0/ϵ. | (4.17) |
By the boundedness of {yn}⊂R3, there exists ˜R>0 such that |yn|⩽˜R. Therefore, we have R3∖BRn(yn)⊂R3∖BRn−˜R(0)⊂R3∖BR0/ϵ(0) for n>0 large enough. According to (4.17), it follows that
∫R3(V(x)−V∞)|ωn|2dx=∫|x−yn|>Rn(V(x)−V∞)|ωn|2dx>−ϵ∫|x−yn|>Rn|ωn|2dx⩾−Cϵ, |
which implies
∫R3(V(x)−V∞)|ωn|2dx⩾on(1). | (4.18) |
Similarly, it is easy to check
∫R3(K(x)−K∞)F(ωn)dx=on(1)and∫R3(K(x)−K∞)f(ωn)ωndx=on(1). | (4.19) |
Combined (4.18) with (4.19), there holds
Iλ,ε(ωn)⩾I∞(ωn)+on(1)andon(1)=⟨I′λ,ε(ωn),ωn⟩⩾⟨I′∞(ωn),ωn⟩+o(1). | (4.20) |
By the latter conclusion of (4.20), one has ⟨I′∞(ωn),ωn⟩⩽0, as n→+∞. Similar to the proof in Case 1, there exists tωn⩽1 such that tωnωn∈N∞. Then, we can derive from (4.19) and (4.20) that
c∞⩽I∞(tωnωn)=I∞(tωnωn)−14⟨I′∞(tωnωn),tωnωn⟩=t2ωn4‖ωn‖2H1V∞(R3)+λ4∫R3K∞(x)[f(tωnωn)tωnωn−4F(tωnωn)]dx+t6ωn12∫R3|ωn|6dx⩽14‖ωn‖2H1V(R3)+λ4∫R3K(x)[f(ωn)ωn−4F(ωn)]dx+112∫R3|ωn|6dx=Φ(ωn)→l−β=c−β<c, |
which leads to a contradiction.
If {yn}⊂R3 is unbounded, we choose a subsequence, stilled denoted by {yn}, such that |yn|⩾3Rn. Then B2Rn(yn)⊂R3∖BRn(0)⊂R3∖BR0/ϵ(0). Using the fact of (4.17) and a similar proof of (4.18) and (4.19), one has
∫R3(V(x)−V∞)|θn|2dx⩾on(1), |
and
∫R3(K(x)−K∞)F(θn)dx=on(1)and∫R3(K(x)−K∞)f(θn)θndx=on(1). |
Similar to the case {yn} is bounded, we can obtain a contradiction by comparing Iλ,ε(θn) and c∞. Therefore, dichotomy does not occur.
According to the above arguments, by Proposition 2.1, we know that {ρn} must be compactness; i.e, there exists {yn}⊂R3 such that for every ϵ>0, there exists ˆR>0 such that
∫R3∖BˆR(yn)ρn(x)dx<ϵ. |
From the Hölder inequality, we obtain
∫R3∖BˆR(yn)|un|mdx⩽(∫R3∖BˆR(yn)|un|2dx)mα2(∫R3∖BˆR(yn)|un|6dx)m(1−α)6<Cϵ, | (4.21) |
where m∈[2,6], α∈[0,1] and satisfies 1m=α2+1−α6. By (4.21), we conclude {umn} is also compactness with m∈[2,6].
Next we prove the sequence {yn} is bounded. Otherwise, up to a subsequence, we can choose {Rn}⊂R+ with Rn→+∞ satisfying |yn|⩾Rn⩾ˆR+R0/ϵ. Then we have BˆR(yn)⊂R3∖BRn−ˆR(0)⊂R3∖BR0/ϵ(0). In view of (4.21), there holds
∫R3(V(x)−V∞)|un|2dx=∫BˆR(yn)(V(x)−V∞)|un|2dx+∫R3∖BˆR(yn)(V(x)−V∞)|un|2dx⩾on(1). | (4.22) |
Similarly, we get
∫R3(K(x)−K∞)F(un)dx=on(1)and∫R3(K(x)−K∞)f(un)undx=on(1). | (4.23) |
It follows from (4.22) and (4.23) that
Iλ,ε(un)⩾I∞(un)+on(1)andon(1)=⟨I′λ,ε(un),un⟩⩾⟨I′∞(un),un⟩+on(1). | (4.24) |
By the latter conclusion of (4.24), one can see ⟨I′∞(un),un⟩⩽0, as n→+∞. Similar to the proof of Case 1, there exists tun⩽1 such that tunun∈N∞. It follows from (4.23) and (4.24) that
c∞⩽I∞(tunun)=I∞(tunun)−14⟨I′∞(tunun),tunun⟩=t2un4‖un‖2H1V∞(R3)+λ4∫R3K∞(x)[f(tunun)tunun−4F(tunun)]dx+t6un12∫R3|un|6dx⩽14‖un‖2H1V(R3)+λ4∫R3K(x)[f(un)un−4F(un)]dx+112∫R3|un|6dx+on(1)=Iλ,ε(un)−14⟨I′λ,ε(un),un⟩+on(1)→c, |
which leads to a contradiction. Hence, {yn} is bounded in R3.
In view of the boundedness of {yn} and un→u in Lsloc(R3) for 2⩽s<6, by (4.21) it is easy to check un→0 in Ls(R3) for s∈[2,6). Thus, we can derive from Lemma 4.5 that un→0 in H1V(R3). The proof is completed.
Now, we state the proof of Theorem 1.2.
Proof of Theorem 1.2. We divide this proof into five steps.
Step 1. Making use of the Ekeland variational principle [23], there exists a sequence {ωn}⊂S such that
Υλ,ε(ωn)→cλ,εandΥ′λ,ε(ωn)→0, asn→+∞. |
Set vn=mλ,ε(ωn), we have vn∈Nλ,ε for all n∈N∗. By Lemma 4.2, we can deduce
Iλ,ε(vn)→cλ,εandI′λ,ε(vn)→0, asn→+∞. |
By {vn} is bounded in H1V(R3), there exists v∈H1V(R3) such that vn⇀v in H1V(R3). From Lemma 2.3, by a standard argument, we know that v is a critical point of Iλ,ε and I′λ,ε(vn)→I′λ,ε(v)=0. Set un=vn−v, then un⇀0 in H1V(R3). Making use of Lemmas 4.3-4.4 and the Brézis-Lieb lemma [25], it is easy to check
Iλ,ε(un)=Iλ,ε(vn)−Iλ,ε(v)+on(1), asn→+∞. |
It follows from I′λ,ε(v)=0 and (3.6) that
Iλ,ε(v)=14‖v‖2H1V(R3)+λ4∫R3K(x)[f(v)v−4F(v)]dx+112∫R3|v|6dx⩾0. |
Thus, we have
Iλ,ε(un)=Iλ,ε(vn)−Iλ,ε(v)+on(1)→cλ,ε−d, asn→+∞, |
where d:=Iλ,ε(v)⩾0.
For any φ∈H1V(R3), according to un⇀0 in H1V(R3), one has
⟨I′λ,ε(un),φ⟩=⟨I′λ,ε(0),φ⟩=0, asn→+∞. |
Hence, we know that {un} is a (PS)cλ,ε−d sequence of Iλ,ε. In view of I′λ,ε(un)=0, it is easy to obtain d∈[0,cλ,ε].
Step 2. In this step, we show cλ,ε<c∞. Denote by u∞ be a positive ground state solution of system (P∞). Then, we have I∞(u∞)=c∞. Moreover, by Lemma 4.1, we know that there exists t∞>0 such that t∞u∞∈Nλ,ε. We next claim t∞<1.
Since u∞∈N∞, then we have
∫R3(|∇u∞|2+V∞|u∞|2)dx+∫R3ϕεu∞|u∞|2dx=λ∫R3K∞f(u∞)u∞dx+∫R3|u∞|6dx | (4.25) |
Furthermore, it follows from t∞u∞∈Nλ,ε that
1t2∞∫R3(|∇u∞|2+V(x)|u∞|2)dx+∫R3ϕεu∞|u∞|2dx=λ∫R3K(x)[f(t∞u∞)(t∞u∞)3]|u∞|4dx+t2∞∫R3|u∞|6dx. | (4.26) |
Comparing (4.25) and (4.26), it is easy to get t∞<1. Moreover, we have
Iλ,ε(t∞u∞)=I∞(t∞u∞)+t2∞2∫R3(V(x)−V∞)|u∞|2dx+λ∫R3(K∞−K(x))F(t∞u∞)dx. |
Taking into account (V1), (K) and (F1), there holds
Iλ,ε(t∞u∞)<I∞(t∞u∞). |
So in general, we get
cλ,ε⩽Iλ,ε(t∞u∞)<I∞(t∞u∞)<I∞(u∞)=c∞. |
Step 3. According to d∈[0,cλ,ε] and cλ,ε<c∞, we have
0⩽cλ,ε−d⩽cλ,ε<c∞. |
By Lemma 4.6, we derive v is a ground state solution of system (Pλ,ε). Similar to the arguments in the proof of Theorem 1.1, one can easily prove v is positive. Denote it by (uλ,ε,ϕεu). So conclusion (i) follows.
Step 4. Similar to the proof of Lemma 3.4, for a fixed ε>0, it follows that
0=limλ→+∞cλ,ε=Iλ,ε(uλ,ε)−14⟨I′λ,ε(uλ,ε),uλ,ε⟩⩾14‖uλ,ε‖2H1V(R3), |
which implies limλ→+∞‖uλ,ε‖H1V(R3)=0. By Lemma 2.3, we get also limλ→+∞‖ϕεu‖D=0. At last, using the fact of Lemma 2.1, one can deduce limλ→+∞‖ϕεu‖L∞(R3)=0. So conclusion (ii) follows.
Step 5. For fixed λ=˜λ>0, it is easy to get {u˜λ,ε}ε⩾0 is bounded. Therefore, up to a subsequence, there exists u˜λ,0∈H1V(R3) such that
u˜λ,ε⇀u˜λ,0, asε→0. |
Set ηε=u˜λ,ε−u˜λ,0. Then ηε⇀0 in H1V(R3). Similar to the proof of Lemma 3.4, we can deduce there exists λ∗>0 such that
supε>0cλ,ε=0, ∀λ>λ∗. |
Hence we get c˜λ,ε<c∞, for all ˜λ>λ∗, ε>0. Note that all the conditions of Lemma 4.6 are satisfied, so by Lemma 4.6 we obtain the strong convergence, more precisely it satisfies
limε→0u˜λ,ε=u˜λ,0. |
In particular, we have (u˜λ,ε)2→(u˜λ,0)2 in L65(R3).
Let φ∈H1V(R3). Then we have
(u˜λ,ε,φ)H1V(R3)+∫R3ϕεuu˜λ,εφdx=˜λ∫R3K(x)f(u˜λ,ε)φdx+∫R3|u˜λ,ε|4u˜λ,εφdx. | (4.27) |
Pass the limit as ε→0 to the above equality. Now we see each term in (4.27), then we have
(u˜λ,ε,φ)H1V(R3)=(u˜λ,0,φ)H1V(R3), | (4.28) |
and as follows by standard arguments we can deduce
∫R3K(x)f(u˜λ,ε)φdx→∫R3K(x)f(u˜λ,0)φdx, | (4.29) |
and
∫R3|u˜λ,ε|4u˜λ,εφdx→∫R3|u˜λ,0|4u˜λ,0φdx. | (4.30) |
Making use of Lemma 2.4 and taking into account u˜λ,ε→u˜λ,0 in L125(R3), φ∈L125(R3) and the Hölder inequality, we get
∫R3ϕεuu˜λ,εφdx→∫R3ϕ0uu˜λ,0φdx. | (4.31) |
It follows from (4.28)–(4.31) that
(u˜λ,0,φ)H1V(R3)+∫R3ϕ0uu˜λ,0φdx=˜λ∫R3K(x)f(u˜λ,0)φdx+∫R3|u˜λ,0|4u˜λ,0φdx, |
which shows (u˜λ,0,ϕ0u) solves system (P˜λ,0). Using the same method in proving Theorem 1.1, we can prove (u˜λ,0,ϕ0u) is a positive ground state solution of system (P˜λ,0). So conclusion (iii) follows. The proof is completed.
In this section, we study the existence of infinitely many solutions to system (Pλ,ε). To complete this proof, we need the following result.
Lemma 5.1. ([28]) Let X be an infinite dimensional Banach space and let I∈C1(X,R) be even, satisfy (PS) condition, and I(0)=0, If X=Y⨁Z, where Y is finite dimensional and I satisfies the following conditions.
(i) There exist constants ρ,α>0 such that I|{u|‖u‖=ρ}∩Z⩾α;
(ii) For any finite dimensional subspace ˜X⊂X, there is R=R(˜X)>0 such that I(u)⩽0 on ˜X∖BR.
Then I possesses an unbounded sequence of critical values.
Now we give the proof of Theorem 1.3.
Proof of Theorem 1.3. To prove Theorem 1.3, it suffices to give the verification of (i) and (ii).
Verification of (i): In view of (3.5) and the Sobolev inequality, we have
Iλ,ε(u)=12‖u‖2H1V(R3)+14∫R3ϕεu|u|2dx−λ∫R3K(x)F(u)dx−16∫R3|u|6dx⩾12‖u‖2H1V(R3)−λεC14∫R3|u|4dx−λC2Cεp∫R3|u|pdx−16∫R3|u|6dx⩾12‖u‖2H1V(R3)−λεC3‖u‖4H1V(R3)−λC4Cε‖u‖pH1V(R3)−C5‖u‖6H1V(R3). |
For ρ>0 small enough, let δ=12ρ2−(λεC3+λC4Cε+C5)ρ4, then Iλ,ε(u)|∂Bρ∩Z⩾δ>0.
Verification of (ii): For any finite dimensional subspace ˜X⊂H1V(R3), by the equivalence of norms in the finite dimensional space, there exists constant C>0 such that
C‖u‖H1V(R3)⩽‖u‖Ls(R3), s∈[2,6], ∀u∈˜X. |
Putting this together with (3.5) and Lemma 2.3, one can infer
Iλ,ε(u)=12‖u‖2H1V(R3)+14∫R3ϕεu|u|2dx−λ∫R3K(x)F(u)dx−16∫R3|u|6dx⩽12‖u‖2H1V(R3)+C1‖u‖4H1V(R3)+λC2∫R3|F(u)|dx−16∫R3|u|6dx⩽12‖u‖2H1V(R3)+C1‖u‖4H1V(R3)+λεC24∫R3|u|4dx+λC2Cεp∫R3|u|pdx−16∫R3|u|6dx⩽12‖u‖2H1V(R3)+C3‖u‖4H1V(R3)+λC4Cε‖u‖pH1V(R3)−C5‖u‖6H1V(R3). |
Since 4<p<6, there exists R>0 large enough such that Iλ,ε(u)<0 on ˜X∖BR. Based on the above facts, all conditions described in Lemma 5.1 are satisfied. Similar to the proof of Theorem 1.1, we can show that the infinitely many solutions are positive. The proof is completed.
In this section, our goal is to show the nonexistence of ground state solution to system (Pλ,ε).
Lemma 6.1. Suppose that all conditions described in Theorem 1.4 hold. Then for any λ,ε>0, cλ,ε=c∞.
Proof. By the assumptions of V(x) and K(x), one can easily get I∞(u)<Iλ,ε(u), for all u∈H1V(R3). In view of Lemma 4.1, we have for each u∈N∞, there exists tu>0 such that tuu∈Nλ,ε. So, for each u∈N∞, there holds
0<c∞=infu∈N∞I∞(u)⩽maxt⩾0I∞(tu)⩽maxt⩾0Iλ,ε(tu)=Iλ,ε(tuu). |
Moreover, according to Lemma 4.1,
0<c∞⩽infu∈N∞Iλ,ε(tuu)=infv∈Nλ,εIλ,ε(v)=cλ,ε. |
Hence, it remains to show cλ,ε⩽c∞.
By Theorem 1.1, we know that system (P∞) has a positive ground state solution u∞∈N∞. Denote by ωn(x)=u∞(x−yn), where {yn}⊂R3 and |yn|→+∞ as n→+∞. Then, there exists a tωn>0 such that tωnωn∈Nλ,ε, that is,
t2ωn∫R3(|∇u∞|2+V(x+yn)|u∞|2)dx+t4ωn∫R3ϕεu∞|u∞|2dx=∫R3K(x+yn)f(tωnu∞)tωnu∞dx+t6ωn∫R3|u∞|6dx. | (6.1) |
It is easy to see that {tωn} cannot converge to zero and infinity. We assume tωn→t0, as n→+∞. Passing the limit as n→+∞ in (6.1), we get
∫R3(|∇u∞|2+V∞|u∞|2)dx+t2ωn∫R3ϕεu∞|u∞|2dx=∫R3K∞f(tωnu∞)u∞tωndx+t4ωn∫R3|u∞|6dx. |
By u∞∈N∞, we can conclude limn→+∞tωn=1. Since
cλ,ε⩽Iλ,ε(tωnωn)=I∞(tωnu∞)+t2ωn2∫R3(V(x+yn)−V∞)|u∞|2dx−λ∫R3(K(x+yn)−K∞)F(tωnu∞)dx. | (6.2) |
Furthermore, by the assumption of V(x), we can infer for any ϵ>0, there exists R>0 such that
∫|x|⩾R(V(x+yn)−V∞)|u∞|2dx⩽ϵ. |
By |yn|→+∞ and the Lebesgue dominated convergence theorem, we have
∫|x|<R(V(x+yn)−V∞)|u∞|2dx=0. |
Thus, we get
limn→+∞∫R3(V(x+yn)−V∞)|u∞|2dx=0. |
Similarly, we can arrive at
limn→+∞∫R3(K(x+yn)−K∞)F(u∞)dx=0. |
Hence, using tωn→1 and letting n→+∞ in (6.2), we have cλ,ε⩽c∞. The proof is completed.
We give the proof of Theorem 1.4.
Proof of Theorem 1.4. By way of contradiction, we assume that there exist λ0>0 and u0∈Nλ0,ε such that Iλ0,ε(u0)=cλ0,ε. In view of Lemma 6.1, one has cλ0,ε=c∞. According to Lemma 3.1, we know that there exists t0>0 such that t0u0∈N∞. Thus, we have
c∞⩽I∞(t0u0)<Iλ0,ε(t0u0)⩽maxt⩾0Iλ0,ε(tu0)=Iλ0,ε(u0)=cλ0,ε=c∞, |
which yields a contradiction. Moreover, the proof of ε is similar to λ, so we omit it here. The proof is completed.
Proof of Lemma 3.1. (i) It is standard to show that I∞ satisfies the mountain pass geometry. By the mountain pass theorem, we can obtain a (PS)c∞ sequence of I∞.
(ii) For t>0, let
h(t)=I∞(tu)=t22‖u‖2H1V∞(R3)+t44∫R3ϕεu|u|2dx−λK∞∫R3F(tu)dx−t66∫R3|u|6dx. |
For t>0 small enough, it follows from (3.5) and Sobolev inequality that
h(t)⩾t22‖u‖2H1V∞(R3)−λK∞ϵ4t4∫R3|u|4dx−λK∞Cϵptp∫R3|u|pdx−t66∫R3|u|6dx⩾t22‖u‖2H1V∞(R3)−Ct4‖u‖4H1V∞(R3)−Ctp‖u‖pH1V∞(R3)−Ct6‖u‖6H1V∞(R3). |
Hence, we get h(t)>0 for t>0 small enough. Moreover, it is easy to see I∞(tu)→−∞ as t→+∞. Therefore, h(t) has a maximum at t=tu>0. So that h′(tu)=0 and tuu∈N∞. Next, we show that tu is unique. By the way of contradiction, we assume that there exist 0<tu<˜tu such that ˜tuu, tuu∈N∞. Then, we have
(1˜t2u−1t2u)‖u‖2H1V∞(R3)=λK∞∫R3[f(˜tuu)(˜tuu)3−f(tuu)(tuu)3]|u|4dx+(˜t2u−t2u)∫R3|u|6dx, |
which is impossible by 0<tu<˜tu. We now show
limλ→+∞tu=0. |
By I′∞(tuu)=0, then tu satisfies
t2u‖u‖2H1V∞(R3)+t4u∫R3ϕεu|u|2dx=λK∞∫R3f(tuu)tuudx+t6u∫R3|u|6dx. | (A.1) |
If limλ→+∞tu=+∞, then in view of (F1), it is easy to lead a contradiction. Thus, limλ→+∞tu=η⩾0. If η>0, then combined (A.1) with Lemma 2.3, as λ→+∞, we can infer
C(η2+η4)⩾λK∞∫R3f(tuu)tuudx+t6u∫R3|u|6dx→+∞, |
which yields a contradiction. Hence we conclude η=0.
(iii) By (ii) one has ˉc∞=ˉˉc∞. Choosing t1>0 large enough such that
I∞(t1u)<0. |
Define a path γ:[0,1]→H1V∞(R3) by γ(t)=t1tu, then we have γ∈Γ. Thus, we obtain c∞⩽ˉˉc∞. On the other hand, let k(t):=⟨I′∞(γ(t)),γ(t)⟩, where γ∈Γ. Then, k(t)>0 for t>0 small enough. Set γ(1)=e, one has
I∞(e)−14⟨I′∞(e),e⟩=14‖e‖2H1V∞(R3)+λK∞∫R3(14f(e)e−F(e))dx+112∫R3|e|6dx>0, |
from which we obtain
⟨I′∞(e),e⟩<4I∞(e)<0. |
Then there exists t2∈(0,1) such that ⟨I′∞(γ(t2)),γ(t2)⟩=0, which implies γ(t2)∈N∞. Therefore, we get ˉc∞⩽c∞. The proof is completed.
S. Liu is supported by the Fundamental Research Funds for the Central Universities of Central South University 2019zzts210. H. Chen is supported by National Natural Science Foundation of China 12071486.
All authors declare no conflicts of interest in this paper.
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