Research article

The criteria for automorphisms on finite-dimensional algebras

  • Received: 06 September 2024 Revised: 05 November 2024 Accepted: 07 November 2024 Published: 15 November 2024
  • In this paper, we will establish a criterion for automorphisms of finite-dimensional algebras. As an application, we will describe all automorphisms of the single-parameter generalized quaternion algebra. Additionally, we will obtain all automorphisms of Sweedler's 4-dimensional Hopf algebra.

    Citation: Yanni Yang, Quanguo Chen. The criteria for automorphisms on finite-dimensional algebras[J]. Electronic Research Archive, 2024, 32(11): 6140-6152. doi: 10.3934/era.2024285

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  • In this paper, we will establish a criterion for automorphisms of finite-dimensional algebras. As an application, we will describe all automorphisms of the single-parameter generalized quaternion algebra. Additionally, we will obtain all automorphisms of Sweedler's 4-dimensional Hopf algebra.



    The study of algebraic automorphisms on different algebraic systems is a classic direction in algebra. Usually, it is very difficult to determine the automorphisms of an algebra. How to describe the automorphisms in an algebra is still an open problem. A well-studied example is the automorphism group of an incidence algebra [1,2]. Andruskiewitsch and Dumas studied the algebra automorphisms and Hopf algebra automorphisms of the positive part of the quantum enveloping algebra of simple complex finite-dimensional Lie algebras in [3]. For more works on the algebra automorphisms of other algebras, please refer to [4,5,6,7,8,9,10].

    The purpose of this paper is to find an effective method to determine the automorphisms of finite-dimensional algebras. Using the method, we not only describe all automorphisms of low-dimensional algebras, but also identify some good automorphisms of high-dimensional algebras.

    The paper is organized as follows:

    In Section 2, we establish a criterion for automorphisms of finite-dimensional algebras. In Section 3, as an application, we give all automorphisms of the single-parameter generalized quaternion algebra. As special cases of the single-parameter generalized quaternion algebra, all automorphisms on the semi-quaternion algebra and the split semi-quaternion algebra are given. Since Sweedler's 4-dimensional Hopf algebra, as an algebra, is a split semi-quaternion algebra, all algebraic automorphisms in Sweedler's 4-dimensional Hopf algebra are described.

    Throughout the paper, R denotes the real number field. All algebras are over R, and linear refers to R-linear. Given a matrix M, MT denotes the transpose of M.

    Let

    η1=(100),η2=(010),,ηn=(001)

    be the standard basis of Rn.

    Let A be a finite-dimensional algebra with unit 1 and generators g1,g2,,gs which are subject to certain relationships. Assume that {α1=1,α2,,αn} is a basis for A. Using the relationships among the gi, we have

    (α1α2αn)(α1,α2,,αn)=U1α1+U2α2++Unαn, (2.1)

    where each Ui is a n×n digital matrix. By dividing Ui into block matrices by the columns, we obtain

    Ui=(iγ1,iγ2,,iγn), iγj=(iu1jiu2jiunj).

    Construct the following matrices

    Wi=(1γi,2γi,,nγi),i=1,2,,n.

    Definition 2.1. With the matrices Ui(i=1,2,,n) as above. We call Wi(i=1,2,,n) the matrix induced from the i-th columns of {Uj}nj=1.

    Lemma 2.2. Let P be a linear transformation on A, and

    P=(a11a12a1na21a22a2nan1an2ann)=(ξ1,ξ2,,ξn),

    the matrix of P with respect to the basis α1,α2,,αn. Then we have

    P(αi)P(αj)=(α1,α2,,αn)(ξjξjξj)TCTξi, (2.2)

    for all i,j=1,2,,n, where

    C=(U1,U2,,Un).

    Proof. For all i,j, since

    P(αi)P(αj)=ξTi(α1α2αn)(α1,α2,,αn)ξj=ξTi(U1α1+U2α2++Unαn)ξj=ξTiU1ξjα1+ξTiU2ξjα2++ξTiUnξjαn=ξTiC(ξjξjξj)(α1α2αn),

    it follows that (2.2) holds.

    Example 2.3. Recall that a single-parameter quaternion q is an expression of the form

    q=a0+a1e1+a2e2+a3e3,

    where a0,a1,a2,a3 are real numbers and e1,e2,e3 satisfy the following equalities:

    e21=μ,e22=0,e23=0,e1e2=e3=e2e1,e2e3=0=e3e2,e3e1=μe2=e1e3,

    where 0μR. The set of single-parameter quaternions is denoted by Hμ[8], and Hμ is an associative algebra. We call Hμ an algebra of single-parameter quaternions (or single-parameter quaternion algebra).

    Observe that Hμ is a 4-dimensional algebra with basis 1,e1,e2,e3. By computing

    (1e1e2e3)(1,e1,e2,e3)=(1e1e2e3e1μe3μe2e2e300e3μe200)=(10000μ0000000000)1+(0100100000000000)e1+(0010000μ10000μ00)e2+(0001001001001000)e3.

    We have the corresponding Ui(i=1,2,3,4) as follows:

    U1=(10000μ0000000000),U2=(0100100000000000),U3=(0010000μ10000μ00),
    U4=(0001001001001000).

    Thus we have

    C=(10000100001000010μ001000000μ00100000000010000100000000000μ001000).

    Let P be a linear transformation on Hμ, and

    P=(a11a12a13a14a21a22a23a24a31a32a33a34a41a42a43a44)=(ξ1,ξ2,ξ3,ξ4),

    the matrix of P with respect to the basis α1=1,α2=e1,α3=e2,α4=e3. For instance, we aim to compute P(e1)P(e2), i.e., P(α2)P(α3). Since

    (a13000a23000a33000a430000a13000a23000a33000a430000a13000a23000a33000a430000a13000a23000a33000a43)TCT(a12a22a32a42)=(a12a13a22a23μa13a22+a12a23a22a43μ+a23a42μ+a13a32+a12a33a23a32+a22a33+a13a42+a12a43)

    by Lemma 2.2, we have

    P(e1)P(e2)=(1,e1,e2,e3)(a12a13a22a23μa13a22+a12a23a22a43μ+a23a42μ+a13a32+a12a33a23a32+a22a33+a13a42+a12a43).

    Theorem 2.4. With notation as shown in Lemma 2.2. Then P is an automorphism if and only if ξ1=η1 and the matrix P is an invertible matrix and satisfies the following equation:

    (W1,W2,,Wn)(P0000P00000000P)T=PTC(P0000P00000000P)K, (2.3)

    where C is shown in Lemma 2.2 and

    K=(η100η200ηn000η100η200ηn000η100η200ηn).

    Proof. From (2.1), it follows that

    αiαj=(α1,α2,,αn)(1uij2uijnuij),i,j=1,2,,n. (2.4)

    For a fixed j, by using (2.4), we have

    P(αiαj)=(α1,α2,,αn)P(1uij2uijnuij).

    Since P(αiαj)=P(αi)P(αj), for all i, it follows that

    (ξjξjξj)TCTξi=P(1uij2uijnuij),

    which is equivalent to

    (ξjξjξj)TCTP=P(1u1j1u2j1unj2u1j2u2j2unjnu1jnu2jnunj)=PWTj.

    Thus

    (W1,W2,,Wn)(P0000P00000000P)T=PTC(ξ100ξ200ξn000ξ100ξ200ξn000ξ100ξ200ξn)=PTC(P0000P00000000P)K.

    From P(1)=1, we obtain ξ1=η1. The proof is completed.

    Example 2.5. Let Ui(i=1,2,3,4) and C be given in Example 2.3. By Definition 2.1, we can obtain the desired Wi(i=1,2,3,4) as follows:

    W1=(1000010000100001),W2=(0100μ000000100μ0),W3=(0010000100000000),
    W4=(000100μ000000000).

    Thus, we have

    (W1,W2,W3,W4)=(10000100001000010100μ000000100μ00010000100000000000100μ000000000)

    and

    K=(1000000000000000000010000000000000000000100000000000000000001000010000000000000000000100000000000000000001000000000000000000010000100000000000000000001000000000000000000010000000000000000000100001000000000000000000010000000000000000000100000000000000000001).

    In this section, we consider the application of Theorem 2.4 to Hμ. To describe all automorphisms on Hμ, we need to determine the matrices P that satisfy the condition (2.3). Let

    P=(1a12a13a140a22a23a240a32a33a340a42a43a44).

    Since

    LHS of (2.3)=(W1,W2,W3,W4)(P0000P0000P0000P)T=(10000100001000010100μ000000100μ00010000100000000000100μ000000000)(1a12a13a140000000000000a22a23a240000000000000a32a33a340000000000000a42a43a4400000000000000001a12a13a140000000000000a22a23a240000000000000a32a33a340000000000000a42a43a4400000000000000001a12a13a140000000000000a22a23a240000000000000a32a33a340000000000000a42a43a4400000000000000001a12a13a140000000000000a22a23a240000000000000a32a33a340000000000000a42a43a44)T=(M1,M2,M3,M4),

    where

    M1=(1000a12a22a32a42a13a23a33a43a14a24a34a44),M2=(a12a22a32a42μ000a14a24a34a44a13μa23μa33μa43μ),
    M3=(a13a23a33a43a14a24a34a4400000000),M4=(a14a24a34a44a13(μ)a23(μ)a33(μ)a43(μ)00000000),

    and

    RHS of (2.3)=PTC(P0000P00000000P)K=(1a12a13a140a22a23a240a32a33a340a42a43a44)T(10000100001000010μ001000000μ001000000000010001000000000000μ01000)(1a12a13a140000000000000a22a23a240000000000000a32a33a340000000000000a42a43a4400000000000000001a12a13a140000000000000a22a23a240000000000000a32a33a340000000000000a42a43a4400000000000000001a12a13a140000000000000a22a23a240000000000000a32a33a340000000000000a42a43a4400000000000000001a12a13a140000000000000a22a23a240000000000000a32a33a340000000000000a42a43a44)(1000000000000000000010000000000000000000100000000000000000001000010000000000000000000100000000000000000001000000000000000000010000100000000000000000001000000000000000000010000000000000000000100001000000000000000000010000000000000000000100000000000000000001)=(N1,N2,N3,N4),

    where

    N1=(1000a12a22a32a42a13a23a33a43a14a24a34a44),
    N2=(a12a22a32a42a212a222μ2a12a222a12a322a12a42a12a13a22a23μa13a22+a12a23a23a42μ+a22a43μ+a13a32+a12a33a23a32a22a33+a13a42+a12a43a12a14a22a24μa14a22+a12a24a24a42μ+a22a44μ+a14a32+a12a34a24a32a22a34+a14a42+a12a44),
    N3=(a13a23a33a43a12a13a22a23μa13a22+a12a23a22a43μ+a23a42μ+a13a32+a12a33a23a32+a22a33+a13a42+a12a43a213a223μ2a13a232a13a332a13a43a13a14a23a24μa14a23+a13a24a24a43μ+a23a44μ+a14a33+a13a34a24a33a23a34+a14a43+a13a44),
    N4=(a14a24a34a44a12a14a22a24μa14a22+a12a24a22a44μ+a24a42μ+a14a32+a12a34a24a32+a22a34+a14a42+a12a44a13a14a23a24μa14a23+a13a24a23a44μ+a24a43μ+a14a33+a13a34a24a33+a23a34+a14a43+a13a44a214a224μ2a14a242a14a342a14a44),

    we have Mi=Ni(i=1,2,3,4), and obtain the following system of equations:

    a222μa212μ=0, (a1)
    2a12a22=0, (a2)
    2a12a32=0, (a3)
    2a12a42=0, (a4)
    a22a23μa12a13+a14=0, (a5)
    a13a22a12a23+a24=0, (a6)
    a23a42μ+a22a43μa13a32a12a33+a34=0, (a7)
    a23a32a22a33a13a42a12a43+a44=0, (a8)
    a13(μ)+a22a24μa12a14=0, (a9)
    a23μa14a22a12a24=0, (a10)
    a33μa24a42μ+a22a44μa14a32a12a34=0, (a11)
    a43μ+a24a32a22a34a14a42a12a44=0, (a12)
    a22a23μa12a13a14=0, (a13)
    a13a22a12a23a24=0, (a14)
    a23a42μa22a43μa13a32a12a33a34=0, (a15)
    a23a32+a22a33a13a42a12a43a44=0, (a16)
    a223μa213=0, (a17)
    2a13a23=0, (a18)
    2a13a33=0, (a19)
    2a13a43=0, (a20)
    a23a24μa13a14=0, (a21)
    a14a23a13a24=0, (22)
    a24a43μ+a23a44μa14a33a13a34=0, (a23)
    a24a33a23a34a14a43a13a44=0, (a24)
    a13μ+a22a24μa12a14=0, (a25)
    a23μa14a22a12a24=0, (a26)
    a33μ+a24a42μa22a44μa14a32a12a34=0, (a27)
    a43μa24a32+a22a34a14a42a12a44=0, (a28)
    a23a24μa13a14=0, (a29)
    a14a23a13a24=0, (a30)
    a24a43μa23a44μa14a33a13a34=0, (a31)
    a24a33+a23a34a14a43a13a44=0, (a32)
    a224μa214=0, (a33)
    2a14a24=0, (a34)
    2a14a34=0, (a35)
    2a14a44=0. (a36)

    All automorphisms on Hμ can be described as follows:

    Theorem 3.1. Each automorphism P on Hμ has one of the following forms:

    (i) P(1)=1, P(e1)=e1+ae2+de3, P(e2)=be2+cμe3, P(e3)=ce2be3,

    (ii) P(1)=1, P(e1)=e1+ae2+de3, P(e2)=be2cμe3, P(e3)=ce2+be3,

    where a,b,c,d are parameters and μb2+c2μ0.

    Proof. From (a6) and (a14), we obtain a24=0. Therefore, from (a33), we have a14=0. Taking a24=0 and a14=0 in (a25) and (a26) yields a13=a23=0.

    If a12=0, then, from (a1), we have a22=1 or 1. If a22=1, then the system of Eqs (a1)–(a36) is equivalent to the following system of equations

    a43μ+a34=0,a44a33=0.

    Thus, we obtain the desired P as follows:

    P=(100001000a32a33a340a42a34μa33),

    which is just the (ⅱ) of Theorem 3.1. If a22=1, then we get the (ⅰ) of Theorem 3.1.

    If a120, from (a34)–(a36), one has a34=a44=0, which makes P degenerate.

    If μ=1, then Hμ is the algebra of semi-quaternions. If μ=1, then Hμ is the algebra of split semi-quaternions. By applying Theorem 3.1 to these special cases, we have the following:

    Corollary 3.2. Each automorphism P on the algebra of semi-quaternions has one of the following forms:

    (i) P(1)=1, P(e1)=e1+ae2+de3, P(e2)=be2+ce3, P(e3)=ce2be3,

    (ii) P(1)=1, P(e1)=e1+ae2+de3, P(e2)=be2ce3, P(e3)=ce2+be3,

    where a,b,c,d are parameters and b2+c20.

    Corollary 3.3. Each automorphism P on the algebra of split semi-quaternions has one of the following forms:

    (i) P(1)=1, P(e1)=e1+ae2+de3, P(e2)=be2ce3, P(e3)=ce2be3,

    (ii) P(1)=1, P(e1)=e1+ae2+de3, P(e2)=be2+ce3, P(e3)=ce2+be3,

    where a,b,c,d are parameters and c2b20.

    Corollary 3.3 gives us an extra surprise. Using Corollary 3.3, we can determine all automorphisms on Sweedler's 4-dimensional Hopf algebra. First, recall that Sweedler algebra H4 is generated by two elements g and ν subject to

    g2=1,ν2=0,gν+νg=0.

    The comultiplication, antipode, and counit of H4 are given by

    Δ(g)=gg,Δ(ν)=gν+ν1,ε(g)=1,ε(ν)=0,S(g)=g,S(ν)=gν.

    Note that the dimension of H4 is four with 1,g,ν,gν forming a basis for H4. By setting e1=g,e2=ν,e3=gv, we see that H4 as an algebra is a split semi-quaternion algebra. Thus, by Corollary 3.3, we have the following result.

    Corollary 3.4. Each automorphism P on Sweedler's 4-dimensional Hopf algebra has one of the following forms:

    (i) P(1)=1, P(g)=g+aν+dgν, P(ν)=bνcgν, P(gν)=cνbgν,

    (ii) P(1)=1, P(g)=g+aν+dgν, P(ν)=bν+cgν, P(gν)=cν+bgν,

    where a,b,c,d are parameters and c2b20.

    The authors declare they have not used Artificial Intelligence (AI) tools in the creation of this article.

    The authors sincerely thank the referees for numerous very valuable comments and suggestions on this article. This work was supported by the National Natural Science Foundation of China (No. 12271292), the Natural Science Foundation of Shandong Province (No. ZR2022MA002) and the Natural Science Foundation of Xinjiang Uygur Autonomous Region (No. 2019D01B04).

    The authors declare there are no conflicts of interest.



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