Research article Special Issues

Higher order energy functionals and the Chen-Maeta conjecture

  • The study of higher order energy functionals was first proposed by Eells and Sampson in 1965 and, later, by Eells and Lemaire in 1983. These functionals provide a natural generalization of the classical energy functional. More precisely, Eells and Sampson suggested the investigation of the so-called ESr-energy functionals EESr(φ)=(1/2)M|(d+d)r(φ)|2dV, where r2 and φ:MN is a map between two Riemannian manifolds. The initial part of this paper is a short overview on basic definitions, properties, recent developments and open problems concerning the functionals EESr(φ) and other, equally interesting, higher order energy functionals Er(φ) which were introduced and studied in various papers by Maeta and other authors. If a critical point φ of EESr(φ) (respectively, Er(φ)) is an isometric immersion, then we say that its image is an ESr-harmonic (respectively, r-harmonic) submanifold of N. We observe that minimal submanifolds are trivially both ESr-harmonic and r-harmonic. Therefore, it is natural to say that an ESr-harmonic (r-harmonic) submanifold is proper if it is not minimal. In the special case that the ambient space N is the Euclidean space Rn the notions of ESr-harmonic and r-harmonic submanifolds coincide. The Chen-Maeta conjecture is still open: it states that, for all r2, any proper, r-harmonic submanifold of Rn is minimal. In the second part of this paper we shall focus on the study of G=SO(p+1)×SO(q+1)-invariant submanifolds of Rn, n=p+q+2. In particular, we shall obtain an explicit description of the relevant Euler-Lagrange equations in the case that r=3 and we shall discuss difficulties and possible developments towards the proof of the Chen-Maeta conjecture for 3-harmonic G-invariant hypersurfaces.

    Citation: Andrea Ratto. Higher order energy functionals and the Chen-Maeta conjecture[J]. AIMS Mathematics, 2020, 5(2): 1089-1104. doi: 10.3934/math.2020076

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  • The study of higher order energy functionals was first proposed by Eells and Sampson in 1965 and, later, by Eells and Lemaire in 1983. These functionals provide a natural generalization of the classical energy functional. More precisely, Eells and Sampson suggested the investigation of the so-called ESr-energy functionals EESr(φ)=(1/2)M|(d+d)r(φ)|2dV, where r2 and φ:MN is a map between two Riemannian manifolds. The initial part of this paper is a short overview on basic definitions, properties, recent developments and open problems concerning the functionals EESr(φ) and other, equally interesting, higher order energy functionals Er(φ) which were introduced and studied in various papers by Maeta and other authors. If a critical point φ of EESr(φ) (respectively, Er(φ)) is an isometric immersion, then we say that its image is an ESr-harmonic (respectively, r-harmonic) submanifold of N. We observe that minimal submanifolds are trivially both ESr-harmonic and r-harmonic. Therefore, it is natural to say that an ESr-harmonic (r-harmonic) submanifold is proper if it is not minimal. In the special case that the ambient space N is the Euclidean space Rn the notions of ESr-harmonic and r-harmonic submanifolds coincide. The Chen-Maeta conjecture is still open: it states that, for all r2, any proper, r-harmonic submanifold of Rn is minimal. In the second part of this paper we shall focus on the study of G=SO(p+1)×SO(q+1)-invariant submanifolds of Rn, n=p+q+2. In particular, we shall obtain an explicit description of the relevant Euler-Lagrange equations in the case that r=3 and we shall discuss difficulties and possible developments towards the proof of the Chen-Maeta conjecture for 3-harmonic G-invariant hypersurfaces.


    Harmonic maps are the critical points of the energy functional

    E(φ)=12M|dφ|2dV, (1.1)

    where φ:MN is a smooth map between two Riemannian manifolds (Mm,g) and (Nn,h) (note that, if M is not compact, we have to consider compactly supported variations). In particular, φ is harmonic if it is a solution of the Euler-Lagrange system of equations associated to (1.1), i.e.,

    ddφ=tracedφ=0. (1.2)

    The left member of (1.2) is a vector field along the map φ or, equivalently, a section of the pull-back bundle φ1TN: it is called tension field and denoted τ(φ). In addition, we recall that, if φ is an isometric immersion, then φ is a harmonic map if and only if the immersion φ defines a minimal submanifold of N (see [11,12] for background). Now, let us denote M,N and φ the induced connections on the bundles TM,TN and φ1TN respectively. The rough Laplacian on sections of φ1TN, denoted ¯Δ, is defined by

    ¯Δ=dd=mi=1(φeiφeiφMeiei),

    where {ei}mi=1 is a local orthonormal frame field tangent to M. In recent years, the following r-order versions of the energy functional where intensively studied by Maeta and other researchers (see [4,5,26,27,28,29,37,38,39,45]). If r=2s, s1:

    E2s(φ)=12M(dd)(dd)stimesφ,(dd)(dd)stimesφNdV=12M¯Δs1τ(φ),¯Δs1τ(φ)NdV. (1.3)

    In the case that r=2s+1:

    E2s+1(φ)=12Md(dd)(dd)stimesφ,d(dd)(dd)stimesφNdV=12Mmj=1φej¯Δs1τ(φ),φej¯Δs1τ(φ)NdV. (1.4)

    We say that a map φ is r-harmonic if, for all variations φt,

    ddtEr(φt)|t=0=0.

    In the case that r=2, the functional (1.3) is called bienergy and its critical points are the so-called biharmonic maps. At present, a very ample literature on biharmonic maps is available and we refer to [9,23,35,36,40,41] for an introduction to this topic. When r3, the Euler-Lagrange equations for Er(φ) were obtained by Wang [45] and Maeta [26]. The expressions for their second variation were derived in [27], where it was also shown that a biharmonic map is not always r-harmonic (r3) and, more generally, that an s-harmonic map is not always r-harmonic (2s<r). On the other hand, any harmonic map is trivially r-harmonic for all r2. Therefore, we say that an r-harmonic map is proper if it is not harmonic (similarly, an r-harmonic submanifold, i.e., an r-harmonic isometric immersion, is proper if it is not minimal). As a general fact, when the ambient space has nonpositive sectional curvature there are several results which assert that, under suitable conditions, an r-harmonic submanifold is minimal (see [9], [26], [29] and [39], for instance), but the Chen conjecture that an arbitrary biharmonic submanifold of Rn must be minimal is still open (see [10] for recent results in this direction). More generally, the Maeta conjecture (see [26]) that any r-harmonic submanifold of the Euclidean space is minimal is open. More precisely, Maeta showed that the conjecture holds for curves, but very little is known when dimM>1: one of the goals of this paper is to study the Maeta conjecture in the case of G=SO(p+1)×SO(q+1)-invariant submanifolds of Rn, n=p+q+2. This study will be carried out in Section3. By contrast, things drastically change when the ambient space is positively curved. More precisely, let us denote by Sn(R) the Euclidean sphere of radius R and write Sn for Sn(1). Then we have the following fundamental examples of proper r-harmonic submanifolds into spheres (see [23] for the biharmonic case, [28] for r=3 and [37] for r4):

    Theorem 1.1. Assume that r2,n2. Then a small hypersphere i:Sn1(R)Sn is a proper r-harmonic submanifold of Sn if and only if the radius R is equal to 1/r.

    Theorem 1.2. Let r2,p,q1 and assume that the radii R1,R2 verify R21+R22=1. Then a generalized Clifford torus i:Sp(R1)×Sq(R2)Sp+q+1 is:

    (a) minimal if and only if

    R21=pp+qandR22=qp+q; (1.5)

    (b) a proper r-harmonic submanifold of Sp+q+1 if and only if (1.5) does not hold and either

    r=2,pqandR21=R22=12

    or r3 and t=R21 is a root of the following polynomial:

    P(t)=r(p+q)t3+[qpr(q+2p)]t2+(2p+rp)tp. (1.6)

    Remark 1.3. For a discussion on the existence of positive roots of the polynomial P(t) in (1.6), which provide proper r-harmonic submanifolds, we refer to [37].

    The setting for r-harmonicity which we have outlined so far represents, both from the geometric and the analytic point of view, a convenient approach to the study of higher order versions of the classical energy functional. However, we point out that actually the first idea of studying higher order versions of the energy functional was formulated in a different way. More precisely, in 1965 Eells and Sampson (see [14], and also [11]) proposed the following functionals, which we denote EESr(φ) to remember these two leading mathematicians:

    EESr(φ)=12M|(d+d)r(φ)|2dV. (1.7)

    To avoid confusion, it is important to fix the terminology: as we said above, a map φ is r-harmonic if it is a critical point of the functional Er(φ) defined in (1.3), (1.4). Instead, we say that a map φ is ESr-harmonic if it is a critical point of the functional EESr(φ) defined in (1.7). The functionals EESr(φ) and Er(φ) coincide in the following cases:

    (i) r=2,3;

    (ii) dimM=1;

    (iii) the sectional curvature tensor of N vanishes.

    By contrast with the case of Er(φ), the explicit derivation of the Euler-Lagrange equation for the Eells-Sampson functionals EESr(φ) seems, in general, a very complicated task. These difficulties are explained in detail in the recent paper [6], where the Euler-Lagrange equation of the functional EES4(φ) was computed. To end this introduction, let us briefly point out some of the technical reasons which make the study of the functionals EESr(φ) rather different from that of their companions Er(φ). As we said, the two types of functionals coincide when r=2 (the case of biharmonic maps) and r=3: this is a consequence of the fact that d vanishes on 0-forms and d2φ=0, as computed in [11]. The first fundamental difference, as it was already observed in [29], arises when r=4 because d2τ(φ) is not necessarily zero unless N is flat or dimM=1. So, in general, we have

    EES4(φ)=12M(|d2τ(φ)|2+|ddτ(φ)|2)dV=12M|d2τ(φ)|2dV+E4(φ). (1.8)

    This description of EES4(φ) appeared in [29], but the Euler-Lagrange equation associated to the first term on the right-side of (1.8) was computed only very recently in [6]. When r5 things become even more complicated. For instance, we know that the integrand of E5(φ) is the squared norm of a 1-form, but we cannot write EES5(φ) as the sum of E5(φ) and a functional which involves only differential forms of degree p1. The reason for this is the fact that, in general, the 1-form dddτ(φ) (whose squared norm is the integrand of E5(φ)) may mix up with dd2τ(φ). Difficulties of this type boost as r increases.

    The present paper is organised as follows: in Section2, we describe some recent advances concerning the Eells-Sampson functionals EESr(φ) and propose a list of open problems on this topic. In Section3, we study the Maeta conjecture for 3-harmonic G=SO(p+1)×SO(q+1)-invariant submanifolds of Rn, n=p+q+2.

    In this section, we describe some recent results on the Eells-Sampson functionals EESr(φ) and conclude by proposing some open problems in this context. We start with the Euler-Lagrange equation for EES4(φ). First, we shall describe the equations in the general case. Next, we shall illustrate some relevant simplifications which occur when the target is a space form. We recall that, when r=4, the Eells-Sampson functional is

    EES4(φ)=12M|(d+d)(dτ(φ))|2 dV=12M|ddτ(φ)+d2τ(φ)|2 dV.

    Note that ddτ(φ)C(φ1TN)=A0(φ1TN) and d2τ(φ)C(Λ2TMφ1TN)=A2(φ1TN). In order to simplify the formal sum in EES4(φ) we observe that

    |ddτ(φ)+d2τ(φ)|2=|ddτ(φ)|2+|d2τ(φ)|2=|¯Δτ(φ)|2+|d2τ(φ)|2.

    The curvature term here acquires the form

    |d2τ(φ)|2=|Rφτ(φ)|2=12i,j|RN(dφ(Xi),dφ(Xj))τ(φ)|2,

    where {Xi} denotes a geodesic frame field around a point pM and we shall perform the calculations at p. In the sequel, we shall omit to write the symbol when it is clear from the context. Therefore, we have

    EES4(φ)=12M|¯Δτ(φ)|2 dV+14M|RN(dφ(Xi),dφ(Xj))τ(φ)|2 dV=E4(φ)+14M|RN(dφ(Xi),dφ(Xj))τ(φ)|2 dV.

    It was first noted in [29], equation (2.8), that the four energy of Eells and Sampson contains a curvature contribution. Next, we wish to describe the Euler-Lagrange equation for EES4(φ). To this end we set

    ˆE4(φ)=12M|d2τ(φ)|2 dV=14M|RN(dφ(Xi),dφ(Xj))τ(φ)|2 dV,

    so that

    EES4(φ)=E4(φ)+ˆE4(φ).

    The first variation of E4(φ) was computed by Maeta in [26], while the first variation of ˆE4(φ) was obtained in [6]. Combining these results we have:

    Theorem 2.1. Consider a smooth map φ:(Mm,g)(Nn,h). Then the following formula holds

    ddtEES4(φt)|t=0=MτES4(φ),V dV,

    where τES4(φ) is given by the following expression

    τES4(φ)=τ4(φ)+ˆτ4(φ), (2.1)

    where

    τ4(φ)=¯Δ3τ(φ)+RN(dφ(Xi),¯Δ2τ(φ))dφ(Xi)RN(φXi¯Δτ(φ),τ(φ))dφ(Xi)+RN(¯Δτ(φ),φXiτ(φ))dφ(Xi),ˆτ4(φ)=12(2ξ1+2dΩ1+¯ΔΩ0+traceRN(dφ(),Ω0)dφ()),

    and we have used the following abbreviations

    Ω0=RN(dφ(Xi),dφ(Xj))(RN(dφ(Xi),dφ(Xj))τ(φ)),Ω0C(φ1TN);Ω1(X)=RN(RN(dφ(X),dφ(Xj))τ(φ),τ(φ))dφ(Xj),Ω1A1(φ1TN);ξ1=(NRN)(dφ(Xj),RN(dφ(Xi),dφ(Xj))τ(φ),τ(φ),dφ(Xi)),ξ1C(φ1TN).

    Remark 2.2. We point out that the Euler-Lagrange equation τES4(φ)=0 is a semi-linear elliptic system of order 8. The leading terms are given by τ4(φ), while ˆτ4(φ) is a differential operator of order 4.

    In the case that the target manifold (Nn,h) is a real space form Nn(ϵ) with constant curvature ϵ the first variational formula of ˆE4(φ) simplifies and we have:

    ddtˆE4(φt)|t=0=12M2RN(φXiV,dφ(Xj))τ(φ)+RN(dφ(Xi),dφ(Xj))(¯ΔVtraceRN(dφ(),V)dφ()),RN(dφ(Xi),dφ(Xj))τ(φ) dV. (2.2)

    We have to compute all the terms on the right hand side of (2.2). Recall that

    RN(φXiV,dφ(Xj))τ(φ),RN(dφ(Xi),dφ(Xj))τ(φ)=divY+dΩ1,V,

    where Ω1A1(φ1TN) is defined as

    Ω1(X)=RN(RN(dφ(X),dφ(Xj))τ(φ),τ(φ))dφ(Xj)

    and Y=Ω1(Xk),VXk is a well-defined, global vector field on M. Next, for our purposes, it turns out to be useful to define the following vector field:

    Z=τ(φ),dφ(Xk)Xk=(divS),

    where S is the stress-energy tensor field associated to φ. Clearly, we have

    divZ=|τ(φ)|2+dφ,φτ(φ).

    We can now state the main result in the context of maps into a space form:

    Theorem 2.3. [6] In the case that (Nn,h)=Nn(ϵ) the terms in the expression of τES4(φ) given by (2.1) simplify as follows:

    ξ1=0,Ω0=2ϵ2(tracedφ(),dφ(Z)dφ()|dφ|2dφ(Z)),Ω1=ϵ2(|Z|2dφ()Zdφ(Z)dφ(Z),dφ()τ(φ)+|dφ|2Zτ(φ)).

    We observe that if Rφ(X,Y)τ(φ)=0 for any X,YC(TM), then φ is an absolute minimum for ˆE4(φ) and so it is a critical point for ˆE4(φ). As an application, we have (see [6]):

    Proposition 2.4. Let φ:(Mm,g)(Nn,h) be a smooth map. Assume that Rφ(X,Y)τ(φ)=0 for any X,YC(TM). Then φ is a critical point of EES4 if and only if it is a critical point of E4.

    Corollary 2.5. Let φ:(Mm,g)Nn(ϵ) be a smooth map. Assume that τ(φ) is orthogonal to the image of the map. Then φ is ES-4-harmonic if and only if it is 4-harmonic. In particular, if φ:MmNn(ϵ) is an isometric immersion, then it is ES-4-harmonic if and only if it is 4-harmonic.

    Let us consider a smooth map φ:(Mm,g)(Nn,h) and, for simplicity, assume that M is compact. We consider a two-parameter smooth variation of φ, that is a smooth map

    Φ:R×R×MN,(t,s,p)Φ(t,s,p)=φt,s(p)

    such that φ0,0(p)=φ(p) for any pM. To any given two-parameter variation of φ we associate the corresponding variation vector fields, i.e., the sections V,WC(φ1TN) which are defined by

    V(p)=ddtφt,0(p)|t=0Tφ(p)N,W(p)=ddsφ0,s(p)|s=0Tφ(p)N.

    We will now compute

    2tsˆE4(φt,s)|(t,s)=(0,0)

    starting with

    sˆE4(φt,s)|(t,s)=(t,0)=12MΦs(t,0,p)RΦ(Xi,Xj)˜τ,Rφt,0(Xi,Xj)τ(φt,0) dV,

    where ˜τC(Φ1TN) is defined by

    ˜τ(t,s,p)=τ(φt,s)pTφt,s(p)N.

    Then we find

    2tsˆE4(φt,s)|(t,s)=(0,0)=12M(Φt(0,0,p)ΦsRΦ(Xi,Xj)˜τ,Rφ(Xi,Xj)τ(φ)+Φs(0,0,p)RΦ(Xi,Xj)˜τ,Φt(0,0,p)RΦ(Xi,Xj)˜τ) dV. (2.3)

    Even if Rφ(X,Y)τ(φ)=0 for any X,YC(TM), so that φ is a critical point of ˆE4, the Hessian of ˆE4 can be different from zero. Indeed, in this case we have

    2tsˆE4(φt,s)|(t,s)=(0,0)=12MΦs(0,0,p)RΦ(Xi,Xj)˜τ,Φt(0,0,p)RΦ(Xi,Xj)˜τ dV

    and this term will not vanish in general. We can conclude that, if Rφ(X,Y)τ(φ)=0 and φ is a critical point for both EES4 and E4, then the stability of φ may depend on which of the two functionals we are actually considering. Since, in this case, φ is an absolute minimum point for ˆE4, its index computed with respect to EES4 could be smaller than the one computed using E4. However, in the case of a one-dimensional domain, there is no difference.

    The previous discussions suggest that, in general, the notions of r-harmonicity and ESr-harmonicity display significant differences. However, we have the following surprising result:

    Theorem 2.6. [6] Theorems1.1 and 1.2 hold with the word r-harmonic replaced by ESr-harmonic.

    The proof of this result requires essentially two ingredients. One is the explicit computation of the terms involving d2. The other key tool is Proposition 2.8 below, which says that we can apply a rather general theorem of Palais which ensures the validity of the so-called principle of symmetric criticality. This result of Palais can be found in [42], p.22. However, since the paper [42] is written using a rather obsolete notation, we rewrite it here in a form which is suitable for our purposes. In order to do this, let us assume that G is a Lie group which acts on both M and N. Then G acts on C(M,N) by (gφ)(x)=gφ(g1x), xM. We say that a map φ is G-equivariant (shortly, equivariant) if gφ=φ for all gG. Now, let E:C(M,N)R be a smooth function. Then we say that E is G-invariant if, for all φC(M,N), E(gφ)=E(φ) for all gG. Now we can recall the Palais result in this context:

    Theorem 2.7. [42] Let M,N be two Riemannian manifolds and assume that G is a compact Lie group which acts on both M and N. Let E:C(M,N)R be a smooth, G-invariant function. If φ is G-equivariant, then φ is a critical point of E if and only if it is stationary with respect to G-equivariant variations, i.e., variations φt through G-equivariant maps.

    Palais observed in [42] that, if G is a group of isometries of both M and N, then the volume functional and the energy functional are both G-invariant and so the principle of symmetric criticality stated in Theorem 2.7 applies in both cases: the first, beautiful instances of this type can be found in the paper [21] for minimal submanifolds and in [44] for harmonic maps. It is also easy to show that the same is true for the bienergy functional: this is a special case in a more general setting of a reduction theory for biharmonic maps developed in [33,34]. Now we shall extend this to the Eells-Sampson functionals EESr(φ), r3. In particular, using Theorem 2.7, we could prove the following basic result:

    Proposition 2.8. [6] Let M,N be two Riemannian manifolds and assume that G is a compact Lie group which acts by isometries on both M and N. If φ is a G-equivariant map, then φ is a critical point of EESr(φ) if and only if it is stationary with respect to G-equivariant variations.

    Remark 2.9. The conclusion of Proposition 2.8 is true also for the r-energy functional Er(φ).

    Remark 2.10. Theorems 1.1, 1.2 and 2.6 were first proved for r=2 (see [8] and [23]) and r=3 (see [28]). The proofs given in [8,23,28] do not use the methods of equivariant differential geometry, but they are based on geometric constraints which the second fundamental form of a biharmonic, or 3-harmonic, immersion into Sn must satisfy. By contrast, we point out that the use of the principle of symmetric criticality of Proposition 2.8 enabled us to prove the existence of G-equivariant critical points even if the explicit general expression of the ESr-tension field is not available. For this reason, this seems to be a very convenient approach to the study of the Eells-Sampson functionals EESr(φ).

    To our knowledge, no work in the literature clarifies and proves in which contexts the Condition (C) of Palais-Smale holds for the ESr-energy (r-energy) functionals. A general belief (see [13,15,25]) is that, if 2r>dimM and the curvature of the target is non-positive, then the ESr-energy (r-energy) functionals may satisfy Condition (C). But, for each of these functionals, a further difficulty in the search of proper critical points is the fact that the minimum point in a given homotopy class can very well be reached by a harmonic map. By contrast, when the target has positive curvature, there is little hope that these higher order energy functionals satisfy Condition (C). The following result displays a homotopy class where the ES4-energy functional does not reach the infimum.

    Theorem 2.11. [6] Let T2 denote the flat 2-torus. Then

    Inf{EES4(φ):φC(T2,S2),φhasdegreeone}=0. (2.4)

    Moreover, the functional EES4(φ) does not admit a minimum in the homotopy class of maps φ:T2S2 of degree one.

    The conclusion (2.4) in Proposition 2.11 was obtained by Lemaire (see [25]) in the case of the bienergy. It was pointed out in [6] that the same conclusion holds for E3(φ), E4(φ) and, more generally, for r5. We end this section with some open questions in this context.

    Problem 2.12. Compute the Euler-Lagrange equation for EESr(φ), r5.

    Problem 2.13. Simplify the expression (2.3) of the second variation operator associated to ˆE4(φ), and apply it to some specific instance.

    Problem 2.14. When dimM=2, the energy functional is invariant with respect to conformal transformations of the domain. When m=4, the relationship between the bienergy and conformal changes has been thoroughly studied (see [1,2,32], for instance) and has produced several interesting examples. In particular, we know that the inverse stereographic projection from Rn to Sn{Pole} is a proper conformal biharmonic diffeomorphism. When m=2r, the functionals EESr(φ) and Er(φ) are invariant under homothetic changes of the metric on the domain. It would be interesting to explore the relationship between EESr(φ) (or Er(φ)) and conformal transformations when dimM=2r.

    Problem 2.15. Establish a version of the unique continuation principle for the functionals EESr(φ) and Er(φ), r3 (see [7,43] for the cases r=1,2).

    Problem 2.16. Develop a theory of interior regularity for the critical points of the functionals EESr(φ) and Er(φ), r3. In this context, we cite [22,24] for the case r=2. As for r3, we mention the papers [16] for maps from domains in Rn, and [17] for maps into spheres.

    In this section, we study SO(p+1)×SO(q+1)-invariant 3-harmonic submanifolds of the Euclidean space. The original motivation to develop a theory of G-invariant submanifolds (see [21]) was the search of examples of solutions of geometrically relevant partial differential equations or systems of equations. In this order of ideas, we first cite the counterexamples for classical (see [3]) and spherical (see [19]) Bernstein problems. In the same spirit, Hsiang [20] also proved the existence of non-Euclidean CMC immersions of Sn into Rn+1, n3. By contrast, in the context of biharmonic immersions, the study of G-invariant submanifolds has contributed to substantiate the validity of the Chen conjecture (see [18], [30], [31]). In particular, we proved:

    Theorem 3.1. [31] Let G be a cohomogeneity two group of isometries acting on Rn (n3). Then any Ginvariant biharmonic hypersurface in Rn is minimal.

    In the case of 3-harmonic immersions, aside from the above mentioned case of curves (see [26]), very little is known. Here we shall develop some new material which may prove useful to study the Maeta conjecture in the case of G=SO(p+1)×SO(q+1)-invariant submanifolds of Rn, n=p+q+2. In particular, as a first result, we shall extend the method of [33] to obtain the relevant system of ordinary differential equations for a 3-harmonic SO(p+1)×SO(q+1)-invariant hypersurface of Rn (our analysis will include, as a special instance, the case of rotation hypersurfaces in Rn, n3). We shall illustrate the difficulties which arise when we want to apply the standard existence and uniqueness theorems for ordinary differential equations. In particular, we shall see that not even local existence of non-minimal 3-harmonic G-invariant submanifolds can be deduced using these methods.

    Assuming the canonical splitting Rn=Rp+1×Rq+1, we can suppose that an SO(p+1)×SO(q+1)-invariant immersion into Rn is described as follows:

    φγ:M=Sp×Sq×IRp+1×Rq+1=Rn(w,z,s)(x(s)w,y(s)z), (3.1)

    where IR is an open interval and x(s),y(s) are smooth positive functions on I. We shall also assume that

    ˙x2+˙y2=1, (3.2)

    so that the induced metric on the domain in (3.1) is given by:

    g=x2(s)gSp+y2(s)gSq+ds2, (3.3)

    where gSp and gSq denote the Euclidean metrics of the unit spheres Sp and Sq respectively. We shall work in the framework of equivariant differential geometry (see [19]). In particular, in this case the orbit space coincides with the flat Euclidean first quadrant

    Q=Rn/G={(x,y)R2:x,y0}

    and the orbit Volume function is V(s)=xp(s)yq(s). We note that regular (i.e., corresponding to a point (x,y) with both x,y>0) orbits are of the type Sp×Sq. The orbit associated to the origin is a single point, while the other points on the x-axis (respectively, the y-axis) correspond to Sp (respectively, Sq).

    Definition 3.2. The curve γ(s)=(x(s),y(s)) in the orbit space Q, where x(s),y(s) are the functions which appear in (3.1), is called the profile curve associated to the equivariant immersion.

    The general, basic principle of equivariant differential geometry (see [42]) can be roughly stated by saying that a G-invariant submanifold is a critical point of a G-invariant functional provided that the profile curve γ satisfies a suitable system of ordinary differential equations. Our basic result in this context is the following:

    Theorem 3.3. Consider an SO(p+1)×SO(q+1)-invariant submanifold of Rn, n=p+q+2, as in (3.1), and assume that (3.2) holds. Then the 3-tension field of φγ is the horizontal lift, with respect to the canonical projection π:RnQ, of

    τ3,xx+τ3,yy,where
    τ3,x=12x5y5[(4+p)py5(p25p˙x2+(2p2+3p12)˙x6+˙x4(12+2pp2+p(3+2p)˙y2))+2pxy4(5pq˙x˙y(12+p+2p2)q˙x5˙y+5py¨x+(8437p8p2+2p3)y˙x4¨x+y˙x2(30+p+p2+p(129p+p2)˙y2)¨x+˙x3˙y((63p+p2)q2(2+p)pq˙y2+p(87p+p2)y¨y))+px2y3(3y2(2p+(2+p)p˙y2¨x22(2+p)q˙x4((3+p+q)˙y2(3+p)y¨y)+2y˙x3((38+p+5p2)q˙y¨x+(34+11p+3p2)yx(3))+2y˙x(2(3+p)pq˙y3¨x+˙y¨x((2+p)q+p(12+7p)y¨y)2(2+p)yx(3)+2(2+p)py˙y2x(3))+˙x2(2pq(3+p+q)˙y4+q˙y2((2+p)(p+q)+4p(5+2p)y¨y)+y2(6(26+9p+2p2)¨x2+p(4+3p)¨y2)+2p(5+3p)y2˙yy(3)))+2px3y2(q˙x3(2(3+p(1+q)+q)˙y3+(9+2q+p(3+2q))y˙y¨y+(3+p)y2y(3))+y˙x2(q(17+6q+p(5+4q))˙y2¨x+(17+3p)qy˙yx(3)+y((17+5p)q¨x¨y(11+p)yx(4)))+y(p(3+q)q˙y4¨x+2pqy˙y3x(3)+y˙y(2(q2py¨y)x(3)+5py¨xy(3))+˙y2(q¨x(2+pq+10py¨y)+py2x(4))y(2q¨x¨y+y(2(6+p)¨x32p¨x¨y2+x(4))))+˙x(2p(2+q)q˙y5+q˙y3((1+p)(2+q)+p(13+5q)y¨y)+8pqy2˙y2y(3)+y2(qy(3)+y((477p)¨xx(3)+3p¨yy(3)))+y˙y((3+2pq)q¨y+qy(3(9+p)¨x2+10p¨y2)+3py2y(4))))+px4y(q3+q(12+11q2q2)˙y6+qy2(1+(6+q)˙x2)¨y2+q˙y4(126q+q2+(12+q2q2)˙x2+4(108q+q2)y¨y)+2qy˙y3((12+q+q2)˙x¨x+(9+5q)yy(3))+q˙y2(5q+2y(3(2+q)+(12q+q2)˙x2)¨y+y2(3(4+q)¨x2+(34+20q)¨y22(7+q)˙xx(3))+8y3y(4))2qy3(6¨x2¨y2¨y3+7˙x¨yx(3)+6˙x¨xy(3)+˙x2y(4))+y4(13(x(3))2+(y(3))218¨xx(4)+2¨yy(4)6˙xx(5))+2y2˙y(qy(3)+4q˙x2y(3)+y(13q¨xx(3)+12q¨yy(3))q˙x((18+q)¨x¨y+5yx(4))+y2y(5)))2x5(q˙x(3(86q+q2)˙y5+(60+39q5q2)y˙y3¨y+(2011q+q2)y2˙y2y(3)+y2˙y((3015q+q2)¨y2+(5+2q)yy(4))+y3((10+3q)¨yy(3)+yy(5)))+y(3q(86q+q2)˙y4¨x+q(149q+q2)y˙y3x(3)+qy˙y2((4829q+3q2)¨x¨y+3(2+q)yx(4))+qy2˙y(3(7+3q)¨yx(3)+(16+7q)¨xy(3)+3yx(5))+y2(4q¨x((3+q)¨y2+yy(4))+y(7qx(3)y(3)+6q¨yx(4)+yx(6)))))]τ3,y=12x5y5[(q(2q35q224q+48)˙y6+q(q3+6q2+(2q211q+12)˙x2q+4q2(2q38q237q+84)y¨y48)˙y42qy(q(q27q+8)˙x¨x+(3q2+11q34)yy(3))˙y3q(2(q11)y(4)y3+(q(3q4)¨x2+2(3(2q2+9q26)¨y2+q(3q5)˙xx(3)))y2+2(q2+(q29q+12)˙x2q+q30)¨yy+5(q4)q)˙y22qy2(3y(5)y2+(3q¨xx(3)+(477q)¨yy(3))y+2(q2)q˙x2y(3)2(q2)y(3)+q˙x((7q12)¨x¨y+3yx(4)))˙y(q4)q3+3qy2((q2)q˙x2+q2)¨y210q2y¨y2qy3(2(q6)¨y3+2q¨x2¨y+5q˙xx(3)¨y+4q˙x¨xy(3)+(q˙x21)y(4))qy4((x(3))213(y(3))2+2(¨xx(4)9¨yy(4)+˙xx(5)))+2y5y(6))x5+2py(2q2((q2)˙y3(q3)y¨y˙yy2y(3))˙x32qy(q(2q5)¨x˙y2+4qyx(3)˙y+y(5q¨x¨y+2yx(4)))˙x2+(q(2q2+q12)˙y5q(q23q+(5q2+q38)y¨y6)˙y3q(3q+17)y2y(3)˙y2q(5y(4)y3+(10q¨x2+3(q+9)¨y2)y2(q2)¨yy+5q)˙y+y2(3y(5)y2+(13q¨yy(3)12q¨xx(3))y+2qy(3)))˙x+y(q(q2+q+6)¨x˙y4q(q+3)yx(3)˙y3+qy(yx(4)(5q+17)¨x¨y)˙y2+y((6y¨yq+q)x(3)+y(7q¨xy(3)+yx(5)))˙y+y((7x(3)y(3)+4¨yx(4)+6¨xy(4))y22q¨x(¨x23¨y2)y+2q¨x¨y)))x4py2(2q2((p+q3)˙y2(p3)y¨y)˙x4+2qy((5p13)q˙y¨x+(5p9)yx(3))˙x3+(2q(q+2)(p+q3)˙y4+q((q2)(p+q)+2(5q+p(4q+6)17)y¨y)˙y22(p7)qy2y(3)˙y+y(6(p2)y(4)y2+q((20p34)¨x23(p4)¨y2)y+2q(p+q+2)¨y))˙x2+2y(q(2p(q+1)3(q+3))¨x˙y3+4qyx(3)˙y2+((52p)x(4)y2+q¨x(p+2q(p18)y¨y+3))˙y+y((q+(167p)y¨y)x(3)+3(73p)y¨xy(3)))˙x+y2¨x(¨x((p+6)q˙y2+q8(p3)y¨y)+2(103p)y˙yx(3)))x3+2py3˙x(2(p2)q2˙y˙x42(p28p+10)qy¨x˙x3+(2q(qp+pq3)˙y3q((p2)(q+1)+(p2+p12)y¨y)˙y+(p29p+14)y2y(3))˙x2+y(¨x((p2+p+12)q˙y23(p2)q+(3p229p+48)y¨y)+(p211p+20)y˙yx(3))˙x+(p215p+30)y2˙y¨x2)x2py4((2p2+11p12)q˙x6+((2p2+p+12)q˙y2+(p26p+12)q+6(p26p+8)y¨y)˙x4+2(5p239p+60)y˙y¨x˙x35pq˙x2+p2q)x+6p(p26p+8)y5˙x5˙y] (3.4)

    In particular, a map φγ as in (3.1), which satisfies (3.2), defines a 3-harmonic submanifold if and only if its profile curve γ(s)=(x(s),y(s)) satisfies the ODE's system

    τ3,x=0,τ3,y=0. (3.5)

    The case of rotation hypersurfaces can be deduced by Theorem 3.3. Indeed, considering the special case of surfaces into R3 for simplicity, we have:

    Corollary 3.4. Let

    φrot:M=S1×IR2×R=R3(w,s)(x(s)w,y(s)),

    where IR is an open interval, x(s),y(s) are smooth functions on I and x(s)>0 on I. Assume that (3.2) holds. Then φrot defines a 3-harmonic rotation surface in R3 if and only if (3.5) holds, where:

    τ3,x=[x4(y(3))22x4y(5)˙y2x4y(4)¨y8x3x(3)˙y¨y+3x2¨x2(˙y21)+21˙x6+2x5x(6)2x3x(4)˙y2+13x4(x(3))2+2x3x(4)20x3¨x3+4x˙x3(10xx(3)˙y¨y)+˙x4(82x¨x+3˙y239)+2x¨x(2x2¨y25x2y(3)˙y+9x(4)x35)+2x2˙x(3x(xx(5)y(3)¨y)+2x(3)˙y2+˙y(5¨x¨y3xy(4))2x(3)(20x¨x+1))+˙x2(x2¨y28x¨x(˙y27)+4x2y(3)˙y+90x2¨x220x(4)x3+15)+3]12x5τ3,y=[9x˙x4¨y+9˙x5˙y+2x˙x3(3xy(3)13¨x˙y)+x2˙x2(10x(3)˙y+22¨x¨y3xy(4))+x3(8¨x2¨y+¨x(6xy(4)7x(3)˙y)+x(x(5)˙y+4x(4)¨y+7x(3)y(3)+xy(6)))+x2˙x((16¨x23xx(4))˙y+3x(3x(3)¨y4y(3)¨x+xy(5)))]1x5 (3.6)

    Remark 3.5. Inspection of (3.4) and (3.6) shows that system (3.5) is always of the type

    {x(6)=F(x,˙x,¨x,x(3),x(4),x(5),y,˙y,¨y,y(3),y(4),y(5))y(6)=H(x,˙x,¨x,x(3),x(4),x(5),y,˙y,¨y,y(3),y(4),y(5)) (3.7)

    for some suitable smooth functions F and H. It follows easily that the standard local existence and uniqueness theorem for ordinary differential equations can be applied and ensures the existence of local solutions of (3.5). Moreover, the initial conditions at some s=s0 can easily be chosen in such a way that their associated tension field does not vanish, so that they would not correspond to harmonic maps. The problem is that, so doing, nothing guarantees that (3.2) holds and, consequently, these maps may well not be isometric immersions. The same applies to the maps of Corollary 3.4.

    Proof of Theorem 3.3. We adapt to the 3-energy the method introduced in [33] (see [33], alternative proof of Proposition 4.3). The ideas behind this proof are conceptually not difficult. However, as a look at (3.4) may suggest, the involved computations are huge. Therefore, it is wise to carry them out by means of a suitable software (we used Wolfram Mathematica®). Here we describe the theoretical steps. First, we fix on the domain a metric

    g0=x20(s)gSp+y20(s)gSq+ds2,

    where x0(s), y0(s) are smooth positive functions which verify (3.2). Also, we set V0(s)=xp0(s)yq0(s). Now, the first idea is to find the system of equations which defines when a map of the type (3.1) (without assuming (3.2)) is 3-harmonic with respect to the metric g0. Then, setting x0(s)=x(s), y0(s)=y(s) into this system of equations, we shall obtain (3.5). Now, the energy of a map of the type (3.1) with respect to g0 is given by

    E(φγ)=ω0IL(s,x,˙x,y,˙y)ds,

    where ω0=Vol(Sp)Vol(Sq) and the Lagrangian L is the product of the energy density and the volume term as follows:

    L=e(φγ)V0(s),where
    e(φγ)=12[˙x2(s)+˙y2(s)+px2(s)x20(s)+qy2(s)y20(s)].

    Now, as in [33], the tension field τ(φγ) is the horizontal lift of

    τxx+τyy,where
    τx=1V0[dds(L˙x)Lx]τy=1V0[dds(L˙y)Ly]

    We proceed in a similar fashion for the 3-energy. Indeed, computing in local coordinates with respect to g0, we obtain:

    E3(φγ)=ω0IL3(s,x,˙x,¨x,x(3),y,˙y,¨y,y(3))ds,where
    L3=12|dτ(φγ)|2V0(s)=12[˙τ2x+˙τ2y+pτ2xx20+qτ2yy20]V0(s).

    We are in the framework of Proposition 2.8: it follows that the 3-tension field τ3(φγ) with respect to g0 is a G-equivariant section. Therefore, arguing as in [33], we deduce that τ3(φγ) is the horizontal lift of

    τ3,xx+τ3,yy,where
    τ3,x=1V0[d3ds3(Lx(3))d2ds2(L¨x)+dds(L˙x)Lx]τ3,y=1V0[d3ds3(Ly(3))d2ds2(L¨y)+dds(L˙y)Ly]. (3.8)

    Finally, we compute (3.8) explicitly with the software Mathematica. Then, setting x0(s)=x(s), y0(s)=y(s) and simplifying with Mathematica we obtain (3.4).

    Proof of Corollary 3.4. As explained in [30], the calculation in this case can be performed simply by setting p=1,q=0 in (3.4) and dropping the requirement y(s)>0. Then simplification using the software Mathematica leads us to (3.6).

    Remark 3.6. In Remark 3.5 we pointed out that the standard local existence theory for ODE's does not guarantee that local solutions are isometric immersions. It is natural to try to understand whether this problem depends on the method or it represents a real difficulty. To answer this question, we dropped the assumption ˙x02+˙y02=1 and started our process with a fixed metric now given by

    g0=x20(s)gSp+y20(s)gSq+(˙x02(s)+˙y02(s))ds2.

    After the suitable adjustments in the computations, we found that a map of the type (3.1), which does not necessarily satisfies (3.2), is a 3-harmonic isometric immersion provided that the profile curve γ(s)=(x(s),y(s)) satisfies a system of the following type:

    {a11x(6)+a12y(6)=F1(x,˙x,¨x,x(3),x(4),x(5),y,˙y,¨y,y(3),y(4),y(5))a21x(6)+a22y(6)=F2(x,˙x,¨x,x(3),x(4),x(5),y,˙y,¨y,y(3),y(4),y(5)), (3.9)

    where F1,F2 are smooth functions and the coefficient matrix is given by

    A=[a11a12a21a22]=[˙y2(˙x2+˙y2)4˙x˙y(˙x2+˙y2)4˙x˙y(˙x2+˙y2)4˙x2(˙x2+˙y2)4].

    Since detA=0, system (3.9) cannot be written in the form (3.7) and therefore the standard local existence theorem for ODE's cannot be directly applied. This fact substantiates the claim that it is not easy to overcome the difficulties illustrated in Remark 3.5.

    The author was supported by Fondazione di Sardegna (Project STAGE) and Regione Autonoma della Sardegna (Project KASBA).

    Part of this work was presented in a lecture given at the international congress LICMA 2019 (Beirut, 14-19 April 2019). The author expresses here his heartfelt thanks to Prof. A. Fardoun and Prof. A. Wehbe for their kind invitation and warm hospitality. He is also very much indebted to Prof. Branding and Prof. Oniciuc for several useful comments on a first draft of this work.

    The author declares that there is no conflicts of interest in this paper.



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