Letter

On the relationship between the aa index and tidal forces

  • Received: 26 August 2021 Accepted: 19 October 2021 Published: 28 October 2021
  • A previously unknown relationship between the tidal forces and aa index is shown and used to discuss when the next maximum of the annual aa index is expected to occur.

    Citation: Mikhail Kovalyov. On the relationship between the aa index and tidal forces[J]. AIMS Geosciences, 2021, 7(4): 582-588. doi: 10.3934/geosci.2021034

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  • A previously unknown relationship between the tidal forces and aa index is shown and used to discuss when the next maximum of the annual aa index is expected to occur.



    It is well-known that solar activity affects the Earth, but only within the past two centuries did people realize that geomagnetic storms, presenting themselves through magnificent auroras, are caused by eruptions on the Sun. However, the relationship between solar activity and geomagnetic storms is not straightforward; as Table 1 reveals, some solar activity generates powerful solar flares that do not translate into powerful geomagnetic storms, while some geomagnetic storms follow rather puny solar flares. Nor is there a simple correspondence between coronal mass ejections and geomagnetic storms. Some authors, e.g. [1,2], and references therein, suggested that the Earth's magnetic field is affected by the tidal forces created by the Moon and Sun; their view was echoed by several websites, e.g. [3,4]. There have been attempts to predict upcoming maxima of geomagnetic indices based on the previous maxima and sunspot numbers, e.g. [5,6]. Most, if not all, authors considering the relationship between the tidal forces and geomagnetic activity discuss the proximity of geomagnetic events to different phases of the Moon. In this article we consider the annual aa index, defined at [7], as a proxy for the background geomagnetic field with short-term geomagnetic variations smoothed out. We will show that the maxima of the annual aa index occur at the time when New/Full Moon is augmented by a close perigee, a close lunar node, or a close perihelion; it is the confluence of two or more of these factors that seems to determine the maxima of the annual aa index.

    Table 1.  Most powerful solar flares and geomagnetic storms. Not all powerful solar flares are associated with powerful geomagnetic storms, and not all powerful geomagnetic storms are associated with powerful solar flares. Plenty is known about the post-1996 solar flares and geomagnetic storms, considerably less is known about the 1976–1995 ones, while the data about the pre-1976 solar flares and geomagnetic storms is incomplete and rather spotty.
    Complete data is only available since 1996
    All X4.1 solar flares in 1996 – 2021, [8] All geomagnetic storms with Kp 8 in 1996 – 2021, [9]
    2017/9/10 X8.2
    2017/9/6 X9.3 2017/9/8 Kp = 8+ Ap = 1065
    2015/6/22 Kp = 8+ Ap = 575
    two-year gap
    2014/2/25 X4.9
    two-year gap
    2012/3/7 X5.4 2012/3/9 Kp = 8 Ap = 87
    2011/8/9 X6.9
    2006/12/6 X6.5 2006/12/15 Kp = 8+ Ap = 94
    2006/12/5 X9.0
    2005/9/9 X6.2
    2005/9/8 X5.4
    2005/9/7 X17.0
    2005/8/24 Kp = 9- Ap = 102
    2005/5/15 Kp = 8+ Ap = 87
    2005/5/8 Kp = 8+ Ap = 91
    2005/1/20 X7.1 2005/1/21 Kp = 8 Ap = 66
    2004/11/10 Kp = 9- Ap = 161
    2004/11/9 Kp = 9- Ap = 119
    2004/11/8 Kp = 9- Ap = 140
    2004/11/7 Kp = 8 Ap = 50
    2004/7/27 Kp = 9- Ap = 186
    2004/7/25 Kp = 8 Ap = 154
    2003/11/4 (est) X28 2003/11/20 Kp = 9- Ap = 150
    2003/11/2 X8.3 2003/10/31 Kp = 8+ Ap = 116
    2003/10/29 X10.0 2003/10/30 Kp = 9 Ap = 191
    2003/10/28 X17.2 2003/10/29 Kp = 9 Ap = 204
    2003/10/23 X5.4
    2003/5/29 Kp = 8+ Ap = 109
    2002/7/23 X4.8
    2002/5/23 Kp = 8+ Ap = 78
    2001/12/13 X6.2 2001/11/24 Kp = 8+ Ap = 106
    2001/11/6 Kp = 9- Ap = 142
    2001/8/25 X5.3
    2001/4/15 X14.4
    2001/4/6 X5.6 2001/4/11 Kp = 8+ Ap = 85
    2001/4/2 X20.0
    2001/3/31 Kp = 9- Ap = 192
    2000/9/17 Kp = 8+ Ap = 56
    2000/7/14 X5.7 2000/7/15 Kp = 9 Ap = 164
    2000/5/24 Kp = 8 Ap = 98
    2000/4/7 Kp = 9- Ap = 74
    2000/4/6 Kp = 8+ Ap = 82
    1999/10/22 Kp = 8 Ap = 91
    1999/9/22 Kp = 8 Ap = 50
    1998/8/27 Kp = 8 Ap = 144
    1998/8/18 X4.9 1998/8/25 Kp = 8+ Ap = 117
    1998/5/4 Kp = 9- Ap = 101
    1997/11/6 X9.4
    Less data is available for 1976 – 1995, whatever is available is shown below
    All X9.0 solar flares in 1976 – 1995, [8] Most powerful geomagnetic storms in 1976 – 1995, [9]
    1995/4/7
    1994/4/17
    1992/11/2 X9.0
    1991/11/8
    1991/6/15 X12.0
    1991/6/11 X12.0
    1991/6/9 X10.0
    1991/6/6 X12.0
    1991/6/4 X12.0
    1991/6/1 X12.0
    1991/1/25 X10.0
    1990/5/24 X9.3
    1989/10/19 X13.0
    1989/9/29 X9.8
    1989/8/16 X20.0 1989/8/16
    1989/3/10 X15.0 1989/3/13
    five-year gap
    1984/5/20 X10.1
    1984/4/24 X13.0
    1982/12/17 X10.1
    1982/12/15 X12.9
    1982/7/9 X9.8
    1982/6/6 X12.0
    four-year gap
    1978/7/11 X15.0

     | Show Table
    DownLoad: CSV

    Let us first start with a few definitions. New/Full Moon recurs on average every 29.530588 days, while the perigees recur on average every 27.55455 days; and, since 29.530588×14413.428,27.55455×15413.318, the 413-day time interval is considered as the average common period of New/Full Moon and perigee. As [10] reveals, on average every 413 days New/Full Moon comes within 11 hours of a perigee. As usually, we will use syzygy to denote either New or Full Moon, and syzygy-perigee to denote a pair of a syzygy and a perigee separated by 11 hours. Although the average time between two adjacent New Moon-perigees or two adjacent Full Moon-perigees is close to 413 days, the exact number of days varies. We further define the spread of a syzygy-perigee to be the time between the syzygy and perigee in the syzygy-perigee. A syzygy-perigee is said to be synchronized within 140 minutes, or for the purpose of this article simply synchronized, if its spread is 140 minutes. A series of several consecutive synchronized syzygy-perigees will be referred to as a 140-minute synchronization period, or for the purpose of this article simply synchronization period, due to the synchronized appearance of perigees and syzygies. The core syzygy-perigee, or simply the core, of a synchronization period is the syzygy-perigee with the smallest spread. All other things being equal, the tidal force should increase during synchronization periods, reaching its maxima near the core. However, "other things" are never equal. One of the most obvious things affecting the tidal force other than syzygies and perigees, is the Earth-Moon-Sun alignment; the closer to a straight line is the alignment, the stronger is the tidal force. Thus a non-core syzygy-perigee close to an eclipse, or even a lunar node, may exert a stronger tidal force than a core syzygy-perigee removed from lunar nodes.

    Figure 1 compares the annual aa index, as a measure of the Earth's magnetic field, to sunspot numbers (SSN), as a measure of solar activity. Although the aa index overall follows the solar activity, the aa maxima seem to appear rather randomly relative to the SSN maxima. However, that is not the case. The 1870–2007 portion of Table 2 reveals that all aa maxima in 1870–2007 occurred within a year of a synchronization period. We may test the hypothesis on the 2007–2020 period, following the period of Figure 1. Indeed, the graph of the aa index in 2007–2020 available in [6,12] shows that the maximum of the annual aa index is attained in 2015 which, as Table 2 shows, was inside the 2011/3/19–2016/11/14 synchronization period. Twelve calendar years of the 14 annual aa maxima in Table 2 contained a synchronized syzygy-perigee, while two calendar years of annual aa maxima (1991, 1960) were 20 days away from a synchronized syzygy-perigee. What are the chances of that? Of the 152 years 281 days 152.8 calendar years in 1869/2/26–2021/12/4, approximately 83.8 years, or 55%, fall within a year of a synchronization period and 69 years, or 45%, are more than a year away from a synchronization period; one would expect at least some of the annual aa maxima to occur more than a year away from the synchronization periods but none did.

    Figure 1.  Sunspot numbers in yellow and annual aa index in blue, [11]. The maxima of the annual aa index in each solar cycle are marked by blue vertical lines and labeled by years; they will be referred to simply as primary aa maxima, or simply aa maxima. Secondary aa maxima are the maxima marked by pink lines. Purple horizontal intervals and red markers approximately mark, correspondingly, the 140-minute synchronization periods and core syzygy-perigees of Table 2.
    Table 2.  Fifteen synchronization periods of 1869–2020, constructed using [10]. The first two columns show synchronized syzygy-perigees with their spreads, grouped into synchronization periods; the lines between consecutive synchronization periods show the time between them. The third column shows events that may augment the tidal force. The fourth column indicates by words New and Full whether the synchronization period comprises New Moon-perigees or Full Moon-perigees and the length of the synchronization period. The fifth column shows the years of aa maxima. The 2011/3/19–2016/11/14 does not appear in Figure 1 and was added based on recent data, e.g. [12].
    synchronized syzygy-perigees sp re ad nearby eclipse, lunar node, perihelion New/Full&length aa max-ima
    2030/5/17 137 next synchronized syzygy-perigee
    2024/3/10 – 2030/5/17 = 6 years 68 days
    2024/3/10 116 New up-
    2023/1/21 4 2023/1/4 perihelion 2 y com
    2021/12/4 137 2921/12/3 eclipse 97 d ing
    2015/9/28 – 2021/12/4 = 6 years 67 days
    2015/9/28 65 2015/9/27 eclipse 2015
    2014/8/10 27 Full
    2013/6/23 23 4 y
    2012/5/6 2 2012/5/7 lunar node 193 d
    2011/3/19 59
    2005/1/10-2011/3/19 = 6 years 68 days
    2005/1/10 116 2005/1/2 perihelion New
    2003/11/23 15 2003/11/23 eclipse 2 y 2003
    2002/10/6 120 96 d
    1993/3/8 – 2002/10/6 = 9 years 212 days
    1993/3/8 71 Full
    1992/1/19 58 1992/1/18 lunar node 1 y
    (1991/7/11 was New Moon-perigee& eclipse) 48 d 1991
    1985/11/12 – 1992/1/19 = 6 years 68 days
    1985/11/12 110 1985/11/11 eclipse
    1984/9/25 20 New
    1983/8/8 13 5 y
    1982/6/21 17 1982/6/22 eclipse 241 d 1982
    1981/5/4 32
    1980/3/16 93 1980/3/14 lunar node
    1974/1/8 – 1980/3/16 = 6 years 67 days
    1974/1/8 76 1974/1/7 lunar node Full 1974
    1974/1/4 perihelion 1 y
    1972/11/20-21 55 49 d
    1963/4/23 – 1972/11/20 = 9 years 213 days
    1963/4/23 116 New
    1962/3/6 39 1962/3/4 lunar node 2 y
    1961/1/16 89 1961/1/2 perihelion 96 d 1960
    1954/11/10 – 1961/1/16 = 6 years 67 days
    1954/11/10 70
    1953/9/23 13 Full
    1952/8/5 51 1952/8/6 eclipse 5 y
    1951/6/19 55 241 d 1951
    1950/5/2 72
    1949/3/14 140 1949/3/16 lunar node
    1943/1/6 – 1949/3/14 = 6 years 67 days
    1943/1/6 30 1943/1/2 perihelion 1 y 1943
    1941/11/19 98 48 d
    1935/9/12 – 1941/11/19 = 6 years 68 days
    1935/9/12 130
    1934/7/26 104 1934/7/26 eclipse Full
    1933/6/8 99 5 y
    1932/4/20 76 241 d
    1931/3/4 11 1931/3/6 lunar node
    1930/1/14 -15 124 1930/1/3 perihelion 1930
    1923/11/8-1930/1/14 = 6 years 67 days
    1923/11/8 27
    1922/9/21 60 1922/9/21 eclipse New
    1921/8/3 79 4 y
    1920/6/16 87 192 d
    1919/4/30 107 1919/5/1 lunar node 1919
    1913/2/21 – 1919/4/30 = 6 years 68 days
    1913/2/21 117 Full
    1912/1/4 5 1912/1/3 perihelion 2 y
    1910/11/17 131 1910/11/16 eclipse 96 d 1910
    1904/9/9-1910/11/17 = 6 years 69 days
    1904/9/9 87 1904/9/9 eclipse n
    1903/7/24 69 New o
    1902/6/6 73 4 y n
    1901/4/18 41 1901/4/20 lunar node 192 d e
    1900/3/1 40
    1893/12/23 – 1900/3/1 = 6 years 68 days
    1893/12/23 114 1894/1/1 perihelion
    1892/11/4 4 1892/11/4 eclipse Full 1892
    1891/9/18 87 5 y
    1890/7/31 119 241 d
    1889/6/13 128 1889/6/14 lunar node
    1882/2/18 – 1889/6/13 = 7 years 115 days
    1882/2/18 86 New 1882
    1880/12/31 44 1880/12/30 eclipse 1 y
    1881/1/1 perihelion 49 d
    1874/10/25 – 1880/12/31 = 6 years 67 days
    1874/10/25 126 1874/10/24 eclipse
    1873/9/6 56 Full
    1872/7/20 36 5 y 1872
    1871/6/3 28 1871/6/4 lunar node 241 d
    1870/4/15 6
    1869/2/26 84 1869/2/25 lunar node

     | Show Table
    DownLoad: CSV

    Table 2 reveals that not only all 14 aa maxima occurred within a year of a synchronization period, but also 10 of them (2003, 1943, 1892; 1991, 1982, 1974, 1960, 1930, 1910, 1882), or 71%, occurred either in the year of a core syzygy-perigee, or the year before, or they year after; such years make up 3×152020186830% of all years. The 1951 and 1872 aa maxima were 2 years from the, correspondingly, 1952/8/5 and 1870/4/15 core syzygy-perigees; yet the secondary aa maxima of 1952 and 1870 were of almost the same value as the 1951 and 1872 aa maxima and within a year of the 1952/8/5 and 1870/4/15 core syzygy-perigees. Only the 2015 and 1919 aa maxima were removed from corresponding core syzygy-perigees by 2 years; again the secondary aa maxima of 2012 and 1922 were within a year of the, correspondingly, 2012/5/6 and 1923/11/8 core syzygy-perigees.

    We conclude that the aa maximum during a solar cycle is determined not just by SSN but also by the tidal force during the solar cycle, and the tidal force appears to be more important in creating the annual aa maximum of a given solar cycle than SSN.

    The maxima of the smoothed monthly mean given in Figure 1 of [6] also fall within a year of the corresponding synchronization periods from 1868 onwards.

    Other than primary aa maxima, Figure 1 also shows secondary maxima marked by pink lines. Table 3 shows that all but three of the secondary maxima coincided with the years containing simultaneous syzygy, perigee, and eclipse; the three exceptions coincided with solar maxima. Notice that the 1894 secondary maximum was merely 8 days away from the 1893/12/23 synchronized Full Moon-perigee. The 1919 aa maximum is the aa maximum farthest removed from the core syzygy-perigee of the corresponding synchronization period; castling it with the 1922 secondary maximum would have eliminated this somewhat exceptional case.

    Table 3.  Pairing secondary maxima of Figure 1 to syzygies, perigees, and eclipses, constructed using [10]. In bold are the secondary maxima that do not contain a triplet of simultaneous syzygy, perigee, and eclipse; all of them were close to solar maxima.
    secondary aa maxima same year lunar events increasing tidal force
    2012, see [12] 2012/6/3 perigee, 2012/6/3 eclipse, 2012/6/4 Full Moon;
    2012/11/14 perigee, 2012/11/14 eclipse, 2012/11/13 New Moon
    2000 2000/7/1 New Moon-perigee, 2000/7/2 eclipse;
    2000/7/30 New Moon, 2000/7/30 perigee, 2000/7/30 eclipse
    1994 1994/11/3 New Moon-perigee, 1994/11/3 eclipse;
    1994/5/24 perigee, 1994/5/24 eclipse, 1994/5/25 3:40 Full Moon;
    1989 1988/8/27 Full Moon-perigee, 1988/8/28 2:13 eclipse;
    1989/3/6 22:50 eclipse, 1989/3/7 New Moon, 1989/3/8 7:52 perigee;
    solar maximum, 1989 solar maximum
    1978 close to 1979 solar maximum
    1968 1967/11/2 1:48 - 5:49 New Moon-perigee, 1967/11/1 eclipse;
    1968 solar maximum
    1957 close to 1958 solar maximum
    1946-1947 1946/12/9 0:12 perigee, 1946/12/8 Full Moon, 1946/12/8 eclipse;
    1946/5/30 New Moon-perigee, 1946/5/31 eclipse; 1947 solar maximum
    1941 1941/3/13 Full Moon, 1941/3/14 perigee, 1941/3/14 2:45 eclipse;
    1941/11/19 synchronized New Moon-perigee
    1932 1932/3/22 Full Moon, 1932/3/22 eclipse, 1932/3/23 perigee;
    1932/4/20 synchronized Full Moon-perigee
    1926 1926/1/14 New Moon, 1926/1/14 perigee, 1926/1/14 eclipse,
    1926/1/2 perihelion
    1922 1922/9/21 synchronized New Moon-perigee, 1922/9/21 eclipse;
    1922/3/12 23:30 perigee, 1922/3/13 Full Moon, 1922/2/14 eclipse
    1916 1916/7/15 Full Moon-perigee, 1916/7/15 eclipse;
    1917/1/23 New Moon-perigee, 1917/1/22 eclipse; 1917 solar maximum
    1905 1905/2/19 18:53 Full Moon, 1905/2/20 perigee, 1905/2/20 eclipse
    may be viewed as the aa maximum corresponding to the
    1900/3/1 - 1904/9/9 synchronization period
    1898 1898/7/3 Full Moon-perigee, 1898/7/4 6:23 eclipse;
    1899/1/11 22:49 - 1899/1/12 1:38 New Moon-perigee, 1899/1/11 eclipse
    1894 1893/12/23 synchronized Full Moon-perigee, the 2nd closest perigee
    of 1550 - 2050; 1894 solar maximum
    1886 1886/8/29 New Moon-perigee, 1886/8/29 eclipse;
    1886/2/18 Full Moon, 1986/2/18 perigee, 1886/2/19 eclipse
    1870 1870 solar maximum, 1870/4/15 core syzygy-perigee

     | Show Table
    DownLoad: CSV

    Synchronization periods recur almost periodically, the average time between the cores of synchronization periods is 3,706 days or 10.15 years, obtained by dividing 51, 886 days between 1870/4/15 and 2012/5/6 by 14. The number is very close to the average time of 3, 944 days, or 10.8 years, between solar maxima in Figure 1 obtained by dividing 47, 329 days between 1870/8/15 and 2000/3/15 by 12. Although synchronization periods and solar cycles appear usually in tandem, occasionally there pops up an orphaned synchronization period unattached to a solar cycle, i. e. the 1900/3/1–1904/9/9 synchronization period which appeared between two solar cycles and did not produce an aa maximum. Yet, the 1900/3/1–1904/9/9 synchronization period produced a secondary aa maximum in 1905 and the 1903/10/31 powerful geomagnetic storm. All but one aa maxima in Figure 1 are well-defined, the only exception is the 1910 maximum, it is almost indistinguishable from the aa index in 1908–1909; it is as if the 1910/11/17–1913/2/21 synchronization period lost some might to its 1900/3/1–1904/9/9 predecessor.

    Table 2 and Figure 1 show that all aa maxima occurred within a year of a synchronization period, and 12 out of 14 aa maxima occurred within 2 years of a core syzygy-perigee; it is hard to attribute this to a mere coincidence. Table 3 shows that all but three secondary aa maxima occurred in years when the tidal force was amplified by New/Full Moon, perigee, and eclipse coming together. We may infer that within a solar cycle the tidal force plays a significant role in the formation of primary and secondary aa maxima. We may speculate that first, the solar activity fills up the Van Allen Belts with energetic particles; and then, the tidal force generated by the Moon and Sun "shakes" the Van Allen Belts somewhat similarly to how one shakes a dried up Christmas tree. Just like the Christmas tree drops its needles when shaken, the Van Allen Belts disperse energetic particles. Of course, the tidal force is only one of several components determining the aa maxima, but it is certainly an important one.

    The 2021/12/4–2024/3/10 synchronization period is upcoming; it is in the first half of solar cycle 25 that started in 2019. The aa annual maximum during solar cycle 25 is expected to occur either in 2021–2024 or, if solar cycle 25 is sufficiently long, or in 2029–2031; the most likely years of the annual aa maximum are 2022–2023. This is somewhat better than April 2025±32 months predicted in [6].

    The author declares no conflict of interest.



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