Theory article

Existence of solutions for Kirchhoff-type systems with critical Sobolev exponents in R3


  • Received: 25 April 2023 Revised: 16 June 2023 Accepted: 07 July 2023 Published: 24 July 2023
  • In this paper, we study the following Kirchhoff-type system:

    {(a1+b1R3|u|2dx)Δu=2αα+β|u|α2u|v|β+εf(x),(a2+b2R3|v|2dx)Δv=2βα+β|u|α|v|β2v+εg(x),(u,v)D1,2(R3)×D1,2(R3),

    where a1,a20,b1,b2>0,α,β>1,α+β=6 and f(x),g(x)0,f(x),g(x)L65(R3). The aim of this paper is to demonstrate the existence of at least two solutions for system (0.1), utilizing the variational method. To achieve this, we construct an energy functional and analyze its critical points by applying the Ekeland variational principle, the mountain pass lemma and the concentration compactness principle.

    Citation: Xing Yi, Shuhou Ye. Existence of solutions for Kirchhoff-type systems with critical Sobolev exponents in R3[J]. Electronic Research Archive, 2023, 31(9): 5286-5312. doi: 10.3934/era.2023269

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  • In this paper, we study the following Kirchhoff-type system:

    {(a1+b1R3|u|2dx)Δu=2αα+β|u|α2u|v|β+εf(x),(a2+b2R3|v|2dx)Δv=2βα+β|u|α|v|β2v+εg(x),(u,v)D1,2(R3)×D1,2(R3),

    where a1,a20,b1,b2>0,α,β>1,α+β=6 and f(x),g(x)0,f(x),g(x)L65(R3). The aim of this paper is to demonstrate the existence of at least two solutions for system (0.1), utilizing the variational method. To achieve this, we construct an energy functional and analyze its critical points by applying the Ekeland variational principle, the mountain pass lemma and the concentration compactness principle.



    In this paper, we mainly study the following Kirchhoff-type system

    {(a1+b1R3|u|2dx)Δu=2αα+β|u|α2u|v|β+εf(x),(a2+b2R3|v|2dx)Δv=2βα+β|u|α|v|β2v+εg(x),(u,v)D1,2(R3)×D1,2(R3), (1.1)

    under the condition of (C.1),(C.2) where (C.1): a1,a20,b1,b2>0,α,β>1,α+β=2=2×3/(32)=6,ε>0; (C.2): f(x),g(x)0,f(x),g(x)0,f(x),g(x)L65(R3). 2=2NN2 is the critical Sobolev exponent where N=3.

    It is well known that the critical problem

    {Δu=|u|22u,xΩ,u=0,xΩ (1.2)

    does not have a minimizing energy solution when Ω is a domain different from RN. This result is derived from the sharp Sobolev inequality on RN [1,2,3]. However, the situation is different if there is a nonhomogeneous term f(x):

    {Δu=|u|22u+μf(x),xΩ,u=0,xΩ. (1.3)

    Tarantello [4] showed that problem (1.3) has at least two solutions in bounded domains. The main idea is to use the Ekeland variational principle to get one solution u0 which is a local minimum solution and use the mountain pass theorem to obtain the second solution u1 with the energy

    I(u1)<I(u0)+1NSN2

    where S is the best constant for the Sobolev embedding D1,2(RN)L2NN2(RN), namely

    S=infuD1,2(RN){0}RN|u|2dx(RN|u|2NN2dx)N2N.

    Let U be a solution for the following problem:

    {Δu=|u|22u,xRN,uD1,2(RN). (1.4)

    Then, we know

    Uε,y(x)=(N(N2))N24εN22(ε2+|xy|2)N22,

    which are all positive solutions of (1.4) (see [5,6]) for any ε>0 and yRN. Moreover, we know that U satisfies

    U2=|U|22=SN2 (1.5)

    where U=(RN|u|2dx)12 and |U|s=(RN|u|sdx)1s are the norms of the Sobolev space D1,2(RN) and Lebesgue space Ls(RN),s[2,2], respectively. Han [7] extended (1.3) to the following elliptic system

    {Δu=2αα+βu|u|α2|v|β+εf(x),inΩ,Δv=2βα+β|u|αv|v|β2+εg(x),inΩ,u=v=0,onΩ (1.6)

    in bounded domains. The author used upper and lower solution methods and variational methods to prove that the problem (1.6) has at least two solutions for both subcritical and critical cases. The first solution (˜u0,˜v0) of (1.6) is also a local minimizer of the associated functional I and they obtained the second solution (˜u1,ˉv1) with

    I(˜u1,˜v1)<I(˜u0,˜v0)+2N(Sα,β2)N2

    where

    Sα,β=inf(u,v)D1,2(RN)×D1,2(RN){(0,0)}RN|u|2+|v|2dx(RN|u|α|v|βdx)2α+β.

    Indeed, according to [7] we know that

    u0=kU,v0=lU

    is a solution of the following system

    {Δu=2αα+β|u|α2u|v|β,Δv=2βα+β|u|α|v|β2v,(u,v)D1,2(RN)×D1,2(RN), (1.7)

    where U is a solution of (1.4),

    k=[(2αα+β)β(α+β2α)β2]12(α+β2),l=[(2αα+β)α(α+β2α)α2]12(α+β2)

    and

    Sα,β=[(αβ)βα+β+(αβ)αα+β]S.

    We are certain that the existence of solutions will be affected by the nonhomogeneous term f(x) or g(x) and the existence of a second solution for (1.3) or (1.6) will also be affected by Eq (1.2) or system (1.7).

    When a1=a2, b1=b2, f=g and u=v, system (1.1) transforms into the following individual equation.

    {(a1+b1RN|u|2dx)Δu=|u|22u+εf(x),inRN,uD1,2(RN) (1.8)

    which is related to the stationary analogue of the equation

    ρ2ut2(P0h+E2LL0|ut|2 dx)2ut2=0

    presented by Kirchhoff in [8]. Here, the parameters in (1.8) carry the following interpretations: ρ represents the mass density, P0 the initial tension, h the cross-sectional area, E the Young's modulus of the material and L the length of the string. It was underscored in [9] that the Kirchhoff-type problem models a variety of physical and biological systems where u characterizes a process that relies on its own average (e.g., population density). Early investigations into the Kirchhoff-type problem can be traced back to the work of Bernstein [10] and Pohoẑaev [11]. Nevertheless, Eq (1.8) only attracted significant attention after Lions [12] introduced an abstract framework for such problems.

    Liu et al. [5] discovered that problem (1.8) has at least two positive solutions when N=3,4 under certain assumptions for f(x). Specifically, to consider the existence of a second solution for problem (1.8), they needed to establish the existence of a unique positive solution for (1.8) when ε=0. In fact, they found that the positive solutions of

    {(a+bRN|u|2dx)Δu=|u|22u,inRN,uD1,2(RN)

    can be expressed as

    Vε,λ,y(x)=λN24Uε,y(x)

    with

    λ=a+bSN2λN22.

    The solvability or multiplicity of the Kirchhoff type equation with critical exponent has been extensively studied in recent years; see, for instance, [5,13,14,15,16,17,18,19,20,21,22,23,24,25] and references therein.

    Inspired by the ideas presented in [5] and [4], we discuss system (1.1) with ε>0 small enough. First, we establish the existence of solutions for problem (1.1) when ε=0:

    Theorem 1.1. Assume that ε=0 and (u0,v0) is a positive solution of (1.7) and

    S1=R3|u0|2dx=α3(Sα,β2)32,S2=R3|v0|2dx=β3(Sα,β2)32.

    Then, we have

    (i) If a1=a2=0, problem (1.1) has a unique positive solution z=(u,v) where

    u=(b1S1)α28(b2S2)β8u0,v=(b1S1)α8(b2S2)β28v0.

    (ii) If a1 and a2 are not equal to 0 at the same time, problem (1.1) has a unique positive solution

    z=(u,v)=(λ1u0,λ2v0).

    Indeed, if a1=0,a20,

    λα21λβ2=(λα1λβ22)β2+β(b1S1)4β+2,λα1λβ22=a2+(b2S2)(b1S1)α2+β(λα1λβ22)β22+β.

    (iii) If a10(>0),a20(>0), problem (1.1) has at least a positive solution z=(u,v)=(λ1u0,λ2v0) where

    λ1=C2β81Cβ82,λ2=Cα81C2α82

    and

    C1=a1+C2β41Cβ42b1S1,C2=a2+Cα41C2α42b2S2.

    Remark 1.1. In fact, from the following equations

    λ1=C2β81Cβ82,λ2=Cα81C2α82

    and

    C1=a1+C2β41Cβ42b1S1,C2=a2+Cα41C2α42b2S2,

    we find that the unique or explicit form of (λ1,λ2) is affected by a1,a2,b1,b2. Thus, we can only obtain the uniqueness of (λ1,λ2) in cases (i)(ii) and the explicit form of (λ1,λ2) in case (i). Furthermore, we believe that if a1,a2,b1,b2 satisfy certain assumptions, (λ1,λ2) will be unique, and we can also obtain the explicit form of (λ1,λ2).

    We define ε=g(9bS3α,β20)S|f|65+|g|65 where g(9bS3α,β20)=b4(9bS3α,β20)313S3(9bS3α,β20)5, b=12min(b1,b2). Next, we consider the existence of a local minimum solution for problem (1.1) by applying the Ekeland variational principle.

    Theorem 1.2. Assuming conditions (C.1) and (C.2) hold, system (1.1) has a local minimum solution for any ε(0,ε).

    Remark 1.2. First, we demonstrate that the minimal value of the set minimization problem can be attained by (u,v) and then we prove that (u,v) is a solution of (1.1). Unlike with single equations, due to the mutual interaction of (u,v), it is challenging to obtain uun+o(1),vvn+o(1) where (un,vn) represents the minimizing sequence of c0. The definitions of un,vn,u,v,c0 can be found in the proof of Theorem 1.2 in Section 4. By drawing upon the proof method from Theorem 1.3 in [5] and employing meticulous estimates, we can overcome this difficulty.

    Finally, we investigate the existence of a second solution for problem (1.1) by applying the mountain pass lemma and the concentration compactness principle. To obtain the energy estimation of the associated functional Φε for problem (1.1), we will need the explicit form of (λ1,λ2). Therefore, when a1=a2=0 we have:

    Theorem 1.3. Assume α=β=3 and b1=b2, there exists ε(0,ε] such that for any ε(0,ε), problem (1.1) has another solution. The value of ε is defined in Theorem 1.2.

    Remark 1.3. First, we prove that the associated functional Φε for problem (1.1) satisfies the mountain pass structure, from which we obtain a (PS) sequence. Then, we establish the (PS) condition by using the concentration compactness principle. From this, we obtain another solution for (1.1). Owing to the lack of compactness (α+β=2), the mutual action of (u,v) and the influence of the nonlocal term, there arises a new challenge in employing the concentration compactness principle. Moreover, it is difficult to derive an explicit expression when the values of a1 and a2 are non-zero. The reason for only considering the case where α=β=3 is that after extensive estimation, it is only when α=β=3 that Λ reaches its minimum value Λmin. Therefore, the estimate satisfied by m contradicts Lemma 4.4(i). The definitions of Λ, Λmin, and m as well as the details of their related proofs can be found in Remark 4.2 and the Proof of Theorem 1.3.

    Remark 1.4. The innovation of this paper lies in overcoming the lack of compactness (α+β=2) and the mutual interaction of (u,v) to demonstrate the existence of at least two solutions for systems (1.1). This extends the results from single equations in [5] to a system of equations. We accomplished this by applying the Ekeland variational principle, the mountain pass lemma and the concentration compactness principle as well as through some precise estimates.

    The structure of this paper is as follows: Section 2 provides some preliminary background knowledge. Section 3 is dedicated to the proof of Theorem 1.1. Finally, we present the proofs for Theorem 1.2 and Theorem 1.3.

    First, we introduce the following notations, which will be useful for proving the upcoming theorems in this section.

    The function space corresponding to problem (1.1) is E=D1,2(R3)×D1,2(R3) with the space norm defined as (u,v)=(u2+v2)12. E is the dual space of E.

    (u,v)E,Bρ={uE:(u,v)<ρ}.

    ¯Bρ={(u,v)E:(u,v)ρ},Bρ={(u,v)E:(u,v)=ρ}.

    The following elliptic system

    {Δu=2αα+β|u|α2u|v|β,Δv=2βα+β|u|α|v|β2v,(u,v)D1,2(R3)×D1,2(R3) (2.1)

    has a positive radial vector solution z0=(u0,v0) under the condition (C.1) (see[7]).

    u+=max{0,u},u=max{0,u}.

    Let us denote the energy functional Φε:ER corresponding to (1.1) by

    Φε(u,v)=12(a1u2+a2v2)+14(b1u4+b2v4)13R3(u+)α(v+)βdxεR3(fu+gv)dx.

    Obviously, Φε is of C1 and has the derivative given by

    Φε(u,v),(φ,ψ)=(a1+b1u2)R3uφdx+(a2+b2v2)R3vψdxα3R3(v+)β(u+)α1φdxβ3R3(u+)α(v+)β1ψdxεR3(fφ+gψ)dx.

    Next, we present the following lemma which can be utilized in the proof of Theorem 1.3.

    Lemma 2.1. Assume α,β>1,α+β=6 and define

    S=infuD1,2(R3){0}R3|u|2dx(R3|u|α+βdx)2α+β,Sα,β=inf(u,v)E{(0,0)}R3|u|2+|v|2dx(R3|u|α|v|βdx)2α+β,˜Sα,β=inf(u,v)E{(0,0)}R3a|u|2+b|v|2dx(R3|u|α|v|βdx)2α+β. (2.2)

    Then,

    Sα,β=[(αβ)βα+β+(αβ)αα+β]S,
    ˜Sα,β=aαα+βbβα+β[(αβ)βα+β+(αβ)αα+β]S

    where a, b is any real number.

    Proof. Refer to [26] for the proof of Sα,β=[(αβ)β6+(αβ)α6]S; we will provide the proof of ˜Sα,β later. Assume that ωn is a minimizing sequence for S, let s,t>0 to be chosen. Taking un=saωn,vn=tbωn in (2.2), we have that

    aαα+βbβα+βs2+t2(sαtβ)2α+βR3|ωn|2dx(R3|ωn|α+βdx)2α+β˜Sα,β. (2.3)

    Noting that

    s2+t2(sαtβ)2α+β=(st)2βα+β+(ts)2αα+β, (2.4)

    we can proceed to define the function as follows.

    g(x)=x2βα+β+x2αα+β,x>0.

    When x=αβ, there exists the minimum value

    g(x)min=g(αβ)=(αβ)βα+β+(αβ)αα+β. (2.5)

    Considering (2.3)–(2.5), we get

    aαα+βbβα+β[(αβ)βα+β+(αβ)αα+β]S˜Sα,β. (2.6)

    Then, we need to prove that

    aαα+βbβα+β[(αβ)βα+β+(αβ)αα+β]S˜Sα,β. (2.7)

    Let (un,vn) be a minimizing sequence for ˜Sα,β. Define zn=snvn, for some sn>0 such that

    R3|un|α+βdx=R3|zn|α+βdx. (2.8)

    By Young's inequality

    R3|un|α|zn|βdxαα+βR3|un|α+βdx+βα+βR3|zn|α+βdx. (2.9)

    By (2.8), we have

    (R3|un|α|zn|βdx)2α+β(R3|un|α+βdx)2α+β=(R3|zn|α+βdx)2α+β. (2.10)

    Using (2.10), we have

    R3a|un|2+b|vn|2dx(R3|un|α|vn|βdx)2α+β=s2βα+βnR3a|un|2+b|vn|2dx(R3|un|α|zn|βdx)2α+βas2βα+βnR3|un|2dx(R3|un|α+βdx)2α+β+bs2βα+βns2nR3|zn|2dx(R3|zn|α+βdx)2α+βh(sn)S,

    where h(sn)=as2βα+βn+bs2αα+βn. Then, we get

    h(sn)min=a(bαaβ)2βα+β+b(bαaβ)2αα+β=aαα+βbβα+β[(αβ)βα+β+(αβ)αα+β].

    Therefore, (2.7) is proved. Combining (2.6), we get

    ˜Sα,β=aαα+βbβα+β[(αβ)β6+(αβ)α6]S.

    Ekeland's variational principle is a tool used to obtain a local minimum solution. We include it here for the convenience of the readers.

    Theorem 2.1. ([27], Theorem 4.1) Let M be a complete metric space with metric d and let I : M(,+] be a lower semicontinuous function, bounded from below and not identical to +. Let ϵ>0 be given and uM be such that

    I(u)infMI+ϵ.

    Then, there exists vM such that

    I(v)I(u),d(u,v)1.

    For each wM, one has

    I(v)I(w)+ϵd(v,w).

    In this section, we provide the proof of Theorem 1.1. The key idea is to observe that the right-hand side of problem (1.1), namely a1+b1R3|u|2dx and a2+b2R3|v|2dx, can be regarded as two constants. This insight guides us to construct the solution for problem (1.1) by utilizing the solution for problem (2.1) and the method of undetermined coefficients.

    Proof of Theorem 1.1.The proof of Theorem 1.1 is inspired by the idea presented in [5]. For any C1,C2>0, let (u,v)=(λ1u0,λ2v0) where (u,v) is a vector solution of (3.1), λ1>0, λ2>0.

    {C1Δu=2αα+β|u|α2u|v|β,C2Δv=2βα+β|u|α|v|β2v. (3.1)

    By (3.1) and the fact that (u0,v0) satisfies (2.1), we can obtain

    {C1=λα21λβ2,C2=λα1λβ22, (3.2)

    which implies

    {λ1=C2β81Cβ82,λ2=Cα81C2α82. (3.3)

    Now, we consider the equations

    C1=a1+b1R3|u|2dx,C2=a2+b2R3|v|2dx.

    Let R3|u0|2dx=S1,R3|v0|2dx=S2. Thus, C1,C2 satisfy

    {C1=a1+C2β41Cβ42b1S1,C2=a2+Cα41C2α42b2S2. (3.4)

    Next, we consider the existence and uniqueness of the positive solution from (1.1) when ε=0.

    (i) If a1=0,a2=0, we deduce from (3.4) that

    {C1=(b1S1)2+α4(b2S2)β4,C2=(b1S1)α4(b2S2)2+β4.

    Combining with (3.3), we have

    {λ1=(b1S1)α28(b2S2)β8,λ2=(b1S1)α8(b2S2)β28.

    Hence, we have

    {u=(b1S1)α28(b2S2)β8u0,v=(b1S1)α8(b2S2)β28v0. (3.5)

    (ii) If a1 and a2 are not equal to 0 at the same time, we can assume a1=0 and a20 which implies that

    C1=Cβ2+β2(b1S1)4β+2,C2=a2+(b2S2)(b1S1)α2+βCβ22+β2.

    According to the above, we define

    A=(b2S2)(b1S1)α2+β>0,13<k=β22+β<37,B=a2>0

    where x>B. We want to determine the number of C2; we only need to find the solution of

    f(x)=Axkx+B=0.

    (1) When β(1,2), k(13,0), we can get

    f(x)=Akxk11<0.

    Considering f(x)>0 as xB, f(x) as x+. Thus, there exists a unique C2>B such that f(C2)=0.

    (2) When β=2,k=0, from (3.6)

    {C1=(b2S2b1S1+a2)12b1S1,C2=b2S2b1S1+a2.

    Considering (3.2), (3.3), we have

    {u=(b2S2b1S1+a2)14u0,v=(b1S1)12v0.

    (3) When β(2,5),k(0,37), we know x0=(Ak)1k1 is the only maximum from

    f(x)=Akxk11=0.

    Considering f(x)>0 as xB, f(x) as x+. Thus, there exists a unique C2>B such that f(C2)=0. So, we can prove that there exists a unique (u,v) as a result of the only λ1,λ2. If a10 and a2=0, we can get a unique (u,v) in the same way.

    (iii) If a10(>0),a20(>0), we deduce from (3.4) that

    C1a1C2a2=b1S1b2S2×C2C1. (3.7)

    Let C1=λC2. By the above equality, we have

    (b2S2C2)λ2(a1b2S2)λ(C2a2)b1S1=0.

    Because λ=C1C2>0, we deduce from (3.7) that

    λ=a1b2S2+(a1b2S2)2+4(C2a2)b1S1b2S2C22b2S2C2.

    Then, we have

    C2a2=(b2S2)4α4C2α42(a1b2S2+(a1b2S2)2+4(C2a2)b1S1b2S2C22)α4.

    Let A=(12)α4(b2S2)4α4,B=a1b2S2,C=a2,D=4b1b2S1S2 and

    h(x)=Ax2α4(B+(B)2+Dx(xC))α4x+C.

    As a result of

    x+,h(x);xC,h(x)>0.

    Then, there exists a C2>0 such that h(C2)=0. Because the uniqueness is not clear, we have some difficulties in considering the existence of the second solution of problem (1.1). Hence, the Theorem 1.1 is proved.

    In this section, we establish the existence of two solutions for (1.1) by using some variational methods. First, we will present the proofs of Theorem 1.2 and Theorem 1.3 utilizing various Lemmas for each proof, respectively. We consider the existence of a local minimum solution for problem (1.1) by applying the Ekeland variational principle.

    Lemma 4.1. Assume that (C.1),(C.2) hold. Then, there exists ρ>0 such that for any ε(0,ε), one has Φε|Bρ˜α for some ˜α>0. For the definition of ε, please refer to Page 4, line 26.

    Proof. By the Hölder inequalities, b1>0, b2>0, the complete square formula and Sobolev inequalities, one has

    Φε(u,v)=12(a1u2+a2v2)+14(b1u4+b2v4)13R3(u+)α(v+)βdxεR3(fu+gv)dx12(a1u2+a2v2)+14(b1u4+b2v4)13×(u,v)6S3α,βεS(|f|65+|g|65)(u,v)[b4(u,v)313(u,v)5S3α,βεS(|f|65+|g|65)](u,v)

    where b=12min(b1,b2). Let g(t)=b4t313S3t5, then maxt0g(t)=g(ρ)>0 with ρ=9bS3α,β20. Owing to ε=g(ρ)S|f|65+|g|65, for any ε(0,ε), we have

    Φε(u,v)[g(ρ)εS(|f|65+|g|65)]ρ=˜α>0((u,v)Bρ).

    Hence, we conclude the proof.

    Lemma 4.2. Suppose that (C.1),(C.2) hold. Then, for any ε(0,ε) one has c0=infu¯BρΦε(u,v)(,0) where ρ, ε is given by Lemma 4.1.

    Proof. Firstly, we choose a (u,v)E such that R3(fu+gv)dx>0. Then, for any t>0 we have

    Φε(tu,tv)=12(a1u2+a2v2)t2+14(b1u4+b2v4)t413t6R3(u+)α(v+)βdxεtR3(fu+gv)dx.

    Hence, there exists a sufficiently small t>0 such that t(u,v)ρ and Φε(tu,tv)<0 which leads to

    c0Φε(tu,tv)<0.

    As (u,v)ρ, we obtain

    Φε(u,v)>13R3(u+)α(v+)βdxεR3(fu+gv)dx13(u,v)6S3α,βεS(|f|65+|g|65)(u,v)>.

    Consequently, we can establish that c0(,0), thereby completing the proof.

    Proof of Theorem 1.2. By applying Lemma 4.2, we find that c0=infu¯BρΦε(u,v)(,0). Moreover, we know that Φε|Bρ>0 from Lemma 4.1. Therefore, we deduce that the minimum cannot be attained on Bρ. According to Lemma 4.1, Lemma 4.2 and Theorem 2.1 (Ekeland variational principle), there exists (un,vn)Bρ such that Φε(un,vn)c0 and Φε(un,vn)0 in E. The above proof can be referred to [[28], pp. 534-535]. Consequently, there exists (u,v)E satisfying:

    unu,vnvinE,unu,vnv,inLsloc(R3)×Lsloc(R3),(1s<2)unu,vnv,a.e.onR3×R3.

    First, we prove that (u,v) is a minimizer for c0. Noting that ¯Bρ is closed and convex,

    (u,v)¯Bρ,Φε(u,v)c0.

    Therefore, what we need to prove next is that Φε(u,v)c0. The key idea here is that since Φε(un,vn) converges to c0, we need to establish the inequality relationship between Φε(u,v) and Φε(un,vn).

    In order to eliminate 14(b1u4+b2v4), we have the following estimates. From Φε(un,vn)0 in E, it holds that

       Φε(un,vn),(u,v)=(a1+b1un2)R3unudx+(a2+b2vn2)R3vnvdx  α3R3(u+n)α1(v+n)βudxβ3R3(u+n)α(v+n)β1vdxεR3(fu+gv)dx+o(1)=(a1+b1un2)u2+(a2+b2vn2)v22R3(u+)α(v+)βdxεR3(fu+gv)dx+o(1)=o(1).

    Combining above equality and weakly lower semi-continuity of norm, we have

    Φε(u,v)=12(a1u2+a2v2)+14(b1u4+b2v4)13R3(u+)α(v+)βdxεR3(fu+gv)dx12(a1u2+a2v2)+14(b1un2u2+b2vn2v2)13R3(u+)α(v+)βdxεR3(fu+gv)dx14(a1+b1un2)u214(a2+b2vn2)v2+12R3(u+)α(v+)βdx+ε4R3(fu+gv)dx+o(1)a14u2+a24v2+16R3(u+)α(v+)βdx3ε4R3(fu+gv)dx+o(1)a14un2+a24vn2+16R3(u+n)α(v+n)βdx3ε4R3(fun+gvn)dx+o(1)Φε(un,vn)14Φε(un,vn),(un,vn)+o(1)=c0.

    Hence, we get (u,v) is a minimizer for c0.

    Now, we need to prove (u,v) is a solution of (1.1) with Φε(u,v)=c0. On one hand, we have

    c0=Φε(u,v)16Φε(un,vn),(u,v)+o(1)=12(a1u2+a2v2)+14(b1u4+b2v4)13R3(u+)α(v+)βdxεR3(fu+gv)dxa16R3unudxa26R3vnvdxb16R3|un|2dxR3unudxb26R3|vn|2dxR3vnvdx+α18R3(v+n)β(u+n)α1udx+β18R3(u+n)α(v+n)β1vdx+ε6R3(fu+gv)dx+o(1)=13(a1u2+a2v2)+14(b1u4+b2v4)b16un2u2b26vn2v25ε6R3(fu+gv)dx+o(1).

    On the other hand, we have

    c0=Φε(un,vn)16Φε(un,vn),(un,vn)+o(1)=12(a1un2+a2vn2)+14(b1un4+b2vn4)13R3(u+n)α(v+n)βdxεR3(fun+gvn)dxa16un2a26vn2b16un4b26vn4+13R3(v+n)β(u+n)αdx+ε6R3(fun+gvn)dx+o(1)=a13un2+a23vn2+b112un4+b212vn45ε6R3(fu+gv)dx.

    Hence, we have

    13a1u+13a2v2+14b1u4+14b2v4b16un2u2b26vn2v2+o(1)=13a1un+13a2vn2+112b1un4+112b2vn4+o(1)13a1u+13a2v2+(1416)b1u4+(1416)b2v4+o(1)13a1u+13a2v2+(1416)b1u4+14b2v416b2vn2v2+o(1).

    So, we obtain

    u2un2+o(1).

    Following the above steps, we have

    13a1u+13a2v2+14b1u4+14b2v4b16un2u2b26vn2v2+o(1)=13a1un+13a2vn2+112b1un4+112b2vn4+o(1)13a1u+13a2v2+(1416)b1u4+(1416)b2v4+o(1)13a1u+13a2v2+14b2u416b2un2u2+(1416)b1v4+o(1).

    Thus, we obtain

    v2vn2+o(1).

    Using again the weakly lower semi-continuity of norm, we get (u,v)=(un,vn)+o(1). Combining unu, vnv in E, we have unu,vnv in E and then Φε(un,vn) c0=Φε(u,v),Φε(un,vn)Φε(u,v)=0 in E. We complete the proof.

    Now, we give proof of the second positive solution by the mountain pass lemma and the concentration compactness principle.

    Lemma 4.3. Suppose that (C.1),(C.2) hold. Then, there exists (u,v)E such that (u,v)>ρ and Φε(u,v)<0 where ρ is given by Lemma 2.

    Proof. Let u0=kU,v0=lU, we can obtain kl=αβ and

    {k=314αβ28ββ8=(αβ)β8(3α)14,l=314αα8βα28=(βα)α8(3β)14,

    where U is a solution of (1.4). Then, for any t>0 it holds that

    Φε(tu0,tv0)=12(a1tu02+a2tv02)+14(b1tu04+b2tv04)t63R3(u+0)α(v+0)βεtR3(fu0+gv0)dx=12(a1k2+a2l2)S32t2+14(b1k4+b2l4)S3t413kαlβS32t6εtR3(fu0+gv0)dx12(a1k2+a2l2)S32t2+14(b1k4+b2l4)S3t413kαlβS32t6.

    Hence, there exists a sufficiently large t0>0 such that

    t0(u0,v0>ρandΦε(t0u0,t0v0)<0.

    Let (u,v)=(t0u0,t0v0). This completes the proof.

    According to lemma 4.1, lemma 4.3, we can find (u,v) such that

    infBρΦε(u,v)d>Φε(0,0)=0,(u,v)¯BρsatisfyΦε(u,v)<d.

    Then, we define

    minfPAmaxuPΦε(u,v)d,

    where A is the set of all passes which connect 0 and e=(u,v),i,e.,

    A={PC([0,1],X)|P(0)=0,P(1)=e}.

    Remark 4.1. For any ε(0,ε), we can obtain a nonnegative bounded (PS) sequence.

    Proof. By the mountain pass theorem [6], there exists (un,vn)E such that I(un,vn)m and I(un,vn)0 in E. Thus, we can get

    5ε6R3(fun+gvn)dx+m+o(un,vn)=Φε(un,vn)16Φε(un,vn),(un,vn)=a13un2+a23vn2+112un4+112vn4Q1(un,vn)2. (4.1)

    where Q1 is a positive constant with a sufficiently small value.

    By the Hölder inequality and the Sobolev inequality, we get

    5ε6R3(fun+gvn)dx5ε6|f|2|un|2+5ε6|g|2|vn|2C(ϵ)(un,vn) (4.2)

    where C(ε) is a a sufficiently small constant that depends only on ε. Combining (4.1) with (4.2), we conclude that (un,vn) is bounded in E.

    Since u=u+u,v=v+v, we have

    o(1)=Φε(un,vn),(un,vn)=a1R3unundxa2R3vnvndxb1un2R3unundxb2vn2R3vnvndx+εR3(fun+gvn)dx=a1un2+a2vn2+b1un2un2+b2vn2vn2+εR3(fun+gvn)dxb1un2un2+b2vn2vn2b1un4+b2vn4

    which implies un=0,vn=0,n. According to Hölder and Sobolev inequality, we have

    0εR3(fun+gvn)dxCε(|f|65un+|g|65vn).

    Therefore,

    εR3(fun+gvn)dx=0,n.

    Next, we need to verify that

    Φε(u+n,v+n)m,Φε(u+n,v+n),(φ,ψ)0.

    Given that un=0,vn=0,n and εR3(fun+gvn)dx=0,n, we have

    Φε(un,vn)=12(a1un2+a2vn2)+14(b1un4+b2vn4)13R3(u+)α(v+)βdxεR3(fun+gvn)dx=12[a1(u+n2+un2)+a2(v+n2+vn2)]13R3(u+n)α(v+n)βdx+14[b1(u+n4+v+n4)+b2(v+n4+vn4)]εR3g(v+nvn)dxεR3f(u+nun)dx=12(a1(u+n2+a2(v+n2)+14(b1(u+n4+b2(v+n4)13R3(u+n)α(v+n)βdxεR3(fu+n+gv+n)dx+o(1)=Φε(u+n,v+n)+o(1).

    Given that un=0,vn=0,n and εR3(fun+gvn)dx=0,n, we have

    Φε(un,vn),(φ,ψ)=a1R3unφdx+a2R3vnψdx+b1un2R3unφdx+b2vn2R3vnψdxα3R3(v+n)β(u+n)α1φdxβ3R3(u+n)α(v+n)β1ψdxεR3(fφ+gψ)dx=a1R3(u+nun)φdx+a2R3(v+nvn)ψdx+b1(u+n2+un2)R3(u+nun)φdx+b2(v+n2+vn2)R3(v+nvn)ψdxα3R3(v+n)β(u+n)α1φdxβ3R3(u+n)α(v+n)β1ψdxεR3(fφ+gψ)dx=a1R3u+nφdx+a2R3v+nψdx+b1u+n2R3u+nφdx+b2v+n2R3v+nψdxα3R3(v+n)β(u+n)α1φdxβ3R3(u+n)α(v+n)β1ψdxεR3(fφ+gψ)dx+o(1)=Φε(u+n,v+n),(φ,ψ)+o(1).

    Then, we can obtain a nonnegative bounded sequence for Φε. We complete the proof.

    Lemma 4.4. Suppose that (C.1),(C.2) hold. Then, there exists ε(0,ε) such that for any ε(0,ε) where Λ is the Maximum value for p(t), the following statements hold:

    (i)a1=a2=0,msupt0Φε(tu,tv)<Λε2(|f|65+|g|65)S14;(ii)a1=0,a20,msupt0Φε(tu,tv)<Λ9ε2|g|26516a2Sε2|f|65S14;(iii)a10,a20,msupt0Φε(tu,tv)<Λ9ε2|f|26516a1S9ε2|g|26516a2S.

    Proof. Let

    h(t)=Φε(tu,tv)=12(a1u2+a2v2)t2+14(b1u4+b2v4)t413t6R3(u)α(v)βdxεtR3(fu+gv)dx,

    and

    p(t)=12(a1u2+a2v2)t2+14(b1u4+b2v4)t413t6R3(u)α(v)βdx.

    Then, there exists t1>0 such that p(t1)=0. In this case, we have

    t21=14(b1u4+b2v4)+116(b1u4+b2v4)2+12(a1u2+a2v2)R3(u)α(v)βdxR3(u)α(v)βdx. (4.3)

    On the other hand, we know that (u,v) satisfies

    a1u2+a2v2+b1u4+b2v4=2R3(u)α(v)βdx. (4.4)

    Combining (4.3) and (4.4), we obtain t1=1 and

    Λ=maxt>0p(t)=p(t1)=13(a1u2+a2v2)+112(b1u4+b2v4).

    Let ε1(0,ε]. Then, for t2(0,t1) and ε(0,ε1), we have:

    (i) when a1=a2=0,

    max0tt2h(t)max0tt2(12(a1u2+a2v2)t2+14(b1u4+b2v4)t4<Λε2(|f|65+|g|65)S14.

    (ii) when a1=0,a20,

    max0tt2h(t)max0tt2(12(a1u2+a2v2)t2+14(b1u4+b2v4)t4<Λ9ε2|g|26516a2Sε2|f|65S14.

    (iii) when a10,a20,

    max0tt2h(t)max0tt2(12(a1u2+a2v2)t2+14(b1u4+b2v4)t4<Λ9ε2|f|26516a1S9ε2|g|26516a2S.

    Choosing ε(0,ε1] for any ε(0,ε), we can deduce that for all tt2,

    maxtt2h(t)maxtt2p(t)εt2R3(fu+gv)dx=Λεt2R3(fu+gv)dx.

    Furthermore, we obtain the following inequalities:

    (i) when a1=a2=0,

    maxtt2h(t)<Λε2(|f|65+|g|65)S14.

    (ii) when a1=0,a20,

    maxtt2h(t)<Λ9ε2|g|26516a2Sε2|f|65S14.

    (iii) when a10,a20,

    maxtt2h(t)<Λ9ε2|f|26516a1S9ε2|g|26516a2S.

    Therefore, we complete the proof.

    Proof of Theorem 1.3. According to Remark 4.1, we can get that {(un,vn)} is bounded and nonnegative. Up to a subsequence, there exists (u,v)E such that unu, vnv in E, unu, vnv in Lsloc(R3)×Lsloc(R3)(1s<2) and unu,vnva.einR3. By applying the concentration compactness principle (see Proposition 2.2 in [29]), we can find non-negative measures μ and ν on R3, a vector function (u,v) and an at most countable set Γ such that as n,

    |un|2+|vn|2μ,|un|α|vn|βν (4.5)

    in the sense of measure and

    (i)ν=|u|α|v|β+iΓνiδxi,μ(|u|2+|v|2)+iΓμiδxi;(ii)μiSα,β(νi)2α+β,iΓ. (4.6)

    Here, δxi is the Dirac delta measure concentrated xi. We claim that Γ=. Suppose by contradiction that Γ. To obtain a contradiction, we estimate m=limnΦε(un,vn) by utilizing the assumption Γ and the concentration compactness principle. By comparing this estimation of m with the one provided in Lemma 4.1, we deduce a contradiction. To do this, we first present the following relevant estimates. Fix kΓ. For ρ>0, assume that φkρC0(R3) satisfies φkρ[0,1],

    φkρ(x)=1,for|xak|ρ2;φkρ(x)=0,for|xak|ρ

    and |φkρ|ρ2. It follows from (Φρ(un,vn),(φkρun,0)0 that

    (a1+b1un2)(R3ununφkρdx+R3|un|2φkρdx)=α3R3uαnvβnφkρdx+εR3fφkρundx+o(1). (4.7)

    In the same way, it follows from (Φρ(un,vn),(0,φkρvn)0 that

    (a2+b2vn2)(R3vnvnφkρdx+R3|vn|2φkρdx)=β3R3uαnvβnφkρdx+εR3gφρvkndx+o(1). (4.8)

    First, we need to solve the lack of compactness problem from the critical Sobolev exponent which causes the invariance of dilation. Combining (4.7), (4.8) and Hölder inequality, we have

    A1=limρ0lim supn(a1+b1un2)|R3ununφkρdx|limρ0lim supnC(Bρ(ak)|un|2dx)12(Bρ(ak)|φkρ|2|un|2dx)12limρ0C(Bρ(ak)|u|6dx)16=0 (4.9)

    and

    A2=limρ0lim supn(a2+b2vn2)|R3vnvnφkρdx|=0 (4.10)

    where Bρ(ak)={xR3:|xak|<ρ}. By (4.5) and (4.6), we have

    limρ0lim supn(a1+b1un2)R3|un|2φkρdx+(a2+b2vn2)R3|vn|2φkρdxlimρ0lim supn(a1R3|un|2φkρdx+a2R3|vn|2φkρdx)+[b1(R3|un|2φkρdx)2+b2(R3|vn|2φkρdx)2]limρ0lim supn(a1R3|un|2φkρdx+a2R3|vn|2φkρdx)+12(b1R3|un|2φkρdx+b2R3|vn|2φkρdx)2min(a1,a2)Sα,βν13i+12min(b1,b2)S2α,βν23i, (4.11)
    limρ0lim supn(α3+β3)R3uαnvβnφkρdx=2limρ0R3uαvβφkρ+2νi=2νi, (4.12)
    limρ0lim supnR3(fφkρun+gφkρvn)dx=limρ0R3(fφkρu+gφkρv)dx=0. (4.13)

    We can deduce from (4.7)–(4.13) that

    νi12min(a1,a2)Sα,βν13i+14min(b1,b2)S2α,βν23i.

    So, we have

    νi(min(b1,b2)S2α,β+[min(b1,b2)]2S4α,β+32min(a1,a2)Sα,β8)3,μimin(a1,a2)min(b1,b2)S3α,β+[min(b1,b2)]2S6α,β+32min(a1,a2)S3α,β8.

    For R>0, assume that φRC0(R3) satisfies φR[0,1],

    φR(x)=1,for|x|<R,φR(x)=0,for|x|>2R,

    and |φR|<2R. By applying the concentration compactness principle, we obtain

    m=limnΦε(un,vn)14Φε(un,vn),(un,vn)=limn14(a1un2+a2vn2)+16R3uαnvβndx3ε4R3(fun+gvn)dxlimRlimn14(a1R3|un|2φRdx+a2R3|vn|2φRdx)+16R3uαnvβnφRdx3ε4R3(fu+gv)dxa14R3|u|2dx+a24R3|v|2dx+14μi+16νi3ε4R3(fu+gv)dx.

    Hence, we can infer that

    ma14R3|u|2dx+a24R3|v|2dx+14μi+16νi3ε4R3(fu+gv)dx. (4.14)

    (i) If a1=a2=0, by (4.14), we need to demonstrate that

    m14μi+16νiε2(|f|65+|g|65)S14Λε2(|f|65+|g|65)S14. (4.15)

    By Lemma 2.1 and the fact that (u0,v0) satisfies (2.1), we can obtain:

    R3|u0|α|v0|βdx=12R3|u0|2+|v0|2dx=(Sα,β2)32 (4.16)

    and

    S1=R3|u0|2dx=α3(Sα,β2)32,S2=R3|v0|2dx=β3(Sα,β2)32. (4.17)

    Combing with (4.16), (4.17) and (3.5), (u,v) satisfies

    R3|u|2dx=172bα241bβ42αα+24ββ4S3α,β,R3|v|2dx=172bα41bβ242αα4ββ+24S3α,β,R3(u)α(v)βdx=11728bα21bβ22αα2ββ2S6α,β. (4.18)

    Consequently, we have

    p(t)=120736bα21bβ22αα2ββ2S6α,β(α+β)t415184bα21bβ22αα2ββ2S6α,βt6=15184bα21bβ22αα2ββ2S6α,β(32t4t6).

    Based on p(t)=0, we can determine that t=1. Therefore, there exists

    Λ=maxt>0p(t)=110368bα21bβ22αα2ββ2S6α,β. (4.19)

    On one hand, considering

    f(α)=αα2ββ2=αα2(6α)6α2

    we have

    f(α)min=f(3).

    Hence,

    Λmin=1384bα21bβ22S6α,β.

    On the other hand, we can derive

    νi616×(min(b1,b2)S2α,β4)3=1384[min(b1,b2)]3S6α,β.

    Therefore, it is only when α=β=3 and b1=b2 that

    m16νiε2(|f|65+|g|65)S14Λminε2(|f|65+|g|65)S14 (4.20)

    which contradicts Lemma 4.4 (i).

    Remark 4.2. The reason for only considering the case where α=β=3 is that after extensive estimation, it is only when α=β=3 that Λ reaches its minimum value Λmin. Therefore, the estimate satisfied by m contradicts Lemma 4.4 (i). For the cases in Lemma 4.4 (ii) and (iii), obtaining the result is challenging due to the mutual interaction of (u,v) adding complexity to our computations. This will be our main task in the following work.

    Moving forward, we will only consider the case where a1=a2=0, α=β=3 and b1=b2. We need to solve the lack of compactness problem from the region R3 which causes the invariance of translation.

    For R>0, define

    μ=limRlim supn|x|>R|un|2+|vn|2dx,ν=limRlim supn|x|>Ruαnvβndx. (4.21)

    By concentration compactness principle, we obtain

    lim supnR3|un|2+|vn|2dx=R3dμ+μ,lim supnR3uαnvβndx=R3dν+ν, (4.22)

    and Sα,βμ13ν. Next, we estimate ν and μ. Assume that χRC0(R3) satisfy χR[0,1], we have

    χR(x)=0,for|x|<R2,χR(x)=1,for|x|>R

    where |χR|<3R. It follows from (Φε(un,vn),(χRun,0)0 that

    (a1+b1un2)(R3ununχRdx+R3|un|2χRdx)=α3R3uαnvβnχRdx+εR3fχRundx. (4.23)

    In this way, we can also have from (Φε(un,vn),(0,χRvn)0 that

    (a2+b2vn2)(R3vnvnχRdx+R3|vn|2χRdx)=β3R3uαnvβnχRdx+εR3gχRvndx. (4.24)

    By Hölder inequality, we have

    B1=limRlim supn(a1+b1un2)|R3ununχRdx|limRlim supnC(R2|x|R|un|2dx)12(R2|x|R|χR|2|un|2dx)12limRC(R2|x|R|χR|3dx)13(R2|x|R|u|6dx)16limRC(R2|x|R|u|6dx)16=0 (4.25)

    and

    B2=limRlim supn(a2+b2vn2)|R3vnvnχRdx|=0. (4.26)

    Combining (4.21), we have

    limRlim supn(a1+b1un2)R3|un|2χRdx+(a2+b2vn2)R3|vn|2χRdxlimRlim supn(a1R3|un|2χRdx+a2R3|vn|2χRdx)+[b1(R3|un|2χRdx)2+b2(R3|vn|2χRdx)2]limRlim supn(a1|x|>R|un|2χRdx+a2|x|>R|vn|2χRdx)+12(b1|x|>R|un|2χRdx+b2|x|>R|vn|2χRdx)212b1S2α,βν23 (4.27)

    and

    (α3+β3)limRlim supnR3uαnvβnχRdx=limRlim supn2|x|R2uαnvβnχRdxlimR2|x|R2uαnvβndx=2ν. (4.28)

    Otherwise, we get

    (4.29)

    Combining (4.23)–(4.29), we have

    We obtain one of the following two cases holds:

    (1)

    (2)

    Suppose that case (2) holds. We deduce that

    Considering as the same as (4.15)–(4.20), we get

    which is a contradiction. Thus, case (1) holds.

    Combining (4.5), (4.22) with , we have:

    Applying Fatou's lemma, we obtain:

    Thus, we have

    Set . Then, by we have

    and

    which deduces . Combining in , we obtain in . Following the same approach and steps, we can also establish that in . According to Remark 4.1 and Lemma 4.4, there exists a non-negative bounded sequence that satisfies

    Consequently, by in and in we have

    This completes the proof of the existence of the second solution.

    In this paper, we first consider the existence of a local minimum solution for problem (1.1) by applying the Ekeland variational principle. Next, we investigate the existence of a second solution for problem (1.1) by applying the mountain pass lemma and the concentration compactness principle. To obtain the energy estimation of the associated functional for problem (1.1), we will need the explicit form of . Therefore, when we have: Assume and , there exists such that for any , problem (1.1) has another solution. The value of is defined in Theorem 1.2. The reason for only considering the case where is that after extensive estimation, it is only when that reaches its minimum value . Therefore, the estimate satisfied by contradicts Lemma 4.4 (i). For the cases in Lemma 4.4 (ii) and (iii), obtaining the result is challenging due to the mutual interaction of adding complexity to our computations. This will be our main task in the following work.

    The authors declare they have not used Artificial Intelligence (AI) tools in the creation of this article.

    The authors would like to express their sincere gratitude to Prof. HaiYang He for her invaluable guidance throughout this research. Her expertise and insightful comments have greatly contributed to the quality of this work.

    The authors declare there is no conflicts of interest.



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