We consider the semi-linear fractional Schrödinger equation
{(−Δ)su+V(x)u=f(x,u),x∈RN,u∈Hs(RN),
where both V(x) and f(x,u) are periodic in x, 0 belongs to a spectral gap of the operator (−Δ)s+V and f(x,u) is subcritical in u. We obtain the existence of nontrivial solutions by using a generalized linking theorem, and based on this existence we further establish infinitely many geometrically distinct solutions. We weaken the super-quadratic condition of f, which is usually assumed even in the standard Laplacian case so as to obtain the existence of solutions.
Citation: Jian Wang, Zhuoran Du. Multiple entire solutions of fractional Laplacian Schrödinger equations[J]. AIMS Mathematics, 2021, 6(8): 8509-8524. doi: 10.3934/math.2021494
[1] | Yun-Ho Kim . Multiple solutions to Kirchhoff-Schrödinger equations involving the p(⋅)-Laplace-type operator. AIMS Mathematics, 2023, 8(4): 9461-9482. doi: 10.3934/math.2023477 |
[2] | Jae-Myoung Kim, Yun-Ho Kim . Multiple solutions to the double phase problems involving concave-convex nonlinearities. AIMS Mathematics, 2023, 8(3): 5060-5079. doi: 10.3934/math.2023254 |
[3] | Ye Xue, Zhiqing Han . Existence and multiplicity of solutions for Schrödinger equations with sublinear nonlinearities. AIMS Mathematics, 2021, 6(6): 5479-5492. doi: 10.3934/math.2021324 |
[4] | Yong-Chao Zhang . Least energy solutions to a class of nonlocal Schrödinger equations. AIMS Mathematics, 2024, 9(8): 20763-20772. doi: 10.3934/math.20241009 |
[5] | Jinfu Yang, Wenmin Li, Wei Guo, Jiafeng Zhang . Existence of infinitely many normalized radial solutions for a class of quasilinear Schrödinger-Poisson equations in R3. AIMS Mathematics, 2022, 7(10): 19292-19305. doi: 10.3934/math.20221059 |
[6] | Yin Deng, Gao Jia, Fanglan Li . Multiple solutions to a quasilinear Schrödinger equation with Robin boundary condition. AIMS Mathematics, 2020, 5(4): 3825-3839. doi: 10.3934/math.2020248 |
[7] | Jing Yang . Existence of infinitely many solutions for a nonlocal problem. AIMS Mathematics, 2020, 5(6): 5743-5767. doi: 10.3934/math.2020369 |
[8] | Tiankun Jin . Multiplicity of solutions for a fractional Schrödinger-Poisson system without (PS) condition. AIMS Mathematics, 2021, 6(8): 9048-9058. doi: 10.3934/math.2021525 |
[9] | Mahmoud A. E. Abdelrahman, Wael W. Mohammed, Meshari Alesemi, Sahar Albosaily . The effect of multiplicative noise on the exact solutions of nonlinear Schrödinger equation. AIMS Mathematics, 2021, 6(3): 2970-2980. doi: 10.3934/math.2021180 |
[10] | Zonghu Xiu, Shengjun Li, Zhigang Wang . Existence of infinitely many small solutions for fractional Schrödinger-Poisson systems with sign-changing potential and local nonlinearity. AIMS Mathematics, 2020, 5(6): 6902-6912. doi: 10.3934/math.2020442 |
We consider the semi-linear fractional Schrödinger equation
{(−Δ)su+V(x)u=f(x,u),x∈RN,u∈Hs(RN),
where both V(x) and f(x,u) are periodic in x, 0 belongs to a spectral gap of the operator (−Δ)s+V and f(x,u) is subcritical in u. We obtain the existence of nontrivial solutions by using a generalized linking theorem, and based on this existence we further establish infinitely many geometrically distinct solutions. We weaken the super-quadratic condition of f, which is usually assumed even in the standard Laplacian case so as to obtain the existence of solutions.
We consider the following semi-linear fractional Schrödinger equation
{(−Δ)su+V(x)u=f(x,u),x∈RN,u∈Hs(RN), | (1.1) |
where (−Δ)s, s∈(0,1), denotes the usual fractional Laplace operator, a Fourier multiplier of symbol |ξ|2s. Here Hs(RN) is the fractional Sobolev space
Hs(RN):={u∈L2(RN):∫RN∫RN|u(x)−u(y)|2|x−y|N+2sdxdy<∞}. |
Suppose that V:RN→R and f:RN×R→R satisfy the following basic assumptions
(Vs): V∈C(RN,R) is 1-periodic in each component x1,x2,...,xN of x and
sup{σ[(−Δ)s+V]∩(−∞,0)}<0<inf{σ[(−Δ)s+V]∩(0,∞)}, |
where σ[(−Δ)s+V] denotes the spectrum of (−Δ)s+V.
(F1): f∈C(RN×R,R) is 1-periodic in each of x1,x2,...,xN and |f(x,t)|≤c1(1+|t|p−1) for some c1>0 and p∈(2,2∗s),where2∗s=2NN−2s if N>2s, 2∗s=+∞ if N≤2s.
(F2): f(x,t)=o(|t|) as |t|→0 uniformly in x∈RN.
Denote Λs:=inf{σ[(−Δ)s+V]∩(0,∞)}. By (Vs), one has Λs>0.
Two simple examples of function satisfying the conditions (F1) and (F2) are the following:
f(x,t)=P(x)tln(1+|t|),f(x,t)=P(x)t|t|p−2, |
where the function P(x) is 1-periodic in each of x1,x2,...,xN.
The fractional Schrödinger equation is a fundamental equation of fractional quantum mechanics. It was introduced by Laskin [16] and [17] as a result of expanding the Feynman path integral from the Brownian-like to the Lévy-like quantum mechanical paths, where the Feynman path integral leads to the classical Schrödinger equation, and the path integral over Lévy trajectories leads to the fractional Schrödinger equation.
The fractional Laplacian operator is defined as
(−Δ)su(x)=C(N,s)P.V.∫RNu(x)−u(y)|x−y|N+2sdy. |
Here P.V. stands for the Cauchy principal value and the positive constant C(N,s) depends only on N and s, which is not essential in our problem and we will omit it for simplicity of notation. For fractional Laplacian operators and fractional spaces, the reader can refer to [4] and [8]. The authors in [1] raise the following assumption (AR) of the nonlinear term to study a semi-linear elliptic boundary value problem
(AR):Thereexistsμ>2suchthat0<μF(x,t)≤tf(x,t),forx∈RN,t≠0,
where F(x,t):=∫t0f(x,τ)dτ. By a direct integration of (AR), one can deduce the existence of positive constants A,B such that F(x,t)≥A|t|μ−Bforanyt∈R. We first recall some main results of the particular case s=1, namely the standard Laplacian case of (1.1). The existence of a nontrivial solution to (1.1) has been obtained in [2,3,7,15,23,29,31] under (AR) and some other standard assumptions of f. The authors of [21] introduce the following more natural super-quadratic condition to replace (AR)
(SQ):lim|t|→∞F(x,t)t2=∞uniformlyinx∈RN,
and obtain the existence of nontrivial solutions of (1.1) under (SQ) and some other standard assumptions of f by imposing some compact conditions on the potential function V.After that, condition (SQ) is also used in many papers, see [5,9,19,20,25,30,32,33]. In the definite cases where σ(−Δ+V)⊂(0,∞), [20] obtains a ground state solution via a Nehari type argument for (1.1). The corresponding energy functional of (1.1) in the case s=1 is
Φ(u)=12∫RN(|▽u|2+V(x)u2)dx−∫RNF(x,u)dx. |
Let E=H1(RN). Recall that E=E−⊕E+ corresponds to the spectral decomposition of −Δ+V with respect to the positive and negative part of the spectrum, and u=u−+u+∈E−⊕E+. (See Section 2 for more details.) The following set has been introduced in [22]
M={u∈E∖E−:⟨Φ′(u),u⟩=⟨Φ′(u),v⟩=0forallv∈E−}. |
By definition, M contains all nontrivial critical points of I. The authors of [25] develop an ingenious approach to find ground state solutions of (1.1). Their approach transforms, by a direct and simple reduction, the indefinite variational problem to a definite one, resulting in a new minimax characterization of the corresponding critical value. More precisely, they establish the following two propositions by introducing the strictly monotonicity assumption (Mo)
(Mo): t→f(x,t)|t| is strictly increasing on (−∞,0) and on (0,∞).
Proposition 1.1. ([25]) Assume (V1),(F1), (F2),(Mo),(SQ) are satisfied and let m= infu∈MΦ(u). Then m is attained, m>0 and if u0∈M satisfies Φ(u0)=m, then u0 is a solution of (1.1).
Proposition 1.2. ([25]) Assume (V1),(F1),(F2),(Mo),(SQ) are satisfied and f(x,t) is odd in t. Then (1.1) admits infinitely many pairs geometrically distinct solutions ±u.
In [24], the author obtains nontrivial and ground solutions of Schrödinger equation (1.1) under weaker conditions than those of [25]. Via deformation arguments jointed with the notion of Cerami sequence(See Section 2 for concrete definition), [9] establishes the following proposition.
Proposition 1.3. ([9]) Assume that V and f satisfy (V1),(F1),(F2),(SQ) and the following condition (DL):F(x,t)≥0,G(x,t)=12f(x,t)t−F(x,t)>0 if t≠0,G(x,t)→+∞as|t|→∞ uniformly in x∈RN, and there exists c2,r0>0 and ν>max{1,N2} such that
|f(x,t)t|ν≤c2G(x,t)forall|t|≥r0andx∈RN. |
Then (1.1) has a nontrivial solution. If, in addition, f(x,t) is odd in t, then (1.1) admits infinitely many pairs geometrically distinct solutions ±u.
In [26], the author obtains the existence of ground state solutions by non-Nehari manifold method for (1.1) with periodic and asymptotically periodic potential function V, under (SQ) and some other standard assumptions of f. Recently, under the weaker super-quadratic condition (SQ)′ and some other standard assumptions of f, the authors in [28] obtain the existence of nontrivial solution for (1.1) with periodic and non-periodic potential function V. The authors of [27] further obtain the existence of ground state solutions and infinitely many geometrically distinct solutions under (SQ)′ and non-strictly monotonicity condition (Mo)′, and as a compensation, additional condition (F0) or (F0)′ is necessary. These conditions are defined as follows.
(Mo)′: u→f(x,t)|t| is nondecreasing on (−∞,0) and on (0,∞).
(SQ)′: There exists a domain Ω⊆RN, such that lim|t|→∞F(x,t)t2=∞, a.ex∈Ω.
(F0): G(x,t):=12f(x,t)t−F(x,t)≥0, there exists c0>0,R0>0 and α∈(0,1), such that
[|f(x,t)||t|α]2N2N−(1+α)(N−2)≤c0G(x,t),∀|t|≥R0,ifN≥3, |
and for some k∈(1,21−α],
[|f(x,t)||t|α]k≤c0G(x,t),∀|t|≥R0,ifN=1,2; |
(F0)′: G(x,t)=12f(x,t)t−F(x,t)≥0,F(x,t)≥0, and there exists c0>0,δ0∈(0,Λ1) and α∈(0,1), such that
f(x,t)t≥Λ1−δ0implies[|f(x,t)||t|α]2N2N−(1+α)(N−2)≤c0G(x,t),ifN≥3, |
and for some k∈(1,21−α],
f(x,t)t≥Λ1−δ0implies[|f(x,t)||t|α]k≤c0G(x,t),ifN=1,2. |
The following propositions are established in [27].
Proposition 1.4. Assume that V and f satisfy (V1),(F0)′,(F1),(F2) and (SQ)′. Then (1.1) has a solution u0∈E∖{0} such that Φ(u0)=infu∈KΦ(u)>0, where K:={u∈E∖{0}:Φ′(u)=0}. If, in addition, f(x,t) is odd in t, then (1.1) admits infinitely many pairs geometrically distinct solutions ±u.
Proposition 1.5. Assume that V and f satisfy (V1),(F0),(F1),(F2),(Mo)′ and (SQ)′. Then (1.1) has a solution u0∈E such that Φ(u0)=infu∈MΦ(u)>0. If, in addition, f(x,t) is odd in t, then (1.1) admits infinitely many pairs geometrically distinct solutions ±u.
Existence of nontrivial solutions to a strongly indefinite Choquard equation with critical exponent is obtained in [13]. We also want to mention that the existence and some quantitative properties of periodic solutions of fractional equation with double well potential in one-dimensional case are established in [10,12,14].
In this paper we will generalize the existence of nontrivial solutions in [9] by replacing (SQ),(DL) by the weaker conditions (F3) and (F4), and generalize the existence of infinitely many geometrically different solutions in [27] by replacing (Mo)′,(SQ)′ by the weaker conditions (F3) and (F4).
The corresponding energy functional of (1.1) is
Φs(u):=14∫RN∫RN(u(x)−u(y))2|x−y|N+2sdxdy+12∫RNV(x)u2(x)dx−∫RNF(x,u(x))dx. |
It is easy to verify that Φs is C1(Hs(RN),R) and
⟨Φ′s(u),v⟩=12∫RN∫RN(u(x)−u(y))(v(x)−v(y))|x−y|N+2sdxdy+∫RNV(x)u(x)v(x)dx−∫RNf(x,u(x))v(x)dx. |
From (F1) and (F2), for any given ϵ>0, there exists Cϵ>0 such that
|f(x,t)|≤ϵ|t|+Cϵ|t|p−1,∀(x,t)∈RN×R, | (1.2) |
which yields
|F(x,t)|≤ϵ|t|2+Cϵ|t|p,∀(x,t)∈RN×R. | (1.3) |
The following conditions are required to arrive at our results.
(F3): F(x,t)≥0 for any (x,t)∈RN×R, and there exists r1>0 such that F(x,t)≥Λst2 for any |t|≥r1 and x∈RN.
(F4): G(x,t)=12f(x,t)t−F(x,t)>0 if |t|≠0, G(x,t)→+∞ as |t|→∞uniformlyinx, and there exists c3,r2>0 and σ>max{1,N2s} such that |f(x,t)t|σ≤c3G(x,t) for |t|≥r2 and x∈RN.
An example that satisfies the conditions (F1)-(F4), but does not satisfy (SQ) is
f(x,t)=h(x)tln1+e|t|1+|t|, |
where h(x) is 1-periodic in each of x1,x2,...,xN and infh(x)≥4Λs.
The followings are our main results.
Theorem 1.1. Assume (Vs) and (F1)-(F4) are satisfied. Then (1.1) has a nontrivial solution.
Theorem 1.2. Assume (Vs) and (F1)-(F4) are satisfied and f(x,t) is odd in t. Then (1.1) admits infinitely many pairs geometrically distinct solutions ±u.
We note that if u0 is a solution of (1.1), then so are all elements of the orbit of u0 under the action of ZN, O(u)={k∗u:k∈ZN}, where k∗u(x):=u(x+k). Two solutions u1 and u2 are said to be geometrically distinct if O(u1)andO(u2) are disjoint.
Denote As=(−Δ)s+V. Plainly As is self-adjoint in L2(RN) with domain D(As)=H2s(RN). Let {Υs(λ):−∞≤λ≤+∞} and |As| be the spectral family and the absolute value of As respectively, and |As|12 be the square root of |As|. Let Es=D(|As|12) and
E−s=Υs(0−)Es,E+s=[id−Υs(0)]Es. | (2.1) |
For any u∈Es, it is easy to see that u=u−+u+ and
Asu−=−|As|u−,Asu+=|As|u+foranyu∈Es∩D(As), | (2.2) |
where
u−=Υs(0−)u∈E−s,u+=[id−Υs(0)]u∈E+s. | (2.3) |
Under assumption (Vs), we can define an inner product
(u,v)=(|As|12u,|As|12v)L2,u,v∈Es | (2.4) |
and the corresponding norm
‖u‖=‖|As|12u‖L2. |
By (Vs),Es=Hs(RN) with equivalent norms. Therefore Es embeds continuously in Lp(RN) for all 2≤p≤2∗s. Hence, there exists constant γp>0 such that‖u‖Lp≤γp‖u‖. By the definitions of Λs and E+s we also have
‖u‖2≥Λs‖u‖2L2foranyu∈E+s. | (2.5) |
From (2,2)–(2.4), one has
B(u,v):=12∫RN∫RN(u(x)−u(y))(v(x)−v(y))|x−y|N+2sdxdy+∫RNV(x)u(x)v(x)dx=(Asu,v)L2=(|As|u+,v)L2−(|As|u−,v)L2=(|As|u+,v+)L2−(|As|u−,v−)L2=(|As|12u+,|As|12v+)L2−(|As|12u−,|As|12v−)L2=(u+,v+)−(u−,v−). |
Then
Φs(u)=12B(u,u)−∫RNF(x,u)dx=12(‖u+‖2−‖u−‖2)−∫RNF(x,u)dxforanyu∈Es. | (2.6) |
Let X be a real Hilbert space. Recall that a functional ψ∈C1(X,R) is said to be weakly sequentially lower semi-continuous if for any un⇀u in X one has ψ(u)≤lim infn→∞ψ(un), and ψ′ is said to be weakly sequentially continuous if limn→∞⟨ψ′(un),v⟩=⟨ψ′(u),v⟩ for each v∈X. Let Ψ(u)=∫RNF(x,u)dx. By (F1)–(F3), one can easily get that Ψ is weakly sequentially lower semi-continuous and Ψ′ is weakly sequentially continuous.
We introduce the following generalized linking theorem.
Lemma 2.1. ([15,18]) Let X be a real Hilbert space, φ∈C1(X,R),φ(0)=0 and
φ(u)=12(‖u+‖2−‖u−‖2)−ψ(u),u=u−+u−∈X−⊕X+. |
Suppose that the following assumptions are satisfied
i): ψ∈C1(X,R) is bounded from below and weakly sequentially lower semi-continuous;
ii): ψ′ is weakly sequentially continuous;
iii): there exists τ>0 such that
mτ:=infu∈X+,‖u‖=τφ(u)>0; |
iv): there exists r>τ>0, e∈X+and‖e‖=1, such that
mτ>supφ(∂Qe,r), |
where
Qe,r:={v+ze:v∈X−,z≥0,‖v+ze‖≤r}. |
Then there exists a constant C0∈[mτ,sup(Qe,r)] and a sequence {un}⊆X, such that φ(un)→C0, ‖φ′(un)‖(1+‖un‖)→0.
A sequence {un} is called Cerami sequence (denoted also as (Ce)c-sequence) of the energy functional φ, if there exists constant c such that φ(un)→c and ‖φ′(un)‖(1+‖un‖)→0.
In this section, we will prove Theorem 1.1 by applying Lemma 2.1.
Lemma 3.1. Under the assumptions (Vs),(F1)and(F2), there exists ρ>0 such that
mρ=inf{Φs(u):u∈E+s,‖u‖=ρ}>0 |
Proof. By (2.6), for u∈E+s, we have Φs(u)=12‖u‖2−∫RNF(x,u)dx. Inequality (1.3) shows that for any given ϵ>0 the inequality |F(x,u)|≤ϵ|u|2 holds for small |u|. So |∫RNF(x,u)dx|≤ϵ‖u‖2, and the conclusion follows if ρ is sufficiently small.
Lemma 3.2. ([11], Theorem 1.1) The fractional Schrödinger operator As=(−Δ)s+V has purely continuous spectrum, which is bounded below and consists of closed disjoint intervals.
Since Υs(As) is purely continuous, for any given μ>Λs, the space Yμ:=((Υs)μ−(Υs)0)L2 is infinitely dimensional, where ((Υs)λ)λ∈R denotes spectrum family of As. By (2.5), for Λs<μ<2Λs we have
Yμ⊆E+s,and Λs‖v‖2L2≤‖v‖2≤μ‖v‖2L2forallv∈Yμ. | (3.1) |
Lemma 3.3. Suppose that (Vs)and(F3) are satisfied. Then for any e∈Yμ, supΦs (E−s⊕R+e)<∞ and there is re>0 such that
Φs(u)≤0foranyu∈E−s⊕R+e,‖u‖≥re. |
Proof. Arguing indirectly, assume that for some sequence {un}⊆E−s⊕R+e,e∈Yμ with ‖un‖ →∞andΦs(un)>0. Setting vn=un‖un‖, then ‖vn‖=1. Hence there exists v=v++v− such that vn⇀v,v−n⇀v−,v+n→v+∈ R+e. Here the strong convergence of {v+n} is due to the reason that R+e is finite dimensional. We have
0<Φs(un)‖un‖2=12(‖v+n‖2−‖v−n‖2)−∫RNF(x,un)‖un‖2dx. |
We claim that v≠0. Suppose not, then
0≤12‖v−n‖2+∫RNF(x,un)‖un‖2dx<12‖v+n‖2→0, |
where the first inequality use the fact that F≥0. The above relation gives ‖v−n‖→0, hence 1=‖vn‖2=‖v+n‖2+‖v−n‖2→0, which is a contradiction, and the claim is true. By (3.1)
‖v+‖2−‖v−‖2−2Λs∫RNv2dx≤μ‖v+‖2L2−‖v−‖2−2(Λs‖v+‖2L2+Λs‖v−‖2L2)≤−((2Λs−μ)‖v+‖2L2+‖v−‖2)<0. |
Hence, there exists a bounded set Ω⊆RN such that
‖v+‖2−‖v−‖2−2Λs∫Ωv2dx<0. |
Note that
Φs(un)‖un‖2≤12(‖v+n‖2−‖v−n‖2)−∫ΩF(x,un)‖un‖2dx=12(‖v+n‖2−‖v−n‖2−2Λs∫Ωv2ndx)+∫ΩΛs|un|2−F(x,un)‖un‖2dx≤12(‖v+n‖2−‖v−n‖2−2Λs∫Ωv2ndx)+Λsr20|Ω|‖un‖2, |
where the last inequality use the assumption (F3). Here |Ω| denotes Lebesgue's measure of Ω. By the weak lower-semi continuity of the norm, we have ‖v−‖2≤lim infn→∞‖v−n‖2. Thus
0≤lim infn→∞Φs(un)‖un‖2≤lim infn→∞12(‖v+n‖2−‖v−n‖2−2Λs∫Ωv2ndx)≤12(‖v+‖2−‖v−‖2−2Λs∫Ωv2dx)<0, |
a contradiction follows.
Lemma 3.4. Under the assumptions of (Vs), (F2) and (F4), any (Ce)c-sequence is bounded.
Proof. Let {un}⊆Es be a (Ce)c-sequence. Suppose that un is unbounded, define vn =un‖un‖,then‖vn‖=1. Passing to subsequence, we may assume that vn⇀v in Es, vn→v in Lploc(RN), 2≤p<2∗s, and vn→v a.e. in RN. Moreover ‖vn‖Lp≤γp‖vn‖=γp. Note that
Φ′s(un)(u+n−u−n)=‖un‖2(1−∫RNf(x,un)(v+n−v−n)‖un‖), |
hence
∫RNf(x,un)(v+n−v−n)‖un‖→1, | (3.2) |
since {un} ⊆ Es is a (Ce)c-sequence. For R>0,0<a<b, we define
Ωn(a,b):={x∈RN,a≤|un(x)|<b}, |
GR:=inf{G(x,u):x∈RN,|u|≥R} |
and
Gba=inf{G(x,u)u2x∈RN,a≤|u|≤b}. |
By (F4), GR>0 for R>0 and GR→+∞ as R→+∞. Since G(x,u)>0 for u≠0 and depends periodically on x, we have
G(x,un)≥Gba|un|2,x∈Ωn(a,b). | (3.3) |
Observe that for n large
1+C0≥Φs(un)−12Φ′s(un)un=∫RNG(x,un)dx=∫Ωn(0,a)G(x,un)dx+∫Ωn(a,b)G(x,un)dx+∫Ωn(b,∞)G(x,un)dx≥∫Ωn(0,a)G(x,un)dx+Gba∫Ωn(a,b)|un|2dx+Gb|Ωn(b,∞)|. | (3.4) |
Denote σ′ as the conjugate number of σ, namely 1σ+1σ′=1. Set τσ=2σσ−1, then τσ=2σ′∈(2,2∗s), since σ>max{1,N2s}. Fix a τ∈(τσ,2∗s). By (3.4), we can see
|Ωn(b,∞)|≤1+C0Gb→0 |
uniformly in n asb→+∞. By using Hölder inequality we have
∫Ωn(b,∞)|vn|τσ≤γτστ|Ωn(b,∞)|1−τστ→0 | (3.5) |
uniformly in n asb→∞. For any given 0<δ<13, let bδ≥r2. From (3.4),(3.5) and (F4), we have
∫Ωn(bδ,∞)f(x,un)|un|(v+n−v−n)|vn|≤(∫Ωn(bδ,∞)|f(x,un)un|σ)1σ(∫Ωn(bδ,∞)(|v+n−v−n||vn|)σ′)1σ′≤(∫RNc3G(x,un))1σ(∫Ωn(bδ,∞)|v+n−v−n|τσ)1τσ(∫Ωn(bδ,∞)|vn|τσ)1τσ≤δ, | (3.6) |
where we use the relation τσ=2σ′. By (F2), there exist aδ>0 such that |f(x,t)|<δ(γ2)2|t| forany|t|≤aδ and x∈RN, hence
∫Ωn(0,aδ)f(x,un)|un|(v+n−v−n)|vn|≤∫Ωn(0,aδ)δ(γ2)2|v+n−v−n||vn|≤δ(γ2)2‖vn‖2L2≤δ. | (3.7) |
From (3.4) we have
∫Ωn(a,b)|vn|2dx=1‖un‖2∫Ωn(a,b)|un|2dx≤1+C0Gba‖un‖2→0asn→∞. | (3.8) |
Note that there exists γ=γ(δ)>0 such as |f(x,un)|≤γ|un|forx∈Ωn(aδ,bδ). By (3.8), there exists n0>0, for n≥n0 we have
∫Ωn(aδ,bδ)f(x,un)|un|(v+n−v−n)|vn|≤∫Ωn(aδ,bδ)γ|v+n−v−n||vn|≤γ‖vn‖L2(∫Ωn(aδ,bδ)|vn|2)12≤δ. | (3.9) |
Combining (3.6), (3.7) and (3.9) we have
∫RNf(x,un)(v+n−v−n)‖un‖<3δ<1, |
which contradicts with (3.2).
Proof of Theorem 1.1 From Lemmas 3.1 and 3.3, we verify that all the conditions of Lemma 2.1 hold true. Hence there exist a Cerami sequence such that Φs(un)→C0,‖Φ′s(un)‖(1+‖un‖)→0. By Lemma 3.4 and Sobolev imbedding theorem, there exists C≥0 such that ‖un‖L2≤C. If
δ:=lim supn→∞supy∈RN∫B1(y)|un|2dx=0, |
then by Lions' concentration compactness principle, un→0 in Lp(RN) for 2<p<2∗s. For ϵ=C04C2, from (1.2) and (1.3) it follows that
lim supn→∞∫RN[12f(x,un)un−F(x,un)]dx≤32ϵC2+Cϵlimn→∞‖un‖pLp=38C0. |
We obtain
C0+o(1)=Φs(un)−12⟨Φ′s(un),un⟩=∫RN[12f(x,un)un−F(x,un)]dx≤38C0+o(1), |
a contradiction follows, and so δ>0.
Passing to a subsequence, we may assume the existence of kn∈ZN such that
∫B1+√n(kn)|un|2dx≥δ2. |
Let us define vn(x)=un(x+kn), then
∫B1+√n(0)|vn|2dx≥δ2. | (3.10) |
Since V(x) is 1-periodic in each of x1,x2,…,xN, then ‖un‖=‖vn‖ and
Φs(vn)→C0,‖Φ′s(vn)‖(1+‖vn‖)→0. |
Passing to a subsequence, we have vn⇀ˉv in Es. Obviously, (3.10) implies that ˉv≠0. By a standard argument, one has Φ′s(ˉv)=0. We complete the proof of Theorem 1.1.
In this section, we give the proof of Theorem 1.2.
We need to introduce some notations. For d2≥d1>−∞, we set
Φd2s={u∈Es:Φs(u)≤d2},Is,d1={u∈Es:Φs(u)≥d1},Φd2s,d1=Id2s∩Φs,d1, |
K={u∈Es∖{0}:Φ′s(u)=0},Kd={u∈K:Φs(u)=d}. |
Lemma 4.1. Assume that (Vs),(F1),(F2),(F4) hold, then
i)b1:=inf{‖u‖:u∈K}>0;ii)b2:=inf{Φs(u):u∈K}>0. | (4.1) |
Proof. ⅰ) Assume b1=0, then there is a sequence {un}⊂K with ‖un‖→0, and
0=‖un‖2−∫RNf(x,un)(u+n−u−n). |
This and (1.2) yield that
‖un‖2≤ϵ‖un‖2L2+Cϵ‖un‖pLp. | (4.2) |
By this and Sobolev imbedding theorem we deduce ‖un‖2−p≤¯Cϵ, which contradicts with the assumption ‖un‖→0.
ⅱ) By
Φs(un)=Φs(un)−12Φ′s(un)un=∫RNG(x,un)≥0,un∈K, | (4.3) |
we have b2≥0. Assume b2=0, then there is a sequence {un}⊂K such that Φs(un)→0. Since {un} is a (Ce)c=0 sequence, by lemma 3.4, un is bounded. By Sobolev imbedding theorem, there exists C≥0 such that ‖un‖2L2≤C. Note that
‖un‖2=∫RNf(x,un)(u+n−u−n) | (4.4) |
By (4.3), for any 0<a<b, we have
o(1)=∫RNG(x,un)dx=∫Ωn(0,a)G(x,un)dx+∫Ωn(a,b)G(x,un)dx+∫Ωn(b,∞)G(x,un)dx≥∫Ωn(0,a)G(x,un)dx+Gba∫Ωn(a,b)|un|2dx+Gb|Ωn(b,∞)|, | (4.5) |
which gives
∫Ωn(a,b)|un|2dx=o(1),|Ωn(b,∞)|≤o(1)Gb=o(1) |
as n→∞. Similar as the derivation of (3.5), for any p∈(2,2∗s) we have
∫Ωn(b,∞)|un|pdx→0asn→∞. | (4.6) |
Next, we prove ‖un‖→0. For any given ϵ>0, by (F2), there exist aϵ>0 such that |f(x,t)|<ϵ3C|t| forany|t|≤aϵ and x∈RN. Hence,
∫Ωn(0,aϵ)|f(x,un)||u+n−u−n|dx≤ϵ3C(∫Ωn(0,aϵ)|un|2)≤ϵ3. | (4.7) |
There exists bϵ>aϵ>0 such as |f(x,t)|≤ˉCϵ|t|p−1for|t|≥bϵ and x∈RN, and for large n we have
∫Ωn(bϵ,∞)|f(x,un)||u+n−u−n|dx≤ˉCϵ(∫Ωn(bϵ,∞)|un|pdx)p−1p×(∫Ωn(bϵ,∞)|u+n−u−n|pdx)1p≤ϵ3, | (4.8) |
where the last inequality follows from (4.6). Note that there exists ˉγ=ˉγ(ϵ)>0 such as |f(x,t)|≤ˉγ|t|for|t|∈(aϵ,bϵ) and x∈RN. So for large n
∫Ωn(aϵ,bϵ)|f(x,un)||u+n−u−n|dx≤∫Ωn(aϵ,bϵ)ˉγ|u+n−u−n||un|dx≤ˉγ||un||L2(∫Ωn(aϵ,bϵ)|un|2dx)12≤ϵ3. | (4.9) |
Therefore, it follows from (4.7)–(4.9) and (4.4), we have that
limn→∞sup‖un‖2≤ϵ, |
which contradicts with the result ‖un‖≥b1>0 of i).
Lemma 4.2. Assume that (F1)and(F2) hold. If un⇀ˉuinHs(RN), then along a subsequence of {un},
limn→∞supϕ∈Hs(RN),‖ϕ‖≤1|∫RN[f(x,un)−f(x,un−ˉu)−f(x,ˉu)]ϕdx|=0. |
Proof. We can refer to Lemma 4.1 of [27]. The only difference is that the space H1(RN) there is replaced by Hs(RN) in this lemma, the rest argument is almost similar as the proof of Lemma 4.1 in [27] and we omit it.
Applying Lemma 4.2, we can obtain the next lemma.
Lemma 4.3. Assume that (Vs),(F1)and(F2) hold. If un⇀ˉu in Es, then
Φs(un)=Φs(ˉu)+Φs(un−ˉu)+o(1), | (4.10) |
Φ′s(un)=Φ′s(ˉu)+Φ′s(un−ˉu)+o(1). | (4.11) |
Proof. The proof is rather similar as that of lemma 4.2 of [9]. The main differences are that the space E and the energy functional Φ there are replaced by Es and Φs respectively. We omit it here.
Remark Theorem 1.1 shows that equation (1.1) has a nontrivial solution ¯u∈Es, and so K≠∅. We choose a subset Q of K such that Q=−Q (here −Q:={w:−w∈Q}) and each orbit O(u)⊆K has a unique representative in Q. It suffices to show that the set Q is infinite, so from now on we assume by contradiction that
Qisafiniteset. | (4.12) |
Let [a] stands for the largest integer not exceeding a. As a consequence of Lemmas 3.4, 4.1, 4.3, we have the following lemma (see [9] lemma 4.4, [15] proposition 4.2 and [27] lemma 4.4. The only difference is that the space E is replaced by Es, and the energy functional Φ is replaced by Φs.)
Lemma 4.4. Suppose that (Vs) and (F1)–(F4) are satisfied. Let {un} be a (Ce)c sequence of Is in Es. Then either
(i) un→0 in Es (andhencec=0); or
(ii) c≥b2 and there exists a positive integer ℓ≤[cb2], points ˉu1,ˉu2,...,ˉuℓ∈K, a subsequence denoted again by {un} and sequences {ain}⊂ZN, such that
‖un−ℓ∑i=1ain∗ˉui‖→0asn→∞, |
|ain−ajn|→∞fori≠jasn→∞ |
and
ℓ∑i=1Φs(ˉui)=c. |
For any c≥b2, as in [6,7,9,13,15], we let
Qc:={j∑i=1(ai∗ui):1≤j≤[cb2],ai∈ZN,ui∈Q}. |
Plainly Qc′⊆Qc for any c≥c′≥b2.
Following the argument of Proposition 1.55 in [6], we have the next lemma.
Lemma 4.5. Let c≥b2. Then κc:=inf{‖u1−u2‖:u1,u2∈Qc,u1≠u2}>0.
To prove Theorem 1.2, we need to establish the following lemmas 4.6–4.10. The proofs of lemmas 4.6–4.10 are rather similar to the the proofs of lemmas 4.6–4.10 in [27]. The main differences are that the space E and the energy functional Φ there are replaced by Es and Φs respectively. We omit them here.
Lemma 4.6. Let c≥b2. If {u1n},{u2n}⊆Φcs,b2 are two (Ce)-sequence for Φs, then either limn→∞ ‖u1n−u2n‖=0 or lim supn→∞‖u1n−u2n‖≥κc.
Lemma 4.7. Let c > b_2 , \alpha\in(0, \alpha_0] \big(\alpha_0 \in (0, (c-b_2)/2 ]\; \big) and u\in E\setminus(K\cup \{0\}) be such that c-\alpha \leq \Phi_s(\eta(t, u))\leq c+\alpha for all t\in [0, \infty) . Then u_\infty : = \lim_{t \to \infty} \eta(t, u) exists and u_\infty\in \Phi_{s, c-\alpha}^{c+\alpha}\cap K .
Lemma 4.8. Let c > b_2 . If K_c = \emptyset , then there exists \epsilon > 0 such that \; \lim_{t\to \infty} \Phi_s(\eta(t, u)) < c-\epsilon for u\in \Phi_s^{c+\epsilon} .
Lemma 4.9. Let c > b_2 . Then for every \delta \in (0, \kappa_c/4) , there exists \epsilon = \epsilon(c, \delta) > 0 and an odd and continuous map \varphi: \Phi_s^{c+\epsilon}\setminus U_\delta(\mathcal{Q}_c)\to \Phi_s^{c-\epsilon} , where U_\delta(\mathcal{Q}_c): = \{v\in E_s: \mathit{{dist}}(v, \mathcal{Q}_c) < \delta\} .
Lemma 4.10. Let c\ge b_2 . Then for every \delta \in (0, \kappa_c/4) , \gamma\overline{(U_\delta(\mathcal{Q}_c))} = 1 , where \gamma\overline{(U_\delta(\mathcal{Q}_c))} denotes the usual Krasnoselskki genus of \overline{U_\delta(\mathcal{Q}_c)} .
Proof of Theorem 1.2 We can prove Theorem 1.2 by applying Lemmas 4.6–4.10. Since the proof is rather similar that of the second part of theorem 1.4 and 1.5 in [27], we omit it here.
In this paper we obtained the existence of nontrivial solutions to a semi-linear fractional Schrödinger equation by using a generalized linking theorem. Based on this existence results, infinitely many geometrically distinct solutions are further established under weaken conditions of the nonlinearity of the equation.
The authors received no specific funding for this work.
The authors declare no conflicts of interest in this paper.
[1] |
A. Ambrosetti, P. H. Rabinowitz, Dual variational methods in critical point theory and applications, J. Funct. Anal., 14 (1973), 349–381. doi: 10.1016/0022-1236(73)90051-7
![]() |
[2] |
T. Bartsch, Y. H. Ding, On a nonlinear Schrödinger equation with periodic potential, Math. Ann., 313 (1999), 15–37. doi: 10.1007/s002080050248
![]() |
[3] |
T. Bartsch, Z. Q. Wang, Existence and muitipliticity results for some superlinear elliptic problem on \mathbb R^N, Commun. Part. Diff. Eq., 20 (1995), 1725–1741. doi: 10.1080/03605309508821149
![]() |
[4] |
L. Caffarelli, L. Silvestre, An extension problem related to the fractional Laplacian, Commun. Part. Diff. Eq., 32 (2007), 1245–1260. doi: 10.1080/03605300600987306
![]() |
[5] |
G. W. Chen, S. W. Ma, Asymptotically or super linear cooperative elliptic systems in the whole space, Sci. China Math., 56 (2013), 1181–1194. doi: 10.1007/s11425-013-4567-3
![]() |
[6] |
V. Coti. Zelati, P. H. Rabinowitz, Homoclinic orbits for second order Hamiltonian systems possessing superquadratic potentials, J. Amer. Math. Soc., 4 (1991), 693–727. doi: 10.1090/S0894-0347-1991-1119200-3
![]() |
[7] |
V. C. Zelati, P. H. Rabinowitz, Homoniclinic type solutions for a semilinear elliptic PDE on \mathbb R^N, Commun. Pure Appl. Math., 45 (1992), 1217–1269. doi: 10.1002/cpa.3160451002
![]() |
[8] |
E. Di Nezza, G. Palatucci, E. Valdinoci, Hitchhikeri's guide to the fractional Sobolev spaces, Bull. Sci. Math., 136 (2012), 521–573. doi: 10.1016/j.bulsci.2011.12.004
![]() |
[9] |
Y. H. Ding, C. Lee, Multiple solutions of Schrödinger equations with infinite linear part and super or asymptotially linear terms, J. Differ. Equations., 222 (2006), 137–163. doi: 10.1016/j.jde.2005.03.011
![]() |
[10] |
Z. R. Du, C. F. Gui, Further study on periodic solutions of elliptic equations with a fractional Laplacian, Nonlinear Anal., 193 (2020), 111417. doi: 10.1016/j.na.2019.01.007
![]() |
[11] |
F. Fang, C. Ji, On a fractional Schrödinger equation with periodic potential, Comput. Math. Appl., 78 (2019), 1517–1530. doi: 10.1016/j.camwa.2019.03.044
![]() |
[12] |
Z. P. Feng, Z. R. Du, Periodic solutions of Non-autonomous Allen-Cahn Equations involving fractional Laplacian, Adv. Nonlinear Stud., 20 (2020), 725–737. doi: 10.1515/ans-2020-2075
![]() |
[13] |
F. S. Gao, M. B. Yang, A strongly indefinite Choquard equation with critical exponent due to the Hardy-Littlewood-Sobolev inequality, Commun. Contemp. Math., 20 (2018), 1750037. doi: 10.1142/S0219199717500377
![]() |
[14] |
C. F. Gui, J. Zhang, Z. R. Du, Periodic solutions of a semilinear elliptic equation with a fractional Laplacian, J. Fixed Point Theory Appl., 19 (2017), 363–373. doi: 10.1007/s11784-016-0357-1
![]() |
[15] | W. Kryszewski, A. Szulkin, Generalized linking theorem with application semilinear Schrödinger equation, Adv. Differ, Equations, 3 (1998), 441–472. |
[16] | N. Laskin, Fractional quantum mechsnics and Lévy path integrals, Phys. Lett. A., 268 (2002), 298–305. |
[17] |
N. Laskin, Fractional Schrödinger equation, Phys. Rev. E, 66 (2002), 056108. doi: 10.1103/PhysRevE.66.056108
![]() |
[18] |
G. B. Li, A. Szulkin, An asymptotically periodic Schrödinger equation with indefinite linear part, Commun. Contemp. Math., 4 (2002), 763–776. doi: 10.1142/S0219199702000853
![]() |
[19] |
S. Liu, On superlinear Schrödinger equations with periodic potential, Calc. Var. Partial Dif., 45 (2012), 1–9. doi: 10.1007/s00526-011-0447-2
![]() |
[20] | Y. Li, Z. Wang, J. Zeng, Ground States of nonlinear Schrödinger equations with potentials, Annales de l'I.H.P. Analyse Non Linéaire, 23 (2006), 829–837. |
[21] | Z. L. Liu, Z. Q. Wang, On the Ambrosetti-Rabinowitz superlinear condition, Adv. Nonlinear Stud., 4 (2004), 563–574. |
[22] |
A. Pankov, Peridic nonlinear Schrödinger equation with application to photonic crystals, Milian J. Math., 73 (2005), 259–287. doi: 10.1007/s00032-005-0047-8
![]() |
[23] |
P. H. Rabinowitz, On a class of nonliear Schrödinger equations, Z. Angew. Math. Phys., 43 (1992), 270–291. doi: 10.1007/BF00946631
![]() |
[24] |
M. Schechter, Superlinear Schrödinger operators, J. Funct. Anal., 262 (2012), 2677–2694. doi: 10.1016/j.jfa.2011.12.023
![]() |
[25] |
A. Szulki, T. Weth, Ground state solution for some indefinite variational problems, J. Funct. Anal., 257 (2009), 3802–3822. doi: 10.1016/j.jfa.2009.09.013
![]() |
[26] | X. H. Tang, Non-Nehair manifold method for asympotically a periodic Schrödinger equations, Sci. China Math., 58 (2015), 715–728. |
[27] |
X. H. Tang, S. T. Chen, X. Y. Lin, J. S. Yu, Ground state solutions of Nehari-Pankov type for Schrödinger equations with local supper-quadratic conditions, J. Differ. Equations., 268 (2020), 4663–4690. doi: 10.1016/j.jde.2019.10.041
![]() |
[28] |
X. H. Tang, X. Y. Lin, J. S. Yu, Nontrivial solution for Schrödinger equation with local super-quadratic conditions, J. Dyn. Diff. Equat., 31 (2019), 369–383. doi: 10.1007/s10884-018-9662-2
![]() |
[29] |
C. Troestler, M. Willem, Nontrivial solution of a semilinear Schrödinger equation, Commun. Part. Diff. Eq., 21 (1996), 1431–1449. doi: 10.1080/03605309608821233
![]() |
[30] |
M. B. Yang, Ground state solutions for a periodic Schrödinger equation with superlinear nonlinearities, Nonlinear Anal., 72 (2010), 2620–2627. doi: 10.1016/j.na.2009.11.009
![]() |
[31] |
M. B. Yang, Existence of semiclassical solutions for some critical Schrödinger-Poisson equations with potentials, Nonlinear Anal., 198 (2020), 111874. doi: 10.1016/j.na.2020.111874
![]() |
[32] |
J. Zhang, W. M. Zou, The critical cases for a Berestyski-Lions theorem, Sci. China Math., 57 (2014), 541–554. doi: 10.1007/s11425-013-4687-9
![]() |
[33] |
X. X. Zhou, W. M. Zou, Ground state and muitiple solutions via generalized Nehair manifold, Nonlinear Anal., 102 (2014), 251–263. doi: 10.1016/j.na.2014.02.018
![]() |
1. | Jian Wang, Zhuoran Du, Periodic solutions of a fractional Schrödinger equation, 2024, 103, 0003-6811, 1540, 10.1080/00036811.2023.2256349 |