This paper is devoted to considering the attainability of minimizers of the L2-constraint variational problem
mγ,a=inf{Jγ(u):u∈H2(RN),∫RN|u|2dx=a2},
where
Jγ(u)=γ2∫RN|Δu|2dx+12∫RN|∇u|2dx+12∫RNV(x)|u|2dx−12σ+2∫RN|u|2σ+2dx,
γ>0, a>0, σ∈(0,2N) with N≥2. Moreover, the function V:RN→[0,+∞) is continuous and bounded. By using the variational methods, we can prove that, when V satisfies four different assumptions, mγ,a are all achieved.
Citation: Cheng Ma. Normalized solutions for the mixed dispersion nonlinear Schrödinger equations with four types of potentials and mass subcritical growth[J]. Electronic Research Archive, 2023, 31(7): 3759-3775. doi: 10.3934/era.2023191
[1] | Haijun Luo, Zhitao Zhang . Existence and stability of normalized solutions to the mixed dispersion nonlinear Schrödinger equations. Electronic Research Archive, 2022, 30(8): 2871-2898. doi: 10.3934/era.2022146 |
[2] | Hui Jian, Min Gong, Meixia Cai . Global existence, blow-up and mass concentration for the inhomogeneous nonlinear Schrödinger equation with inverse-square potential. Electronic Research Archive, 2023, 31(12): 7427-7451. doi: 10.3934/era.2023375 |
[3] | Quanqing Li, Zhipeng Yang . Existence of normalized solutions for a Sobolev supercritical Schrödinger equation. Electronic Research Archive, 2024, 32(12): 6761-6771. doi: 10.3934/era.2024316 |
[4] | Xiaoguang Li . Normalized ground states for a doubly nonlinear Schrödinger equation on periodic metric graphs. Electronic Research Archive, 2024, 32(7): 4199-4217. doi: 10.3934/era.2024189 |
[5] | Zhiyan Ding, Hichem Hajaiej . On a fractional Schrödinger equation in the presence of harmonic potential. Electronic Research Archive, 2021, 29(5): 3449-3469. doi: 10.3934/era.2021047 |
[6] | Shasha Bian, Yitong Pei, Boling Guo . Numerical simulation of a generalized nonlinear derivative Schrödinger equation. Electronic Research Archive, 2022, 30(8): 3130-3152. doi: 10.3934/era.2022159 |
[7] | Lingzheng Kong, Haibo Chen . Normalized solutions for nonlinear Kirchhoff type equations in high dimensions. Electronic Research Archive, 2022, 30(4): 1282-1295. doi: 10.3934/era.2022067 |
[8] | Yuchen Zhu . Blow-up of solutions for a time fractional biharmonic equation with exponentional nonlinear memory. Electronic Research Archive, 2024, 32(11): 5988-6007. doi: 10.3934/era.2024278 |
[9] | Jing Hu, Jijiang Sun$ ^{} $ . On constrained minimizers for Kirchhoff type equations with Berestycki-Lions type mass subcritical conditions. Electronic Research Archive, 2023, 31(5): 2580-2594. doi: 10.3934/era.2023131 |
[10] | Shuai Yuan, Sitong Chen, Xianhua Tang . Normalized solutions for Choquard equations with general nonlinearities. Electronic Research Archive, 2020, 28(1): 291-309. doi: 10.3934/era.2020017 |
This paper is devoted to considering the attainability of minimizers of the L2-constraint variational problem
mγ,a=inf{Jγ(u):u∈H2(RN),∫RN|u|2dx=a2},
where
Jγ(u)=γ2∫RN|Δu|2dx+12∫RN|∇u|2dx+12∫RNV(x)|u|2dx−12σ+2∫RN|u|2σ+2dx,
γ>0, a>0, σ∈(0,2N) with N≥2. Moreover, the function V:RN→[0,+∞) is continuous and bounded. By using the variational methods, we can prove that, when V satisfies four different assumptions, mγ,a are all achieved.
Over the past several decades, the mixed dispersion nonlinear Schrödinger equation
i∂ψ∂t−γΔ2ψ+βΔψ−V(x)ψ+f(ψ)=0inRN | (1.1) |
has been studied by many researchers. Biharmonic Schrödinger equations have played an important role in considering the small biharmonic dispersion terms in the transmission of intense laser beams in a bulk medium with Kerr nonlinearity; see [1,2]. Biharmonic Schrödinger equations are also important in depicting the motion of a vortex filament in an incompressible fluid; see [3]. Since then, biharmonic Schrödinger equations have received attention due to whose applications in physics.
An interesting topic is to study the standing waves of Eq (1.1). By applying the ansatz ψ(t,x)=eiλtu(x), Eq (1.1) yields the following equation:
γΔ2u−βΔu+V(x)u=λu+f(u)inRN, | (1.2) |
where γ>0, λ∈R, β∈R, and u:RN→R is a function which does not rely on time. Moreover, if u(x) is a solution to (1.2), we can obtain that ψ(t,x)=eiλtu(x) is a solution to (1.1).
Above all, when γ=0, β=1 and V(x)≡0, we consider the existence of the L2-constraint variational problem
Dα=inf{12∫RN|∇u|2dx−∫RNF(|u|)dx:u∈H1(RN),∫RN|u|2dx=α2}. |
When f(u)=|u|2σu(0<σ<2N), by assuming H1-precompactness of any minimizing sequences, Cazenave and Lions [4] obtained the existence of the L2-constraint minimization problem. To this end, the subadditivity assumption
Dα+β<Dα+Dβ | (1.3) |
is very crucial. Due to the assumption (1.3), we can eliminate the dichotomy of minimizing sequences.
If only V(x)≡0, many papers are dedicated to this equation:
γΔ2u−βΔu=λu+f(u)inRN. | (1.4) |
Bonheure et al. considered a mixed dispersion nonlinear Schrödinger equation in [5]. More precisely, they studied the existence of the ground states and positive solutions. They also studied the multiplicity of radial solutions and the standing waves of the related dispersive equation. Recently, Goubet and Manoubi [6] studied semilinear Schrödinger equations with a non-standard dispersion that is discontinuous at x=0. They obtained both the existence and the uniqueness of standing waves for these equations. Then, they discussed the orbital stability of these standing waves in a subspace of the energy space, by using some classical methods such as the concentration-compactness method of Lions. In [7], Khiddi and Essafi obtained the existence of infinitely many solutions for a class of quasilinear Schrödinger equations without assuming the 4-superlinear at infinity on the nonlinearity. The approach is based on the fountain theorem, and the involved potential term is continuous and satisfies suitable regularities. In [8], Alotaibi et al. studied both the existence and nonexistence of global weak solutions to a class of inhomogeneous nonlinear Schrödinger equations. The main problem is related to gradient, which requires certain specific estimates to develop the precise proofs of results. The approach is based on rescaled test function arguments derived from the Mitidieri and Pokhozhaev method, and it also involves the Fujita critical exponent. In [9], Bonheure et al. studied two related constraint minimization problems: One is related to a constraint on the L2-norm, and another one is related to a constraint on the L2σ+2-norm. They also studied the attainability and the qualitative properties of minimizers, namely, their sign, symmetry, decay and so on. In [10], Fernández et al. established non-homogeneous Gagliardo-Nirenberg-type inequalities depending on the Tomas-Stein inequality. They proved the attainability of minimizers in the mass-subcritical and mass-critical cases. For more research about the biharmonic Schrödinger equations, see [11,12,13,14,15] and the references therein.
Usually, if V(x)≡0, the scaling u(sx) is useful, and we can show (1.3). However, when V(x)≢0 the scaling u(sx) does not work generally, and it is harder to show the subadditivity condition. Therefore, the L2-constraint minimization problem is hard. Just because of this, the solutions to the problem would not be enough. For the biharmonic Schrödinger equations with a potential, see [16] and the references therein.
Although the biharmonic nonlinear Schrödinger equations are related to physics, they are far from being properly understood. The nonlinear Schrödinger equations have been studied in [17,18,19,20,21], but the fourth order Schrödinger equations have been studied very little. Apart from some papers already mentioned, there are actually few papers dealing with biharmonic nonlinear Schrödinger equations.
Inspired by the past work of [22,23,24], in this paper, we consider the attainability of minimizers of the L2-constraint variational problem:
mγ,a=inf{Jγ(u):u∈H2(RN),∫RN|u|2dx=a2}, |
where
Jγ(u)=γ2∫RN|Δu|2dx+12∫RN|∇u|2dx+12∫RNV(x)|u|2dx−12σ+2∫RN|u|2σ+2dx, |
γ>0, a>0, σ∈(0,2N) with N≥2 and the continuous bounded function V:RN→[0,+∞). Here, we consider four functions:
(V1) V is a function that is 1-periodic in x1,x2,⋯,xN.
(V2) V is an asymptotically periodic function. Namely there exists a function Vq:RN→R which is 1-periodic in x1,x2,⋯,xN, and V satisfies the following conditions:
Vq(x)≥V(x),for anyx∈RN. | (1.5) |
|Vq(x)−V(x)|→0,as|x|→+∞. | (1.6) |
(V3) V∈L∞(RN), and
0<infx∈RNV(x)=V0<lim inf|x|→+∞V(x)=V∞. | (1.7) |
(V4) Suppose that μW(x)=V(x) and a constant M1>0 such that
|{x∈RN:M1<W(x)}|<+∞. | (1.8) |
Moreover, Ω=int(W−1(0))≠∅.
Next, we describe the first result of this paper.
Theorem 1.1. Let γ>0, σ∈(0,2N) and assume that (V1) holds or (V2) holds. There exists a constant δ(a)>0 for any a>0, and if |V|∞<δ when V satisfies (V1), or |Vq|∞<δ when V satisfies (V2), mγ,a<0 is achieved.
Our second result is combined with the L2-constraint variational problem:
mγ,a,ε=inf{Jγ,ε(u):u∈H2(RN),∫RN|u|2dx=a2} | (1.9) |
where
Jγ,ε(u)=γ2∫RN|Δu|2dx+12∫RN|∇u|2dx+12∫RNV(εx)|u|2dx−12σ+2∫RN|u|2σ+2dx, |
γ>0, a>0, ε>0 are real numbers, and σ∈(0,2N) with N≥2.
The second result is as follows.
Theorem 1.2. Let γ>0, σ∈(0,2N) and assume that (V3) holds. Then, there exist two constants δ(a), ε0>0 for any a>0, and if |V|∞<δ, mγ,a,ε<0 is achieved for any ε∈(0,ε0).
In (V4), we choose r>0 such that Br(x1)⊂Ω. We study a constrained variational problem:
mγ,a,μ=inf{Jλ,μ(u):u∈H2(RN),∫RN|u|2dx=a2}, |
where
Jγ,μ(u)=γ2∫RN|Δu|2dx+12∫RN|∇u|2dx+12∫RNμW(x)|u|2dx−12σ+2∫RN|u|2σ+2dx, |
and γ>0, a>0, σ∈(0,2N) with N≥2. Finally, we describe the third main result.
Theorem 1.3. Let γ>0,σ∈(0,2N) and assume that V satisfies (V4). Then, there exist two constants r0(a), μ0(a)>0 for any a>0 such that mγ,a,μ<0 is achieved for any μ≥μ0, r≥r0.
Notation
● C,C1,C2,… represent positive constants, and they are independent of each other.
● Br(y) represents an open ball centered at y∈RN with radius r>0, Bcr(y) represents its complement in RN.
● ‖⋅‖ represents the common norm of the Sobolev space H2(RN), and |⋅|p represents the common norm of the Lebesgue space Lp(RN), for p∈[1,∞].
● on(1) represents a real number sequence with on(1)→0 as n→+∞.
In the following, we study the functional Jγ:E→R, namely,
Jγ(u)=γ2∫RN|Δu|2dx+12∫RN|∇u|2dx+12∫RNV(x)|u|2dx−12σ+2∫RN|u|2σ+2dx, |
constrained on the sphere in L2(RN) given by
S(a)={u∈H2(RN):|u|2=a}, |
where γ>0, and the continuous function V:RN→[0,+∞). E is described as the space
E={u∈H2(RN):∫RNV(x)|u|2dx<+∞}, |
and the norm of E is given by
‖u‖=(∫RN(|Δu|2+|∇u|2+(V(x)+1)|u|2)dx)12. |
We can infer E=H2(RN) if V∈L∞(RN).
According to the definition of E, it is obvious that the embedding E↪H2(RN) is continuous. The following embeddings
E↪L2σ+2(RN),for2σ+2∈[2,+∞]whenN=2, |
and
E↪L2σ+2(RN),for2σ+2∈[2,2∗]whenN≥3, |
are continuous, too.
In addition, we introduce two Gagliardo-Nirenberg interpolation inequalities; see [25,26,27]. When the function u∈H2(RN), we have
‖u‖2σ+2L2σ+2≤CN(σ)‖Δu‖σN2L2‖u‖2σ+2−σN2L2, | (2.1) |
where
{0≤σforN≤4,0≤σ≤4N−4forN>4, |
and
‖u‖2σ+2L2σ+2≤BN(σ)‖∇u‖σNL2‖u‖2σ+2−σNL2, | (2.2) |
where
{0≤σforN≤2,0≤σ≤2N−2forN>2, |
the constants B=BN(σ)>0 and C=CN(σ)>0. Therefore, we have
Jγ(u)≥12∫RN|∇u|2dx−Ba2σ+2−σN2σ+2(∫RN|∇u|2dx)σN2 | (2.3) |
and
Jγ(u)≥γ2∫RN|Δu|2dx−Ca2σ+2−σN22σ+2(∫RN|Δu|2dx)σN4. | (2.4) |
Since σ∈(0,2N), we know that σN<2. Hence, Jγ is bounded from below on S(a) for any a>0, γ>0. Relying on the above arguments, we infer that
mγ,a=infu∈S(a)Jγ(u) |
is well-defined.
Lemma 2.1. Let V∈L∞(RN) and γ>0. There exists a constant δ(a)>0 for each a>0 such that mγ,a<0 when |V|∞<δ.
Proof. We choose u1∈S(a) for every a>0, and set
uk(x)=eNk2u1(ekx),for allx∈RNand allk∈R. |
By calculation, we have
∫RN|uk(x)|2dx=a2 |
and
∫RN|uk(x)|2σ+2dx=eσNk∫RN|u1(x)|2σ+2dx. | (2.5) |
Therefore, we infer that
Jγ(uk)≤γe4k2∫RN|Δu1|2dx+e2k2∫RN|∇u1|2dx+|V|∞a22−eσNk2σ+2∫RN|u1|2σ+2dx. |
As σ∈(0,2N), there exists a constant k<0 such that
γe4k2∫RN|Δu1|2dx+e2k2∫RN|∇u1|2dx−eσNk2σ+2∫RN|u1|2σ+2dx=Dk<0. |
Now, we choose fixed δ=−Dka2 and consider |V|∞<δ, and we have
Jγ(uk)<Dk−Dk2=Dk2<0, |
which shows mγ,a<0.
Lemma 2.2. Let γ>0, and there are x1∈RN, r>0 and
V(x)=0,for anyx∈Br(x1). | (2.6) |
Then, there exists a constant r0>0 that does not rely on μ in (V4) and such that mγ,a<0 for any r≥r0.
Proof. We choose u1∈S(a)∩C∞0(RN), x1∈RN with V(x)=0 for any x∈Br(x1) and set
uk(x)=eNk2u1(ek(x−x1)),for anyx∈RNand anyk∈R. |
By calculation we have
∫RN|uk(x)|2dx=a2 |
and
∫RN|uk(x)|2σ+2dx=eσNk∫RN|u1(x)|2σ+2dx, | (2.7) |
which lead to
Jγ(uk)=γe4k2∫RN|Δu1|2dx+e2k2∫RN|∇u1|2dx+12∫supp(u1)V(e−kx+x1)|u1|2dx−eσNk2σ+2∫RN|u1|2σ+2dx. |
As σ∈(0,2N), there exists a constant k<0 such that
γe4k2∫RN|Δu1|2dx+e2k2∫RN|∇u1|2dx−eσNk2σ+2∫RN|u1|2σ+2dx=Dk<0. |
Now, we can choose M1=sup{|x|:x∈supp(u1)}, r0=e−kM1 for each r≥r0>0. Then, it is easy to deduce that
V(e−kx+x1)=0,for allx∈supp(u1). |
Hence,
Jγ(uk)<0, |
which shows mγ,a<0.
Lemma 2.3. Let the conditions of Lemma 2.1 hold or Lemma 2.2 hold. When 0<a2<a1, then a22a21mγ,a1<mγ,a2<0.
Proof. We set ω>1 such that a1=ωa2 and choose a minimizing sequence (un)⊂S(a2) with respect to mγ,a2, namely,
Jγ(un)→mγ,a2,asn→+∞. |
Let ˜un=ωun, and it is easy to see ˜un∈S(a1). Then
mγ,a1≤J(˜un)=ω2J(un)+(ω2−ω2σ+2)2σ+2∫RN|un|2σ+2dx. |
Claim 2.4. There exist two constants C1>0 and n1∈N such that ∫RN|un|2σ+2dx≥C1 for any n≥n1.
If not, we can infer that
∫RN|un|2σ+2dx→0,asn→+∞, |
and if necessary we can choose a subsequence. Let us recall that
−12σ+2∫RN|un|2σ+2dx≤Jγ(un)=mγ,a2+on(1)<0,forn∈N, |
which is a contradiction. Hence, the proof of Claim 2.4 is completed.
Applying Claim 2.4, ω2−ω2σ+2<0, we can get that for n∈N big enough
mγ,a1≤ω2J(un)+(ω2−ω2σ+2)C12σ+2. |
Taking the limit n→+∞, we have
mγ,a1≤ω2mγ,a2+(ω2−ω2σ+2)C12σ+2<ω2mγ,a2, |
namely,
a22a21mγ,a1<mγ,a2, |
and the proof of the Lemma 2.3 is completed.
Lemma 2.5. Suppose that there exists a minimizing sequence (un)⊂S(a) with respect to mγ,a such that u≠0, un(x)→u(x) a.e. in RN, and un⇀u in H2(RN). Then, un→u in H2(RN), Jγ(u)=mγ,a and u∈S(a).
Proof. Actually, if not, we can obtain that |u|2=c≠a. Relying on u≠0 and Fatou's lemma, it is easy to infer that c∈(0,a). Applying Brezis-Lieb lemma (see[28,Lemma 1.32]), we can obtain
|un−u|22=|un|22−|u|22+on(1) |
and
|un−u|2σ+22σ+2=|un|2σ+22σ+2−|u|2σ+22σ+2+on(1). |
Let ˜un=un−u, bn=|˜un|2, and assume |˜un|2→b. We infer a2=c2+b2 and bn∈(0,a) for n big enough. Moreover, by using Lemma 2.3, we have
mγ,a+on(1)=Jγ(un)=Jγ(u)+Jγ(˜un)+on(1)≥mγ,bn+mγ,c+on(1)≥b2na2mγ,a+mγ,c+on(1). |
Taking the limit n→+∞, we obtain that
mγ,a≥b2a2mγ,a+mγ,c. | (2.8) |
As c∈(0,a), we can apply the Lemma 2.3 in (2.8), and it is easy to obtain this inequality:
mγ,a>b2a2mγ,a+c2a2mγ,a=(b2a2+c2a2)mγ,a=mγ,a. |
We get a contradiction, which implies |u|2=a, namely, u∈S(a).
Since |un|2=|u|2=a, un⇀u in L2(RN),
un→uinL2(RN). |
Using the interpolation theorem in the Lebesgue space, it is easy to obtain that
un→uinL2σ+2(RN). |
Moreover, as ∫RNγ|Δu|2+|∇u|2+V(x)|u|2dx is convex and continuous in H2(RN), this functional is weakly lower semicontinuous, namely,
lim infn→+∞∫RNγ|Δun|2+|∇un|2+V(x)|un|2dx≥∫RNγ|Δu|2+|∇u|2+V(x)|u|2dx. |
The above limit together with mγ,a=limn→+∞Jγ(un) shows that
mγ,a≥Jγ(u). |
Since u∈S(a), Jγ(u)=mγ,a, and Jγ(un)→Jγ(u). Since un→u in L2σ+2(RN), we infer un→u in H2(RN).
We suppose that V satisfies V1 and set a minimizing sequence un⊂S(a) with respect to mγ,a, namely,
Jγ(un)→mγ,a,asn→+∞. |
As σ∈(0,2N), the above limit combined with (2.3) and (2.4) ensures (|Δun|2) and (|∇un|2) are bounded sequences. Hence, (un) is a bounded sequence in H2(RN). Furthermore, there exist a subsequence of (un), still represented by (un), and u∈H2(RN) such that
un(x)→u(x)a.e. inRN, |
and
un⇀uinH2(RN). |
As the discussion of Claim 2.4, there is a constant C1>0, and the following inequality is established
∫RN|un|2σ+2dx≥C1,forn∈Nbig enough. | (3.1) |
Lemma 3.1. If (un)⊂S(a) is a minimizing sequence, then (un) can be chosen to be a new minimizing sequence ˜un⊂S(a) such that ˜un⇀˜u and ˜u≠0.
Proof. Above all, there exist β>0, R>0 and yn∈RN such that
∫BR(yn)|un|2dx≥β,for alln∈N. | (3.2) |
If not, we can infer that un→0 in L2σ+2(RN), which is a contradiction. A brief discussion implies that we can suppose yn∈RN and R>0 big enough in (3.2). Then, setting ˜un(x)=u(x+yn), we infer (˜un)⊂S(a) and (˜un) is also a minimizing sequence with respect to mγ,a. Furthermore, there exists ˜u∈H2(RN)∖{0} such that
˜un(x)→˜u(x)a.e. inRN, |
and
˜un⇀˜uinH2(RN). |
The proof is completed.
Proof. Using Lemma 3.1, we can get a bounded minimizing sequence (un)⊂S(a) with respect to mγ,a and its weak limit u≠0. Now, by Lemma 2.5, it is easy to infer u∈S(a), Jγ(u)=mγ,a and un→u in H2(RN). Hence, by the Lagrange multiplier, there exists a constant λ(a)∈R such that
J′γ(u)=λ(a)Ψ′(u)in(H2(RN))′, | (3.3) |
where Ψ:H2(RN)→R, and
Ψ(u)=∫RN|u|2dx,u∈H2(RN). |
According to (3.3),
γΔ2u−Δu+V(x)u=λ(a)u+|u|2σuinRN. |
Therefore, the proof is completed when V satisfies (V1).
In this section, let V≢Vq. Therefore, there exists a measurable set Ω⊂RN with |Ω|>0 and
Vq(x)>V(x),for anyx∈Ω. | (4.1) |
Then, let us represent by Jγ,q:H2(RN)→R the functional
Jγ,q(u)=γ2∫RN|Δu|2dx+12∫RN|∇u|2dx+12∫RNVq(x)|u|2dx−12σ+2∫RN|u|2σ+2dx, |
and the constant
mγ,a,q=infu∈S(a)Jγ,q(u). |
Depending on the conditions of Theorem 1.1, as the discussion in Section 3, there exists up∈S(a) such that Jγ,p(up)=mγ,a,p. Furthermore, by (4.1), we can infer
mγ,a<mγ,a,q. | (4.2) |
Now, we choose a minimizing sequence (un)⊂S(a) with respect to mγ,a, namely,
Jγ(un)→mγ,a,asn→+∞. |
Since σ∈(0,2N), as the discussion in Section 2, sequence (un) is bounded in H2(RN). Therefore, there exist u∈H2(RN) and a subsequence of (un), still represented by (un), such that
un(x)→u(x)a.e. inRN, |
and
un⇀uinH2(RN). |
Lemma 4.1. If u is the weak limit of (un)⊂S(a), then u≠0.
Proof. If not, we have that un⇀0 in H2(RN). Then,
Jγ,q(un)+∫RN(V(x)−Vq(x))|un|2dx+on(1)=Jγ(un)=mγ,a+on(1), |
which leads to
mγ,a,p+∫RN(V(x)−Vq(x))|un|2dx+on(1)≤Jγ(un)=mγ,a+on(1). | (4.3) |
Since un→0 in L2loc(RN), the condition (1.6) shows
∫RN(V(x)−Vq(x))|un|2dx→0. |
Let n→+∞ in (4.3), and applying the above limit, we get that
mγ,a≥mγ,a,q. |
We get a conclusion that contradicts (4.2). Hence, u is nontrivial.
Relying on Lemma 4.1, first of all, we have a minimizing sequence (un)⊂S(a) with respect to mγ,a and its weak limit u≠0. By using Lemma 2.5, we can obtain un→u in H2(RN), u∈S(a), Jγ(u)=mγ,a. The rest is similar to Theorem 1.1 when V satisfies (V1), and we do not repeat it.
In this section, let us represent by Jγ,∞,Jγ,0,:H2(RN)→R these functionals:
Jγ,∞(u)=γ2∫RN|Δu|2dx+12∫RN|∇u|2dx+12∫RNV∞|u|2dx−12σ+2∫RN|u|2σ+2dx |
and
Jγ,0(u)=γ2∫RN|Δu|2dx+12∫RN|∇u|2dx+12∫RNV0|u|2dx−12σ+2∫RN|u|2σ+2dx. |
Furthermore, let us represent by mγ,a,∞, mγ,a,0 these constants:
mγ,a,∞=infu∈S(a)Jγ,∞(u) |
and
mγ,a,0=infu∈S(a)Jγ,0(u). |
According to the conditions of Theorem 1.2, we can get a constant δ(a)>0 for any a>0, and |V|∞<δ. Hence, by (V3), we have V0<δ and V∞<δ. Depending on Section 3, we can get two functions u0,u∞∈S(a) and Jγ,∞(u∞)=mγ,a,∞, Jγ,0(u0)=mγ,a,0. Moreover, from Lemma 2.1 and (1.7),
mγ,a,0<mγ,a,∞<0. | (5.1) |
Lemma 5.1. mγ,a,0≥lim supε→0+mγ,a,ε.
Proof. In the following, let x1∈RN such that
V(x1)=infx∈RNV(x), |
and vε(x)=u1(x−x1ε). So, vε∈S(a), and
mγ,a,ε≤Jγ,ε(vε)=γ2∫RN|Δu1|2dx+12∫RN|∇u1|2dx+12∫RNV(εx+x1)|u1|2dx−12σ+2∫RN|u1|2σ+2dx. |
Taking the limit ε→0+, we have
lim supε→0+mγ,a,ε≤limε→0+Jγ,ε(vε)=Jγ,0(u0)=mγ,a,0. |
From Lemma 5.1 and (5.1), there exists ε0>0 such that
mγ,a,ε<mγ,a,∞,for allε∈(0,ε0). | (5.2) |
We choose a minimizing sequence (un)⊂S(a) with respect to mγ,a,ε, namely,
Jγ,ε(un)→mγ,a,ε,asn→+∞. |
As σ∈(0,2N), the above limit combined with (2.3) and (2.4) ensures (|Δun|2) and (|∇un|2) are bounded sequences, from where we infer that (un) is bounded in H2(RN). Therefore, there exist a function u∈H2(RN) and a subsequence of (un), still represented by (un), such that
un(x)→u(x)a.e. inRN, |
and
un⇀uinH2(RN). |
Lemma 5.2. When ε∈(0,ε0), u≠0, where u is the weak limit of (un).
Proof. If not, we have u=0. Then,
mγ,a,ε+on(1)=Jγ,ε(un)=Jγ,∞(un)+∫RN(V(εx)−V∞)|un|2dx. |
Relying on (V3), for each given η>0, there exist a constant R>0 and
V(x)≥V∞−η,for any|x|≥R. |
Therefore,
mγ,a,ε+on(1)=Jγ,ε(un)≥Jγ,∞(un)+∫BR/ε(0)(V(εx)−V∞)|un|2dx−η∫BcR/ε(0)|un|2dx. |
We recall that (un) is bounded in H2(RN), un→0 in L2(BR/ε(0)). Hence, can infer that
mγ,a,ε+on(1)≥Jγ,∞(un)−ηC1≥mγ,a,∞−ηC1 |
where C1>0. As η>0 is arbitrary, we have
mγ,a,∞≤mγ,a,ε, |
and we get a conclusion that contradicts (5.2). Hence, u≠0 when ε∈(0,ε0).
Depending on Lemma 5.2, we can choose (un)⊂S(a) which is a minimizing sequence with respect to mγ,a,ε such that un⇀u and u≠0. Moreover, using Lemma 2.5, it follows that un→u in H2(RN), u∈S(a), and Jγ,ε(u)=mγ,a,ε.
The following part is dedicated to studying the attainability of minimizers when V satisfies (V4). We can choose a minimizing sequence (un)⊂S(a) with respect to mγ,a,μ, namely,
Jγ,μ→mγ,a,μ,asn→+∞. |
Since σ∈(0,2N), arguing as the discussion in Section 2, we infer that (un) is bounded in E. Therefore, we can get u∈E and a subsequence of (un), still represented by (un), such that
un(x)⇀u(x)a.e. inRN, |
and
un⇀uinE. |
Lemma 6.1. There exist two constants C1, r0>0, which do not rely on μ>0, and
lim infn→+∞∫RN|un|2σ+2dx≥C1,for allr≥r0. | (6.1) |
Proof. Set u1∈S(a)∩C∞0(RN) with supp(u1)⊂Ω, where Ω=int(W−1(0))≠∅, x1∈Ω, and
uk(x)=eNk2u1(ek(x−x1)),for anyx∈RNand anyk∈R. |
By calculation, we have
∫RN|uk(x)|2dx=a2, |
and
∫RN|uk(x)|2σ+2dx=eσNk∫RN|u1(x)|2σ+2dx. | (6.2) |
Therefore,
Jγ,μ(uk)=γe4k2∫RN|Δu1|2dx+e2k2∫RN|∇u1|2dx+μ2∫supp(u1)W(e−kx+x1)|u1|2dx−eσNk2σ+2∫RN|u1|2σ+2dx. |
As σ∈(0,2N), there exists a constant k<0 such that
γe4k2∫RN|Δu1|2dx+e2k2∫RN|∇u1|2dx−eσNk2σ+2∫RN|u1|2σ+2dx=Dk<0. |
Now, we choose M1=sup{|x|:x∈supp(u1)} and r0=e−kM1. If r≥r0>0, and then
W(e−kx+x1)=0,for allx∈supp(u1). |
Hence,
Jγ,μ(uk)<0. |
It shows there is a constant C1>0 that does not rely on μ and mγ,a,μ<−C1 when μ>0. Let us recall
mγ,a,μ+on(1)=Jγ,μ(un)=γ2∫RN|Δun|2dx+12∫RN|∇un|2dx+μ2∫RNW(x)|un|2dx−12σ+2∫RN|un|2σ+2dx. |
Then, we have
−C1+on(1)≥−12σ+2∫RN|un|2σ+2dx |
and
lim infn→+∞∫RN|un|2σ+2dx≥C1>0, |
where C1 is independent of μ.
Lemma 6.2. There exist two constants μ0>0, R>0, and when μ≥μ0>0, this inequality is established:
lim supn→+∞∫BcR(0)|un|2σ+2dx≤C12, |
where C1>0 is given in Lemma 6.1.
Proof. Actually, as the discussion in [29,Lemma 2.5], for each ε>0, there exist R>0 and μ0>0 such that
lim supn→+∞∫BcR(0)|un|2dx≤ε,for allμ≥μ0. |
Now, apply that the result (un) is bounded in L2∗(RN) by a constant, and the constant is independent of μ. In the following, we can use interpolation theorem of Lebesgue spaces and the proper ε>0 to get the expected result.
Lemma 6.3. When μ≥μ0>0, u≠0, where u is the weak limit of (un).
Proof. If not, we have that u=0 for some μ≥μ0. As un→0 in L2σ+2(BR(0)) for each R>0, according to Lemmas 6.1 and 6.2 we have
C1≤lim infn→+∞∫RN|un|2σ+2dx=lim infn→+∞∫BcR(0)|un|2σ+2dx≤lim supn→+∞∫BcR(0)|un|2σ+2dx≤C12. |
We get a contradiction, which implies that there exists a constant μ0>0 such that u≠0 when μ≥μ0.
According to Lemma 6.3, we can get (un)⊂S(a) which is a minimizing sequence with respect to mγ,a,μ such that un⇀u and u≠0. Moreover, we can use Lemma 2.5, and then, un→u in E, u∈S(a) and Jγ,μ(u)=mγ,a,μ.
The author would like to thank the anonymous referee for many valuable comments to improve the manuscript.
The author declares there is no conflict of interest.
[1] |
V. I. Karpman, Stabilization of soliton instabilities by higher-order dispersion: fourth-order nonlinear Schrödinger-type equations, Phys. Rev. E, 53 (1996), R1336. https://doi.org/10.1103/physreve.53.r1336 doi: 10.1103/physreve.53.r1336
![]() |
[2] |
V. I. Karpman, A. G. Shagalov, Stability of solitons described by nonlinear Schrödinger-type equations with higher-order dispersion, Physica D, 144 (2000), 194–210. https://doi.org/10.1016/S0167-2789(00)00078-6 doi: 10.1016/S0167-2789(00)00078-6
![]() |
[3] |
Y. Fukumoto, H. K. Mofatt, Motion and expansion of a viscous vortex ring. Part 1. A higher-order asymptotic formula for the velocity, J. Fluid Mech., 417 (2000), 1–45. https://doi.org/10.1017/S0022112000008995 doi: 10.1017/S0022112000008995
![]() |
[4] |
T. Cazenave, P. L. Lions, Orbital stability of standing waves for some nonlinear Schrödinger equations, Commun. Math. Phys., 85 (1982), 549–561. https://doi.org/10.1007/BF01403504 doi: 10.1007/BF01403504
![]() |
[5] |
D. Bonheure, J. B. Casteras, T. Gou, L. Jeanjean, Normalized solutions to the mixed dispersion nonlinear Schrödinger equation in the mass critical and supercritical regime, Trans. Amer. Math. Soc., 372 (2019), 2167–2212. https://doi.org/10.1090/tran/7769 doi: 10.1090/tran/7769
![]() |
[6] |
O. Goubet, I. Manoubi, Standing waves for semilinear Schrödinger equations with discontinuous dispersion, Rend. Circ. Mat. Palermo, Ser. 2, 71 (2022), 1159–1171. https://doi.org/10.1007/s12215-022-00782-3 doi: 10.1007/s12215-022-00782-3
![]() |
[7] |
M. Khiddi, L. Essafi, Infinitely many solutions for quasilinear Schrödinger equations with sign-changing nonlinearity without the aid of 4-superlinear at infinity, Demonstr. Math., 55 (2022), 831–842. https://doi.org/10.1515/dema-2022-0169 doi: 10.1515/dema-2022-0169
![]() |
[8] |
M. Alotaibi, M. Jleli, B. Samet, C. Vetro, First and second critical exponents for an inhomogeneous Schrödinger equation with combined nonlinearities, Z. Angew. Math. Phys., 73 (2022), 157–173. https://doi.org/10.1007/s00033-022-01784-y doi: 10.1007/s00033-022-01784-y
![]() |
[9] |
D. Bonheure, J. B. Casteras, E. M. dos Santos, R. Nascimento, Orbitally stable standing waves of a mixed dispersion nonlinear Schrödinger equation, SIAM J. Math. Anal., 50 (2018), 5027–5071. https://doi.org/10.1137/17M1154138 doi: 10.1137/17M1154138
![]() |
[10] |
A. J. Fernández, L. Jeanjean, R. Mandel, M. Maris, Non-homogeneous Gagliardo-Nirenberg inequalities in RN and application to a biharmonic non-linear Schrödinger equation, J. Differ. Equations, 330 (2022), 1–65. https://doi.org/10.1016/j.jde.2022.04.037 doi: 10.1016/j.jde.2022.04.037
![]() |
[11] |
D. Bonheure, J. B. Casteras, T. Gou, L. Jeanjean, Strong instability of ground states to a fourth order Schrödinger equation, Int. Math. Res. Not., 2019 (2019), 5299–5315. https://doi.org/10.1093/imrn/rnx273 doi: 10.1093/imrn/rnx273
![]() |
[12] |
B. H. Feng, J. Y. Liu, H. L. Niu, B. L. Zhang, Strong instability of standing waves for a fourth-order nonlinear Schrödinger equation with the mixed dispersion, Nonlinear Anal., 196 (2020), 111791. https://doi.org/10.1016/j.na.2020.111791 doi: 10.1016/j.na.2020.111791
![]() |
[13] |
C. Ji, N. Su, Existence and stability of standing waves for the mixed dispersion nonlinear Schrödinger equation with a partial confinement in RN, J. Geom. Anal., 33 (2023), 171–195. https://doi.org/10.1007/s12220-023-01207-y doi: 10.1007/s12220-023-01207-y
![]() |
[14] |
H. J. Luo, Z. T. Zhang, Existence and stability of normalized solutions to the mixed dispersion nonlinear Schrödinger equations, Electron. Res. Arch., 30 (2022), 2871–2898. https://doi.org/10.3934/era.2022146 doi: 10.3934/era.2022146
![]() |
[15] |
Z. J. Ma, X. J. Chang, Normalized ground states of nonlinear biharmonic Schrödinger equations with Sobolev critical growth and combined nonlinearities, Appl. Math. Lett., 135 (2023), 108388. https://doi.org/10.1016/j.aml.2022.108388 doi: 10.1016/j.aml.2022.108388
![]() |
[16] |
E. D. Silva, M. L. Carvalho, C. Goulart, Periodic and asymptotically periodic fourth-order Schrödinger equations with critical and subcritical growth, Discrete Contin. Dyn. Syst., 42 (2022), 1039–1065. https://doi.org/10.3934/dcds.2021146 doi: 10.3934/dcds.2021146
![]() |
[17] | C. O. Alves, C. Ji, O. H. Miyagaki, Multiplicity of normalized solutions for a nonlinear Schrödinger equation with critical growth in RN, preprint, arXiv: 2103.07940. |
[18] |
C. O. Alves, C. Ji, O. H. Miyagaki, Normalized solutions for a Schrödinger equation with critical growth in RN, Calc. Var. Partial Differ. Equations, 61 (2022), 18–41. https://doi.org/10.1007/s00526-021-02123-1 doi: 10.1007/s00526-021-02123-1
![]() |
[19] |
H. Berestycki, P. L. Lions, Nonlinear scalar field equations, I existence of a ground state, Arch. Ration. Mech. Anal., 82 (1983), 313–345. https://doi.org/10.1007/BF00250555 doi: 10.1007/BF00250555
![]() |
[20] | M. J. Esteban, P. L. Lions, Stationary solutions of nonlinear Schrödinger equations with an external magnetic field, in Partial Differential Equations and the Calculus of Variations, (1989), 401–449. https://doi.org/10.1007/978-1-4615-9828-2_18 |
[21] |
P. L. Lions, The concentration-compactness principle in the calculus of variations, The locally compact case, Part I, Ann. Inst. Henri Poincare C, 1 (1984), 109–145. https://doi.org/10.1016/S0294-1449(16)30428-0 doi: 10.1016/S0294-1449(16)30428-0
![]() |
[22] |
C. O. Alves, C. Ji, Normalized solutions for the Schrödinger equations with L2-subcritical growth and different types of potentials, J. Geom. Anal., 32 (2022), 165–189. https://doi.org/10.1007/s12220-022-00908-0 doi: 10.1007/s12220-022-00908-0
![]() |
[23] |
L. Jeanjean, Existence of solutions with prescribed norm for semilinear elliptic equations, Nonlinear Anal. Theory Methods Appl., 28 (1997), 1633–1659. https://doi.org/10.1016/S0362-546X(96)00021-1 doi: 10.1016/S0362-546X(96)00021-1
![]() |
[24] |
M. Shibata, Stable standing waves of nonlinear Schrödinger equations with a general nonlinear term, Manuscr. Math., 143 (2014), 221–237. https://doi.org/10.1007/s00229-013-0627-9 doi: 10.1007/s00229-013-0627-9
![]() |
[25] | E. Gagliardo, Caratterizzazioni delle tracce sulla frontiera relative ad alcune classi di funzioni in n variabili, Rend. Semin. Mat. Univ. di Padova, 27 (1957), 284–305. |
[26] | E. Gagliardo, Proprietà di alcune classi di funzioni in più variabili, Ricerche Mat., 7 (1958), 102–137. Available from: https://zbmath.org/?q = an: 0089.09401. |
[27] | L. Nirenberg, On elliptic partial differential equations, Ann. Sc. Norm. Super. Pisa. Cl. Sci., 13 (1959), 115–162. Available from: http://www.numdam.org/item/ASNSP_1959_3_13_2_115_0.pdf. |
[28] | M. Willem, Minimax Theorems, 1996. https://doi.org/10.1007/978-1-4612-4146-1 |
[29] |
T. Bartsch, Z. Q. Wang, Multiple positive solutions for a nonlinear Schrödinger equation, Z. Angew. Math. Phys., 51 (2000), 366–384. https://doi.org/10.1007/PL00001511 doi: 10.1007/PL00001511
![]() |
1. | Ziheng Zhang, Ying Wang, Normalized ground state solutions of the biharmonic Schrödinger equation with general mass supercritical nonlinearities, 2025, 163, 08939659, 109415, 10.1016/j.aml.2024.109415 | |
2. | Sadiq Shehu Sabo, Umar Muhammad Dauda, Sunday Babuba, Abba Ibrahim Bakari, ON NONLINEAR BIHARMONIC DISPERSIVE WAVE EQUATIONS, 2025, 9, 2616-1370, 87, 10.33003/fjs-2025-0901-2925 |