
In this survey we discuss old and new results on the number of critical points of solutions of the problem
{−Δu=f(u)in Ωu=0on ∂Ω(0.1)
where Ω⊂RN with N≥2 is a smooth bounded domain. Both cases where u is a positive or nodal solution will be considered.
Citation: Massimo Grossi. On the number of critical points of solutions of semilinear elliptic equations[J]. Electronic Research Archive, 2021, 29(6): 4215-4228. doi: 10.3934/era.2021080
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In this survey we discuss old and new results on the number of critical points of solutions of the problem
{−Δu=f(u)in Ωu=0on ∂Ω(0.1)
where Ω⊂RN with N≥2 is a smooth bounded domain. Both cases where u is a positive or nodal solution will be considered.
This paper is a survey of old and new results about the number of critical points of solutions of the following problem,
{−Δu=f(u)in Ωu=0on ∂Ω | (1.1) |
where
This is a classical topic in PDEs, where many techniques and important results were developed in the literature (Morse theory, degree theory, etc.). Despite the great interest aroused by the problem, many questions are still unanswered and we are far from a complete understanding of the phenomenon.
We do not care about the condition on
Observe that if
The first part of this survey (Section 2) is devoted to the classification of critical points. As we will see, without some restriction on the class of solutions or on the nonlinearity
In next sections (3-5) we discuss some situations where it is possible to compute the number of critical points of the solution
Probably the only "easy" case appears when we consider
For a general domain
A first relationship is clearly highlighted in the following beautiful Poincaré-Hopf Theorem which we state in the particular case where
Theorem A (Poincaré-Hopf Theorem). Let
k∑i=1indexxi(v)=(−1)Nχ(Ω), | (1.2) |
where
Choosing
If
Historically this is the first case that has been studied. In particular, if
Theorem 1.1 (Gidas, Ni, Nirenberg). Let
●
●
Let us recall that
An easy consequence of the symmetry and monotonicity properties in the previous theorem is that
n∑i=1xi∂u∂xi<0 ∀x≠0 |
that is all the superlevel sets are
In Section 3 we assume that the solution
In Section 4 we consider domains
If
χ(D)={0if N is even2if N is odd | (1.3) |
Since we always have a
In Section 5 we consider sign changing solutions. In this case there are few results in the literature (for example Gidas-Ni-Nirenberg Theorem is not applicable). For this reason we focus with a basic but classical problems, namely the eigenfunctions of
Section 5 starts with a discussion on the shape of the nodal line of the second eigenfunction, including the history of the problem and some conjectures.
Next we focus on the case where
A complete classification of the critical points of a smooth function is not an easy task. Indeed we can have very "bad" behaviors, as for example in a celebrate example by Whitney [41] where a non-constant solution of class
If we assume that
Major difficulties in any possible classification arise because the critical points do not need to be isolated. In this setting, up to some restrictions, some results were obtained in [4]. Note that
For this reason we focus on the more manageable case of
indexP(∇u)=deg(∇u,B(P,δ),0) | (2.1) |
where
The simplest case, i.e. where the index can be easily computed, is that of
● If the quadratic form associated to
● If the quadratic form associated to
● If the quadratic form associated to
See [33] for other properties of nondegenerate critical points. On the other hand if we allow to the critical point to be
Adding some additional conditions to
Theorem 2.1. Let
●
● There exist a positive integer
Moreover if
♯{maximaofu}−♯{saddlesofu}=2−k | (2.2) |
Proof. See Section
The
Example 2.2. Let us consider, for
u(x,y)=c−y22−(x3−3xy2)−12(x4−6x2y2+y4)=c−y22−Re(z3)−12Re(z4) |
Some tedious but not difficult computations show that
{−Δu=1in Du=0on ∂D. | (2.3) |
Finally we have that
We end this section discussing the conditions ensuring that all critical points of
Theorem 2.3. Let
♯{maximaofu}−♯{saddlesofu}=1 | (2.4) |
Proof. See Corollary 3.4 in [3].
This is actually the first case studied in the literature. Here we have that
k∑i=1indexxi(∇u)=(−1)N. | (3.1) |
Of course since
whendoesthesumin(3.1)reducetoasingleton? | (3.2) |
The results of this section are related with the quasi-concavity property of a function. We recall that a function is called quasiconcave if its superlevel sets are all convex. A beautiful result on the quasiconcavity of solutions to (1.1) concern the classical case of the torsion problem,
Theorem 3.1 (Makar-Limanov [31]). Let
{−Δu=1in Ωu=0on ∂Ω, | (3.3) |
where
The proof of the previous theorem is carried out introducing the function
I(x)=−uxxu2y+2uxyuxu2y−uyyu2x+2u(uxxuxx−u2xy⏟=detHess(u))=8u2det(Hess(√u)). | (3.4) |
A straightforward computation and the convexity assumption on
{−ΔI=8u(u2xxx+u2yyy)⏟≥0in ΩI≥0on ∂Ω, | (3.5) |
From (3.5) the claim follows (see [31] for the details). In particular
Question. Is it possible to extend Theorem 3.1 to higher dimensions?
Next result prove the sharpness of Theorem 3.1. It will be proved that the same result is not true if we replace the RHS by more general nonlinearities
Theorem 3.2 (Hamel, Nadirashvili, Sire [24]). In dimension
The domain in the previous theorem is a "like-stadium " domain, where in Fig. 2 the number
On the other hand, for other nonlinearities
Indeed the convexity of the level set was proved for the first eigenfunction of the Laplacian in strictly convex bounded domain by Brascamp and Lieb [7] (see also Acker, Payne and Philippin [1] and Korevaar [27]). As a consequence of these results the following question naturally arises,
Question. Find sufficient conditions on
Next we investigate how to generalize the Makar-Limanov result in order to get the uniqueness of the critical point. Of course, by Gidas-Ni-Nirenberg Theorem we are interested in domains which are not symmetric.
A good class of solutions to extend our result is that of the
J(u)=12∫Ω|∇u|2−∫ΩF(u) |
where
Theorem 3.3 (Cabré, Chanillo [8]). Assume
This result was extended to the case of
The proof of Theorem 3.3 relies on a careful study of the nodal lines of the derivatives
There are very interesting (and popular!) questions about the extension of the last result. We mention some of them, they seem quite hard to solve.
Question. Is it possible to extend Cabré-Chanillo's Theorem to solutions of Morse index
Question. What about Cabré-Chanillo's Theorem in higher dimensions
A partial contribution to this question was given in [15] where it was constructed a solution to (1.1) of the torsion problem (3.5) where
Regarding again the higher dimensions
Our next investigation concerns what happens if the curvature of
Theorem 3.4. (see [19]) For any integer
{−Δuε=1in Ωεuε=0on ∂Ωε | (3.6) |
such that for
●
● For suitable
● If
● The curvature of
A picture of
uε(x,y)=12(1−y2)⏟solution in the strip S+εh(x,y)⏟homogeneous harmonic polynomial |
Some generalization of this result to higher dimension as well as to more general nonlinearities
On the other hand it is interesting to investigate domains with boundary with
We end this section raising some questions concerning solutions of the
{−Δu=fin Ω⊂RN,N≥3u=0on ∂Ω | (3.7) |
Question. What conditions on
Strangely this question has an affirmative answer in very few cases:
●
●
●
In this section we assume
Theorem 4.1. Let
♯{criticalpointsofu}≥cat(Ω) | (4.1) |
where
Let us recall that the Lusternik-Schnirelmann category of
As will be proven shortly, the estimate (4.1) is sharp if
In the last few decades, there has been a lot of work to prove the existence of multi-peak solutions to (1.1) for various nonlinearities
Theorem 4.2. [(see [38] or [28])] Let us assume that
Similar results were obtained in a great variety of different problems; it is impossible to provide an exhaustive list of references, we just mention the papers [5], [9], [10], [13], [16], [17], [34] and the references therein. One interesting question is the following,
Question. Let us consider the multi-peak solutions in [38] and [28] (or other analogous problems). What about the exact number of critical points?
A partial answer to the previous question can be done in the simpler case when
Denote by
{−Δu=f(u)in Ωε,u>0in Ωε,u=0on ∂Ωε. | (4.2) |
where
Ωε=Ω∖B(P,ε) with P∈Ω and ε small. |
Additionally we require that the solution
0<uε≤C in Ωε with C independent of ε. | (4.3) |
By the standard regularity theory, extending
k∑i=1indexx∈(B(P,d)∖B(P,ε))uε(x)=−1. | (4.4) |
where
Theorem 4.3. Suppose that
Pisnotacriticalpointofu0, | (4.5) |
then for
uε(xε)→u0(P). | (4.6) |
Let us make some comments to the previous result.
● The crucial step in the previous result relies in a careful analysis of the solution
● The condition that
● If
Next we discuss what happens if in the previous result we have that
Theorem 4.4. Assume that
If
● If all the eigenvalues of the hessian matrix
♯{criticalpointsofuεinΩε}=2N |
and
● If at least one negative eigenvalue of
♯{criticalpointsofuε}≥2N. |
In Theorems 4.3 and 4.4 the smallness of the hole is an assumption that cannot be removed. Known results in the literature (see [29] for example) claim the existence with a lot of critical points in domains with
The assumption (4.3) prevents the blow-up of the solution
If one considers solutions to (1.1) that change sign, the literature on the number of critical points is much poorer. We just restrict our attention to the eigenfunctions of the Laplace operator in planar domains, namely,
{−Δu=λkuin Ω⊂R2u=0on ∂Ω | (5.1) |
where
It is known that if
So we focus our interest in the simplest case, the
(C) For which domains
In other words one requires if
Question. What is the maximal connectivity of a domain for which the nodal line must hit the boundary?
In [11] it was provided, using a computer assisted proof, an example of a planar domain with
Of course the computation of the critical points of eigenfunctions to (1.1) is strongly influenced by the geometry of the nodal lines. If
However, even in this case, without no other restrictions, in the literature there are very few results about the qualitative properties of the nodal line and the corresponding eigenfunction. A good subclass of the convex domains are those with large eccentricity. Let us recall that the eccentricity of a planar domain is defined as
ecc(Ω)=diameter(Ω)inradius(Ω) | (5.2) |
where inradius
Accordingly we denote by
Note that in this setting the domain
Theorem 5.1. ([21,Theorem 1]). There is an absolute constat
(x,y)∈ΛM⟹|x|<C0M. |
This result is the starting point to compute the number of critical points of
Theorem 5.2. For
The proof of the previous theorem relies on the asymptotic behavior of the eigenfunction
The last question concerns the generalization of the previous result.
Question. In which domains of the plane does the second Laplacian eigenfunction have exactly 2 critical points?
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1. | Massimo Grossi, On the number of critical points of solutions of semilinear elliptic equations, 2021, 29, 2688-1594, 4215, 10.3934/era.2021080 |