Research article

Improved bat algorithm for roundness error evaluation problem


  • In the production and processing of precision shaft-hole class parts, the wear of cutting tools, machine chatter, and insufficient lubrication can lead to changes in their roundness, which in turn affects the overall performance of the relevant products. To improve the accuracy of roundness error assessments, Bat algorithm (BA) is applied to roundness error assessments. An improved bat algorithm (IBA) is proposed to counteract the original lack of variational mechanisms, which can easily lead BA to fall into local extremes and induce premature convergence. First, logistic chaos initialisation is applied to the initial solution generation to enhance the variation mechanism of the population and improve the solution quality; second, a sinusoidal control factor is added to BA to control the nonlinear inertia weights during the iterative process, and the balance between the global search and local search of the algorithm is dynamically adjusted to improve the optimization-seeking accuracy and stability of the algorithm. Finally, the sparrow search algorithm (SSA) is integrated into BA, exploiting the ability of explorer bats to perform a large range search, so that the algorithm can jump out of local extremes and the convergence speed of the algorithm can be improved. The performance of IBA was tested against the classical metaheuristic algorithm on eight benchmark functions, and the results showed that IBA significantly outperformed the other algorithms in terms of solution accuracy, convergence speed, and stability. Simulation and example verification show that IBA can quickly find the centre of a minimum inclusion region when there are many or few sampling points, and the obtained roundness error value is more accurate than that of other algorithms, which verifies the feasibility and effectiveness of IBA in evaluating roundness errors.

    Citation: Guowen Li, Ying Xu, Chengbin Chang, Sainan Wang, Qian Zhang, Dong An. Improved bat algorithm for roundness error evaluation problem[J]. Mathematical Biosciences and Engineering, 2022, 19(9): 9388-9411. doi: 10.3934/mbe.2022437

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  • In the production and processing of precision shaft-hole class parts, the wear of cutting tools, machine chatter, and insufficient lubrication can lead to changes in their roundness, which in turn affects the overall performance of the relevant products. To improve the accuracy of roundness error assessments, Bat algorithm (BA) is applied to roundness error assessments. An improved bat algorithm (IBA) is proposed to counteract the original lack of variational mechanisms, which can easily lead BA to fall into local extremes and induce premature convergence. First, logistic chaos initialisation is applied to the initial solution generation to enhance the variation mechanism of the population and improve the solution quality; second, a sinusoidal control factor is added to BA to control the nonlinear inertia weights during the iterative process, and the balance between the global search and local search of the algorithm is dynamically adjusted to improve the optimization-seeking accuracy and stability of the algorithm. Finally, the sparrow search algorithm (SSA) is integrated into BA, exploiting the ability of explorer bats to perform a large range search, so that the algorithm can jump out of local extremes and the convergence speed of the algorithm can be improved. The performance of IBA was tested against the classical metaheuristic algorithm on eight benchmark functions, and the results showed that IBA significantly outperformed the other algorithms in terms of solution accuracy, convergence speed, and stability. Simulation and example verification show that IBA can quickly find the centre of a minimum inclusion region when there are many or few sampling points, and the obtained roundness error value is more accurate than that of other algorithms, which verifies the feasibility and effectiveness of IBA in evaluating roundness errors.



    The roundness error is a fundamental geometric element in determining the quality of a machine part. High-precision shaft-hole class parts in various fields, such as in the aerospace, automotive, and military industries need to be produced under strict dimensional and shape tolerances in order to meet standards. An accurate evaluation of the dimensional and geometric characteristics of shaft-hole class parts ensures a high level of performance during use. Roundness is a fundamental geometric characteristic of shaft-hole class parts that can vary according to the actual manufacturing environment owing to inadequate lubrication, wear of cutting tools, machine chatter, and irregular spindle rotation. According to the standards of the American Society of Mechanical Engineers and the International Organization for Standardization, the roundness error is the minimum radius difference between the inner circle and the outer circle. Commonly used roundness error assessment methods are the least squares method (LSM), the minimum circumscribed circle method (MCC), the maximum internal circle method (MIC), and the minimum zone circle method (MZC) [1], as shown in Figure 1(a)(d), respectively. The LSM has the advantages of simplicity and a theory that is easy to understand, simple programming, and simple algorithms; therefore, it is widely used. But the LSM does not meet the minimum bar defined by the international standard piece. MCC is often used to evaluate the roundness error of the outer surface, MIC is often used to evaluate the roundness error of the inner surface. In the roundness error evaluation, for a certain contour, sometimes three-point or two-point contact is satisfied. The inscribed circle or circumcircle of the form is not unique, which makes it possible to determine. MCC and MIC are very difficult and extremely unsuitable in application. MZC is an optimal evaluation method, and is commonly used internationally for evaluating roundness errors.

    Figure 1.  Common methods of roundness error assessment. (a) Least squares circle; (b) Minimum external circle; (c) Maximum inner joint circle; (d) Minimum zone circle.

    Many scholars have published different solutions for the roundness error assessment accuracy problem in recent years. Luo [2] proposed the use of information entropy to initialise the population, introduced a new search strategy, and proposed an improved cuckoo algorithm to assess roundness errors. Cai [3] introduced a roulette selection method based on the traditional cuckoo algorithm, optimised the step scaling factor and re-nesting probability in the traditional cuckoo search algorithm Lévy flight, and evaluated the roundness error using the improved cuckoo search algorithm. Li [4] introduced augmented search and interactive learning mechanisms to enhance the learning efficiency of the algorithm and maintain the diversity of the population while keeping the typical process of the basic Drosophila optimisation algorithm. Wang [5] designed a variable step size method based on the standard Drosophila whisker algorithm to further improve the computational accuracy and convergence speed of the algorithm. Srinivasu [6] combined LSM and the novel probabilistic global search lausanne (PGSL) technique. LSM was initially used to reduce the search space and within this reduced search space, PGSL performs an efficient, refined, and global search. Zhang [1] applied an improved genetic algorithm to the roundness error assessment. Liu [7] first proposed the intersecting chord method for implementing a minimum area model of the roundness error with coordinate data, which achieved satisfactory results in terms of computational accuracy and evaluation efficiency. Cao [8] found that in many industrial scenarios, a fine evaluation of local segment roundness variations is usually more practical than global evaluation; hence, a roundness error assessment method based on local least squares circle statistical analysis is preferable. Yue [9] proposed an asymptotic search method to obtain the concentric centre coordinates of the minimum area circle model and calculate the circularity error, and Yue [10] proposed a circularity error assessment method based on the minimum zone circle method. Samuel [11] proposed a method for processing coordinate measurement data and shape data based on computational geometry techniques. A new heuristic algorithm was proposed to solve the inner hull using the computational geometry concept of a convex hull. Gadelmawla [12] proposed a simple and effective algorithm to calculate the roundness error of a large number of points obtained by CMMs using three internationally defined methods: MCC, MIC, and MZC. Ray [13] proposed a method to evaluate the roundness error using geometric relations, but this method suffers from a large number of iterations, slow convergence, and the need to determine the direction and step size of the next circle centre movement. Because there is no consensus on the best method for roundness error assessments, the traditional geometric method, which is necessary to determine the direction in which the centre of the circle moves. The optimisation algorithm can solve the circularity error quickly, but the accuracy of the optimisation algorithm in evaluating the circularity error is not high enough. In order to improve the accuracy of the evaluation of the circularity error. In this paper, we apply the traditional BA to the roundness error evaluation. Due to the problems of the traditional bat algorithm, we propose to IBA to improve the evaluation accuracy of the roundness error.

    In this study, the circularity error assessment accuracy problem is transformed into an optimisation problem of the circle centre of the minimum inclusion region, and the BA is applied to the roundness error assessment for this problem. An IBA is proposed because the traditional BA lacks a variational mechanism and is prone to fall into local extrema and premature convergence. Chaos initialisation is applied to the initial solution generation to enhance the variational mechanism of the population and improve the quality of the solution. During the iterative process, sinusoidal control factor is added to the BA to control the nonlinear inertia weights, which is used to dynamically adjust the balance between the global and local searches of the algorithm and improve the algorithm's search accuracy and stability. SSA is integrated into the BA to utilise the large range search capability of the explorer bat and make the algorithm jump out of local extremes and then quickly converge to a global optimum. The feasibility and effectiveness of the algorithm were verified the accuracy of IBA in roundness error evaluation.

    Roundness error assessment is a nonlinear optimisation problem, and the roundness error is the radius difference between two concentric circles that are inclusive of the actual circular contour, in other words, is the minimum radius difference, so the roundness error problem can be assessed by the BA. The discriminatory criterion of roundness error assessments using MZC is that when the measured contour is included by two concentric circles, the minimum radius difference between the two concentric circles is the roundness error. The coordinates of the sampling points of the circle section are Pi(xi,yi)(i=1,2,,n), n is the number of measurement points, the centre of the circle that meets the minimum zone circle is O(a,b), and the distance between each sampling point Pi(xi,yi) to the real-time circle centre Om(am,bm) is Rm, as shown in Figure 2.

    Rm=(xiam)2(yibm)2 (1)
    Figure 2.  Schematic diagram of roundness error evaluation.

    From Eq (1), it is known that the roundness error problem can be transformed into solving the concentric circle centre (a,b) that satisfies the minimum zone circle with the concentric circle radius difference f.T is the maximum number of iterations, and the objective function of the IBA optimisation is

    f(am,bm)=min1mT(maxRm1inminRm1in) (2)

    The BA is a meta-heuristic search algorithm proposed by Xin-she Yang, a British scholar in 2010 [14], which includes a swarm intelligence optimisation algorithm that evolved from the behaviour of bats based on echolocation for searching and hunting. With good global search capability and fast convergence, the BA simulates a series of behavioural characteristics of bats, such as searching for locations and hunting using ultrasound. In the BA, an N bat individual updates the frequency, velocity, and position values during its flight. The entire algorithm consists of two parts: global and local updates. During the iterations, each bat can vary its pulse emission rate ri, its loudness Ai, and its frequency fi. Frequency variations or tuning can be carried out by. The global update equation is as follows:

    fi=fmin+(fmaxfmin)rand (3)
    vti=vt1i(xtix)fi (4)
    xti=xt1i+vti (5)

    where fi,fmax, and fmin denote the frequency, maximum frequency, and minimum frequency of i bats, respectively; rand denotes a random number within the range of [0, 1], vti denotes the velocity of the ith bat at time t, x* denotes the global optimum, and xti denotes the position (i=1,2,,N) of the ith bat at time t. In the local search phase, if the following specific conditions are satisfied, the position update equation is:

    xnew=xold+ξAt (6)

    where xold is the current optimum, ξ is a random number between [−1, 1], and At is the current average loudness of all bats (t=1,2,,T).

    As the number of iterations increases and approaches the target value, the loudness gradually decreases, while the pulse emissivity gradually increases. The loudness and pulse emissivity are updated as follows:

    At1i=αAti (7)
    rt+1i=r0i[1exp(γt)] (8)

    where α is a random number between [−1, 1], and γ is a random number greater than 0.

    The steps of a traditional BA are as follows:

    1) Initialization of algorithm parameters: the number of bats is n, the frequency search range is [fmin,fmax]; the maximum pulse firing rate is r0, the pulse rate coefficient is γ; the initial loudness is A, the loudness wave coefficient parameter is α, and the maximum number of iterations is T.

    2) vti and xti are updated according to Eqs (4) and (5).

    3) Start the local search and update the position according to Eq (6) when rand >ri.

    4) When rand<Ai and fnew<f(xi), Ai and ri are updated according to Eqs (7) and (8).

    5) Determine if fnew<f(x), and if yes, update the global optimal solution.

    6) If the maximum number of iterations is reached, stop, and output the position of the best individual; otherwise, go back to Step (2).

    In addition to the above advantages, traditional BA also has disadvantages, such as a lack of variation mechanisms, and the fact that it is not easy to maintain population diversity. An important point for an efficient swarm intelligence algorithm is to have an excellent mutation mechanism for maintaining population diversity and thus the ability to sustain evolution. From the optimisation process of the basic BA, the algorithm lacks an effective variation mechanism [15] and also lacks mobility, which in turn affects the algorithm's global search and local search imbalance [16]. Bat individuals are prone to be attracted to local extremes, leading to premature convergence. The basic algorithm uses learning from the current optimal individual for velocity updates, thus achieving a position update; if the current optimal individual, once attracted by local extremes, does not have an effective mechanism for eliminating the binding, the population rapidly loses diversity and thus the ability to evolve. This is particularly obvious in high-dimensional complex morphology performance. The pulse frequency r and pulse tone intensity A only determine whether the algorithm accepts the updated position with a certain probability, but it is not effective in overcoming the attraction of local attractors. Due to the above problems, an IBA is proposed.

    In the initialisation process of intelligent optimisation algorithms, different generation methods produce different initial solution sequences. The basic BA generates the initial population randomly, therefore, the population lacks a variation mechanism, which has the problem of an uneven distribution of the original individuals, which in turn affects the optimisation performance of the algorithm. By adding chaotic initialisation to the traditional BA, the introduced chaotic sequence has the advantages of ergodicity, randomness, and regularity, which can be obtained by determining Eqs (9) and (10). The initial solution sequence generated by logistic chaotic mapping is proposed as:

    xn+1=μxn(1xn) (9)
    xn=xmin+xn(xmaxxmin) (10)

    where μ is 4, indicating that the system is completely chaotic; xmax and xmin represent the upper and lower bounds of the variables in the solution space, respectively; xn is the initialisation variable generated by chaos in (0, 1]; xn is the variable mapped by xn to a range of values between xmax and xmin. Adding chaos initialisation makes the initial solution of the population more uniformly distributed and improves the quality of the initial solution.

    It can be seen from Eq (4) that the update rate of the BA is 1, which reduces the flexibility of individual bats in the bat algorithm to some extent, reduces the diversity of the population, and does not consider the experience accumulated in the early stages of the bat search, thus greatly reducing the mobility of the algorithm, which in turn affects the imbalance between the global search and the local search of the algorithm. Seyedali Mirjalili created the Sine Cosine Algorithm [17], which integrates multiple random variables and adaptive variables, emphasizing the exploration and utilization of the search space in different optimization stages. Inspired by the Sine Cosine Algorithm, the sinusoidal control factor is added to the BA to improve the search accuracy and stability of the algorithm. The expression of the sinusoidal control factor is:

    ω=sin(π2π×t2×T) (11)

    The speed update formula reads:

    vti=ω×vt1i+(xtix)fi (12)

    where t is the current iteration number, T is the maximum iteration number, ω is a random number between [0, 1], andω is the sinusoidal control factor. The larger the value of ω is in the first period, the larger is the search range of the algorithm, which is conducive to finding the global optimal value. Moreover, with an increasing number of iterations, the value of ω gradually becomes smaller; at this time, to allow the bat to conduct a fine search. By changing the value of ω, the balance between the global and local searches of the algorithm can be dynamically adjusted to improve the accuracy of the algorithm.

    Inspired by the foraging strategy of sparrows in nature, the SSA was proposed by Xue et al., in 2020 [18]. The SSA algorithm has the advantages of higher stability, better convergence accuracy, and avoiding falling into the local optimum to some extent compared with other algorithms. In the process of foraging, the sparrow as explorer provides the search direction and area for the population, and the sparrow as follower is guided by the explorer. The search is conducted by the explorer. To address the problem that the local search ability and search accuracy are not high enough and easily fall into local extremes, leading to early convergence in the bat search algorithm, the ability of the explorer sparrow in the SSA is integrated into BA. Because the searcher sparrow has a larger search range compared with other algorithms and can quickly update its position, the ability of the explorer can be given to part of the bat search algorithm for guiding the entire population to achieve the goal of rapid convergence and jump out of local extremes. The process for fusing Explorer abilities in SSA is as follows.

    The proportion of bats within the population that acquire explorer bat capabilities is first determined based on the proportionality factor a:

    a=XbestXNbest=PNP (13)

    Xbest represents the best positioned bat in the bat population, P, as the explorer bat. XNbest represents N-P bats with bad positions in the bat population, as follower bats, and usually a is set to 20%. In a wide-range search environment, the warning value r2 for becoming an explorer bat is constantly smaller than the safety value ST, when the explorer bat performs a wide-range jump search, and the explorer bat's ability is updated according to Eq (14).

    xt+1i,j=xti,j×exp(iα×T) (14)

    where xt+1i,j denotes the position of the ith bat in the t+1th iteration in the jth dimension, α is a random number between (0, 1] and T is the maximum number of iterations. All other bats follow the explorer bat at normal speed. According to this change in the explorer bat's ability, an influence factor rr is generated, which in turn affects the influence of the bat's past position and speed on its present position and speed.

    rr=1α×T (15)

    where α is a random number between (0, 1] and T is the maximum number of iterations. The velocities and positions of the follower bats are updated using Eqs (16) and (17).

    vti=rr×ω×vt1i(xtix)fi (16)
    xti=xt1i+vti (17)

    By fusing the SSA into the BA, the fused BA gains the ability of explorer bats to perform a wide range search, making the jump out of local extremes easier, and resulting in faster convergence, and higher accuracy. To clarify the IBA, a diagram of the improved idea is shown in Figure 3.

    Figure 3.  Diagram of improvement idea.

    1) Initialization of algorithm parameters: the number of bats is n, the frequency search range is [fmin,fmax]; the maximum pulse firing rate is r0, the pulse rate coefficient is γ; the initial loudness is A, the loudness wave coefficient parameter is α, and the maximum number of iterations is T.

    2) Individual bat positions are assigned according to chaotic initialisation (9) and (10), and according to the fitness function. The value of the fitness function is found for each bat, and the position of the bat for the optimal value x* is recorded.

    3) The population was divided into explorer bats and follower bats, and position updates were performed using Eq (14) when explorer bats performed a wide range search, while follower bats performed position and velocity updates using Eqs (3), (16), and (17).

    4) When rand <Ai and fnew<f(xi), Ai and ri are updated according to Eqs (7) and (8).

    5) Determine if fnew<f(x), and if yes, update the global optimal solution.

    6) If the maximum number of iterations is reached, stop, and output the position of the best individual; otherwise, go back to Step (2).

    The flow chart of IBA is shown in Figure 4.

    Figure 4.  IBA program flow chart.

    Because the algorithm works with the same producer for each iteration, we therefore analyse the algorithm complexity of one iteration of the algorithm. The complexity of the proposed IBA algorithm in the worst case is as follows:

    The complexity of the traditional BA algorithm is O(N), where N is the population size, using chaos initialization to make the population uniformly distributed. The complexity of chaos initialization is O(N), and the inertia weight is changed by the sinusoidal control factor, whereby the complexity of the sinusoidal control factor is O(1). The explorer ability of the SSA is integrated into BA to change the position of the bat and the complexity is O(D), where D is the dimensionality. Therefore, the total complexity of the IBA algorithm is O(2N+D+1). From this equation we can see that chaos initialization, the sinusoidal control factor and explorer bat ability all increase the complexity of the IBA algorithm.

    To verify the performance of the IBA algorithm, four test functions were selected for performance testing in this study, and this experiment was performed using MATLAB 2018b software. The experimental platform was a PC with an operating system of win10 64-bit, a processor of Intel(R) core(TM) i5-7500CPU@3.40 GHz, and a 16.0 GB memory. The population size was set to 30, the maximum number of iterations was 300, the maximum value of loudness A was 0.25, and the maximum value of pulse emissivity r0 was 0.5. Each group of experiments was calculated 20 times, and the averages and standard deviations of the optimal solutions were recorded and saved. The number of iterations for each group of experiments was 300, and the IBA was compared with PSO, SCA, SSA, and the traditional BA. Four groups of test functions were included: F1 and F2 for single-peak benchmark functions; F3 and F4 for multi-peak benchmark functions. The results obtained are exhibited in Table 1, and the optimal values are shown in bold. Algorithm settings: PSO was set to c1=c2=1,ω=1; SSA was set to a = 20%, ST = 1.5.

    Table 1.  Test function results (dim = 5).
    Algorithm Function Avg Std Algorithm Function Avg Std
    IBA F1 1.44E-70 6.42E-70 IBA F3 9.88E-16 4.42E-15
    BA 1.35E-05 3.53E-06 BA 1.35E+00 1.83E+00
    SSA 2.07E-62 8.61E-62 SSA 4.08E-04 1.19E-03
    SCA 1.03E-17 2.99E-17 SCA 2.26E+00 4.35E-01
    PSO 8.69E+03 1.40E+04 PSO 1.84E+04 1.48E+04
    IBA F2 3.15E-73 1.41E-72 IBA F4 0 0
    BA 1.07E-05 4.11E-06 BA 9.77E-06 4.55E-06
    SSA 1.90E-37 5.87E-37 SSA 1.06E-32 3.85E-32
    SCA 5.33E-10 2.28E-09 SCA 2.58E-02 1.55E-02
    PSO 6.69E+03 4.67E+03 PSO 4.57E+03 3.39E+03

     | Show Table
    DownLoad: CSV

    In Figure 5(a), the convergence of BA and IBA tends to decrease when the number of iterations increases. After 20 iterations, BA falls into a local optimum, converges early, and cannot jump out. The IBA generates influence factors due to the explorer bats for a large range search and enhances the ability of the BA to jump out of local extremes by influencing the past positions and velocities of bats and therefore, the updates of the present positions and velocities. After 50 iterations, the convergence speed of IBA is obviously faster than that of BA, and it can be seen that the integration of the ability of explorer sparrows into SSA can improve the ability of BA to jump out of local extremes.

    Figure 5.  F1–F4 performance test curve.

    In Figure 5(b), BA converges to a local optimum approximately 40 times and falls into a local extremum, from which it cannot escape again. The IBA performs a wide-range search with explorer bats to generate an influence factor, which enhances the ability of the BA to jump out of a local extremum by influencing the past positions and velocities of the bats and therefore, the updates of the present positions and velocities. After jumping out of the local optimum by changing the sinusoidal control factor and thus, dynamically adjusting the inertia weights, IBA quickly converges to a more accurate solution.

    In Figure 5(c), both BA and IBA show a decreasing trend as the number of iterations increases, but IBA decreases faster than BA. BA quickly falls into a local optimum and is then unable to jump out of the local optimum. IBA quickly jumps out of the local extreme with the sinusoidal control factor and the fused SSA explorer sparrow capability, and the algorithm converges to the global optimum at 80 iterations.

    In Figure 5(d), when performing the search for the best value, the local optimum has a great impact on the convergence speed of the traditional BA because of a lack of variation mechanisms in the bat population once the population has been initialised. Therefore, chaos initialisation is added to enhance the random uniform distribution of the population. In subsequent iterations, the explorer bat performs a large search, generating an influence factor by influencing the present position and velocity updates through the bats' past positions and velocities. So, after the algorithm jumps out of local extremes, the sinusoidal control factor dynamically adjusts the inertia weights to regulate the balance between global and local searches, so that the convergence of the IBA has a fast decreasing trend.

    Since the performance test 5.1.1 selected SSA, SCA, PSO and BA, however, the SSA and SCA algorithms still have low optimization accuracy.in order to further compare the performance of IBA and other algorithms, a performance test using IBA with traditional BA was used, and compared with the performance of the moth flame optimisation (MFO), the differential evolutionary algorithm (DE), and the PSO algorithm using four sets of benchmark functions in high dimensions, where F5 is the multi-peaked benchmark function, F6 is the fixed dimensional benchmark function, and F7 ­­and F8 are the composite benchmark functions. The population size was set to 30, the maximum number of iterations was 1000, each group of experiments was calculated 20 times, and the averages and standard deviations of the optimal solutions were recorded and saved. The obtained results are exhibited in Table 2, and the optimal values are shown in bold. Algorithm settings: IBA, BA, and PSO with the same settings as described in the previous Section 4.1.1. DE: F = 0.5, CR = 0.9; MFO: a = 1, A = 1.

    Table 2.  Test function results (dim = 10).
    Algorithm Function Avg Std Algorithm Function Avg Std
    IBA F5 2.34E-03 9.14E-04 IBA F7 7.32E-07 8.01E-07
    BA 5.16E-02 7.60E-03 BA 1.03E-05 2.48E-06
    SFO 3.03E+00 3.85E+00 SFO 1.81E-01 1.45E-01
    PSO 2.88E+00 9.80E-01 PSO 7.07E+02 1.29E+02
    DE 2.04E+02 6.36E+00 DE 6.13E+00 2.76E+00
    IBA F6 8.08E-04 4.13E-04 IBA F8 3.45E-04 1.44E-04
    BA 2.37E-02 9.91E-03 BA 7.65E-04 6.00E-04
    SFO 7.77E-03 6.48E-03 SFO 1.06E-03 4.30E-04
    PSO 4.06E+00 2.92E+00 PSO 2.66E-02 2.63E-02
    DE 1.03E-01 6.46E-02 DE 2.45E-03 3.50E-03

     | Show Table
    DownLoad: CSV

    In Figure 6(a)(d), the BA is caught in a local optimum and cannot jump out of the local optimum. IBA goes through population chaos initialisation to make the population distribution uniform and incorporates the ability of the explorer sparrow into SSA to make the algorithm jump out of local extremes quickly using the explorer bat to conduct a large-range search first and then, a global search using the follower bats. This ensures that the algorithm can jump out of local extremes through a sinusoidal control factor, which is used to control the non-inertial weight value change, and then dynamically adjust the global search and local search. Thus, IBA converges quickly and reaches the global optimum.

    Figure 6.  F5–F8 performance test curve.

    It is obvious from Tables 1 and 2 that IBA has a better optimisation effect on a single-peaked function, multi-peaked function, fixed-dimensional multi-peaked function, and composite benchmark test function. A good population initialisation can make the algorithm influence the process of finding the global optimum from the beginning of the algorithm. Chaos initialisation is introduced into BA to uniformly distribute the BA population and strengthen the optimisation performance of the algorithm. SSA explorer sparrows are fused into BA to enhance the exploration ability of the bats. Explorer bats are then made to perform a large range of fast searches, generating the influence factor rr, and influence the present position and velocity updates to make the algorithm jump out of local optimums through the past positions and velocities of the bats using rr. The sinusoidal control factor is also added into BA to enhance bat manoeuvrability, and make the algorithm converge to the global optimum quickly through changes of ω with the goal of obtaining a more accurate solution of IBA.

    Table 3 shows the results of the statistical analysis of the algorithm's Wilkerson rank test. The p-value is the value of Wilkerson's test between IBA and other algorithms at a confidence level of 0.05. According to the results in Table 3, the calculated differences are all lower than 0.05, indicating that there is a significant difference between IBA and the other algorithms for the eight test functions; therefore, this conclusion is statistically significant.

    Table 3.  P-values of the Wilcoxon rank test.
    Performance Test 4.1.1 Function BA SSA SCA PSO
    F1 7.4E-05 8.9E-05 8.9E-05 8.9E-05
    F2 8.8E-05 8.9E-05 8.9E-05 8.9E-05
    F3 8.9E-05 8.8E-05 8.9E-05 8.9E-05
    F4 8.8E-05 2.7E-02 8.9E-05 8.9E-05
    Performance Test 4.1.2 Function BA SFO PSO DE
    F5 8.9E-05 8.9E-05 8.9E-05 8.9E-05
    F6 8.9E-05 1.0E-04 8.9E-05 8.9E-05
    F7 8.9E-05 8.9E-05 8.9E-05 8.9E-05
    F8 8.9E-05 8.3E-05 8.9E-05 8.9E-05

     | Show Table
    DownLoad: CSV

    To verify the feasibility of this method for roundness error evaluation, two specified size circles were simulated [19]: the first specified circle had a radius of 1 mm, a roundness error of 10 μm, an inner diameter size of 0.997 mm, and an outer diameter size of 1.007 mm. The centre of the concentric circle was defined as the coordinate origin, and other measurement points of the circle contour were simulated. The simulated data points are shown in Table 4; the second specified circle has a radius of 1 mm and a roundness error of 10 μm. The inner diameter was 0.990 m, and the outer diameter was 1.000 mm. The data points of the simulation are presented in Table 5. Algorithm settings: The set population size was 30, the maximum number of iterations was 50, the maximum value of loudness A was 0.25, and the maximum value of pulse emissivity r0 was 0.5. The parameters used in the BA were the same as those described above.

    Table 4.  Simulation 1 data.
    No. x/mm y/mm No. x/mm y/mm No. x/mm y/mm
    1 0.704985 0.704985 5 0.868623 -0.5015 9 0.5 -0.866025
    2 -0.5035 -0.872086 6 1.004 0 10 -0.711349 -0.711349
    3 -0.997 0 7 -0.868623 -0.5015
    4 0 1.007 8 0.5 0.866025

     | Show Table
    DownLoad: CSV
    Table 5.  Simulation 2 data.
    No. x/mm y/mm No. x/mm y/mm No. x/mm y/mm
    1 1 0 18 -0.56929 0.81612 35 -0.344039 -0.934865
    2 0.986291 0.127168 19 -0.670278 0.73805 36 -0.221349 -0.969793
    3 0.963874 0.252757 20 -0.760615 0.647521 37 -0.0954 -0.988926
    4 0.924223 0.374176 21 -0.837747 0.545313 38 0.032052 -0.999486
    5 0.869181 0.489514 22 -0.891959 0.429545 39 0.15933 -0.985512
    6 0.795612 0.59378 23 -0.944759 0.313681 40 0.283348 -0.954692
    7 0.716048 0.693454 24 -0.973104 0.189512 41 0.402961 -0.910295
    8 0.621339 0.779135 25 -0.989456 0.063525 42 0.517963 -0.854435
    9 0.514052 0.847982 26 -0.990536 -0.063595 43 0.619037 -0.776248
    10 0.401217 0.906357 27 -0.979996 -0.190854 44 0.716605 -0.693993
    11 0.2831 0.953859 28 -0.941978 -0.312758 45 0.79944 -0.596638
    12 0.159536 0.986784 29 -0.899296 -0.433078 46 0.86592 -0.487677
    13 0.03184 0.992893 30 -0.831748 -0.541408 47 0.917648 -0.371514
    14 -0.095625 0.991251 31 -0.760907 -0.64777 48 0.963114 -0.252558
    15 -0.220794 0.967361 32 -0.667931 -0.735466 49 0.982624 -0.126695
    16 -0.344506 0.936134 33 -0.56752 -0.813583 50 0.99054 -0.024261
    17 -0.459093 0.879995 34 -0.459074 -0.879959

     | Show Table
    DownLoad: CSV

    From the results in Tables 6 and 7, it can be seen that the result obtained by the IBA algorithm is 10 μm, while the results obtained by other algorithms are all greater than 10um, which proves that the accuracy of IBA is higher than other algorithms in the roundness error evaluation. From Figure 7(a), (b), it can be seen that IBA, after the initialization of population chaos, has a downward trend, and through the large range search capability of the explorer bat, the algorithm jumps out of the local optimum and continues to search before using the sinusoidal control factor to dynamically adjust the inertia weights to make the algorithm converge quickly to the global optimum solution. While BA is caught in a local optimum, it is unable to jump out of local extremes because of the lack of mobility of the population, and it is verified through simulations that IBA converges faster and has a higher search accuracy than traditional BA.

    Table 6.  Simulation 1 processing results.
    Method Centre coordinates Roundness error/mm
    x/mm y/mm
    BA 2.881e-04 -4.301e-04 0.01033
    IBA -7.714e-07 9.407e-07 0.01000
    MFO -150 150 1.6798
    SSA -7.6363e-07 9.1728e-07 0.0099998
    SCA -47.8307 47.8573 1.6777

     | Show Table
    DownLoad: CSV
    Table 7.  Simulation 2 processing results.
    Method Centre coordinates Roundness error/mm
    x/mm y/mm
    BA 6.2030e-04 1.2203e-03 0.01138
    IBA 2.0579e-07 3.3623e-09 0.01000
    MFO 149.9997 -68.4027 1.98
    SSA 2.0348e-07 -1.1253e-09 0.0099997
    SCA 76.3035 -34.731 1.98

     | Show Table
    DownLoad: CSV
    Figure 7.  Roundness error simulation verification curve.

    To further verify the feasibility and effectiveness of the algorithm in roundness error assessment, sampling point data from the literature [11,20] were used for a roundness error assessment with IBA and BA. The original data are shown in Tables 811, the main object of the roundness error assessment is the centre of the circle O(a,b), so the search space of IBA is two-dimensional, the set population size is 30, the maximum number of iterations in Tables 7 and 9 is 50, and the maximum number of iterations in Tables 8 and 10 is 50. The maximum value of loudness A is 0.25, and the maximum value of pulse emissivity r0 is 0.5. The parameters used for BA were the same as those described above in Section 4.2. The results of the IBA runs are compared with the literature results. The optimal value is shown in black.

    Table 8.  Eight data points from the literature [11].
    No. x/mm y/mm No. x/mm y/mm No. x/mm y/mm
    1 65.0038 30 4 22.3181 47.6818 7 40 5.0001
    2 57.6809 47.6809 5 14.9978 30 8 57.6784 12.3215
    3 40 55.0041 6 22.3207 12.3207

     | Show Table
    DownLoad: CSV
    Table 9.  Hundred data points from the literature [20].
    No. x/mm y/mm No. x/mm y/mm No. x/mm y/mm
    1 0.57057 -0.95024 35 -0.5592 1.3352 69 -1.0411 -1.3206
    2 1.56665 0.42132 36 -0.637 1.8676 70 -0.7890 -1.0823
    3 1.01913 0.1475 37 1.1901 -1.3235 71 -0.0246 1.9005
    4 0.9179 -0.8385 38 -0.9668 -1.1753 72 0.7139 0.799
    5 -0.2496 1.7391 39 -0.7493 -1.0399 73 -0.4389 -1.1383
    6 -0.0585 1.6545 40 -1.6001 0.6525 74 -0.4092 -1.6016
    7 1.9574 0.0715 41 0.8048 -1.1432 75 1.3494 -0.1474
    8 -0.6388 1.1281 42 -1.1019 -0.6525 76 -0.48152 -1.29893
    9 -1.5951 0.8454 43 -0.7027 -0.7759 77 -0.6269 -1.2522
    10 1.4209 0.5318 44 -0.7597 -0.9567 78 -1.2637 -0.9311
    11 -1.0343 -0.467 45 1.5026 0.0313 79 -0.9584 -0.6098
    12 0.4236 1.3945 46 -0.595 -1.2948 80 -0.8003 -1.4396
    13 -1.0967 -1.3173 47 -0.1398 1.1773 81 -0.1384 1.3614
    14 -1.6096 -1.0501 48 -1.4483 -0.4282 82 1.2736 0.4495
    15 0.0079 -1.0619 49 -1.441 -0.5922 83 -0.6158 0.984
    16 1.3099 1.0251 50 1.2789 -0.8130 84 0.1276 -1.4463
    17 -0.9238 -1.2134 51 0.93272 1.04136 85 -0.7729 0.6518
    18 -1.1727 -0.1253 52 -1.6604 -0.7575 86 0.4013 -1.2335
    19 -1.0813 -0.2822 53 1.4369 0.0995 87 0.5666 -1.5757
    20 -1.475 -0.1511 54 0.5633 -1.0538 88 -0.6014 -1.1251
    21 0.29 1.0206 55 0.9646 1.2285 89 1.4585 -0.3672
    22 0.261 -1.6876 56 0.462 0.9718 90 -1.3337 0.3174
    23 -0.9285 -0.3927 57 1.0986 0.1462 91 -0.7503 -1.0336
    24 0.0358 -1.6369 58 0.9888 0.8213 92 -1.4079 0.539
    25 1.1664 0.0082 59 -0.5729 -1.8727 93 -1.7150 0.3622
    26 0.12293 -1.00482 60 -1.1051 -0.6512 94 -0.3396 -1.6304
    27 1.487 1.0866 61 1.4011 1.148 95 -1.5630 0.302
    28 -0.3555 0.9602 62 1.4449 0.4777 96 -0.0920 -1.0383
    29 -1.2198 0.1289 63 0.417 0.9303 97 0.4708 1.5051
    30 0.5685 -1.7243 64 0.8847 -0.8546 98 1.6367 -0.5885
    31 -0.0124 1.4314 65 -0.2688 -1.0733 99 1.7043 -0.1240
    32 -0.156 1.0188 66 1.0129 -0.3987 100 -0.5162 0.9141
    33 -0.9631 -0.3251 67 -1.3342 0.1675
    34 -0.3253 -1.1068 68 -0.5876 -1.4324

     | Show Table
    DownLoad: CSV
    Table 10.  Twenty-four data points from the literature [20].
    No. x/mm y/mm No. x/mm y/mm No. x/mm y/mm
    1 107.5811 114.2119 9 55.7576 109.7039 17 85.6152 67.1081
    2 102.2909 119.9906 10 53.4073 102.218 18 93.2669 68.7926
    3 95.6848 124.2034 11 53.0774 94.3816 19 100.2245 72.4009
    4 88.2128 126.5634 12 54.7849 86.7302 20 106.0093 77.6929
    5 80.3826 126.9159 13 58.4107 79.7824 21 110.2199 84.3073
    6 72.7251 125.2311 14 63.7075 74.0083 22 112.5676 91.7864
    7 65.7612 121.6196 15 70.3176 69.8019 23 112.8977 99.6156
    8 59.9721 116.3232 16 77.7899 67.4519 24 111.2129 107.2695

     | Show Table
    DownLoad: CSV
    Table 11.  Thirty-nine data points from the literature [20].
    No. x/mm y/mm No. x/mm y/mm No. x/mm y/mm
    1 1.0249 0.0863 14 -0.9394 0.1561 27 -0.4635 -0.9105
    2 0.9991 0.2226 15 -0.2071 0.9218 28 0.4736 -0.9507
    3 0.5974 0.7736 16 -0.3381 0.8782 29 0.5942 -0.8781
    4 0.4731 0.8485 17 -0.4643 0.8132 30 -0.2059 -1.0269
    5 0.8803 0.4794 18 -0.5771 0.7369 31 0.9950 -0.3272
    6 0.8017 0.5899 19 -0.7763 0.5367 32 1.0218 -0.1921
    7 0.9527 0.3551 20 -0.6838 -0.7485 33 -0.0686 -1.0512
    8 0.7047 0.6884 21 -0.5795 -0.8424 34 0.0710 -1.0568
    9 0.2101 0.9295 22 -0.9618 -0.017 35 0.2087 -1.0377
    10 0.0708 0.9382 23 -0.9454 -0.2605 36 0.3445 -1.0078
    11 -0.0683 0.9382 24 -0.9077 -0.3956 37 0.7082 -0.7982
    12 -0.8432 0.4157 25 -0.8443 -0.5203 38 0.8873 -0.5832
    13 -0.9022 0.2890 26 -0.7764 -0.6394 39 0.9510 -0.4578

     | Show Table
    DownLoad: CSV

    In order to test the accuracy of the roundness error evaluation of IBA and other algorithms, the evaluation efficiency is expressed by SR:

    SR=(1IBA Contrast algorithm )×100%

    Among them, the Contrast algorithm is other algorithms and algorithms in the literature applied to the roundness error to be compared.

    Figure 8(a), (c) show the circularity error-iteration number plots obtained for the data points in Tables 8 and 10, respectively. It can be seen that the IBA algorithm converges quickly at the very beginning of the algorithm and reaches the global optimum, whereas the BA algorithm cannot jump out after falling into a local extreme. From the results in Table 12, it can be seen that the roundness error obtained by the IBA algorithm is lower than that obtained by the literature [11] and other algorithms, and the roundness error obtained is 98.8% higher than the original algorithm. It can be seen from Table 13 that the roundness error value obtained by the IBA algorithm is lower than the roundness error obtained by the literature [20] and other algorithms, the obtained roundness error value is 0.1% higher than the original algorithm, and the circle center coordinate value is close to the actual circle center value. Figure 8(b), (d) show the circularity error-iteration number plots obtained from the data points in Tables 9 and 11, respectively, from which it can be seen that IBA first uses the explorer bat to perform a wide range search. The influence factor rr is generated in this wide-range search through the explorer bat. The past position and velocity of the bat are influenced by rr, which is used to update the present position and velocity, so that the algorithm jumps out of the local optimum. In subsequent iterations, the sinusoidal control factor is used to change the nonlinear inertia weights, and thus, the global optimum is reached quickly, while BA is trapped in the local optimum and cannot jump out of it. The results shown in Table 14 are similar to those in [20], and the roundness error values are equivalent to those obtained by MZC, and the roundness error obtained is 99.9% higher than the original algorithm. It can be seen from Table 15 that IBA yields smaller results than LSM, GA, PSO, ABC, and BA, and a higher accuracy for the roundness error, and the roundness error obtained is 5.1% higher than the original algorithm, Through the verification of the above four examples, we can see that the improved bat algorithm not only has the same results as the literature, but also has a more accurate roundness error value than the literature.it is verified that the roundness error obtained by IBA has a high accuracy when applied to the roundness error evaluation problem.

    Figure 8.  Example validation curve graph.
    Table 12.  Comparison results for 8 data points.
    Method Centre coordinates Roundness error/mm SR
    x/mm y/mm
    MCC [11] 40.0000 30.0014 0.0024147 7.4%
    MIC [11] 40.0000 30.0010 0.0022945 2.5%
    MZC [11] 39.9998 30.0022 0.0022430 0.2%
    LSM [11] 40.0002 30.0012 0.0024657 9.3%
    MFO 39.9976 29.9855 0.03324 93.3%
    SCA 39.8158 30.5173 1.0304 98.8%
    SSA 39.9998 30.0022 0.0022772 1.8%
    BA 12.3789 41.4372 42.1202 99.8%
    IBA 39.999682 30.002218 0.002236716

     | Show Table
    DownLoad: CSV
    Table 13.  Comparison results for 100 data points.
    Method Centre coordinates Roundness error/mm SR
    x/mm y/mm
    MIC [20] 0.00655 0.00277 0.95846 0.2%
    MCC [20] -0.00567 0.00772 0.96237 0.6%
    MZC [20] 0.00535 0.00791 0.95742 0
    MFO -150 91.04567 3.507 72.7%
    SCA 84.178 -51.4637 3.5063 72.7%
    SSA 0.0053467 0.0079089 0.9574200 0
    BA 0.0053885 0.0078137 0.9574537 0.1%
    IBA 0.0053467 0.0079091 0.9574200

     | Show Table
    DownLoad: CSV
    Table 14.  Comparison results of 24 data points.
    Method Centre coordinates Roundness error/mm SR
    x/mm y/mm
    MIC [20] 82.9891 97.0096 0.0396 4.5%
    MCC [20] 82.9907 97.0081 0.0386 1.0%
    MZC [20] 82.9909 97.0084 0.0382 0
    GA [21]
    STA [22]
    82.990941
    82.990941
    97.008387
    97.008387
    0.00382309
    0.00382309
    0
    0
    MFO 82.9909 97.0085 0.03833 0.3%
    SCA 82.433 94.254 5.621 99.4%
    SSA 82.9909 97.0084 0.03826 0.08%
    BA -16.5516 5.70016 59.4891 99.9%
    IBA 82.990941 97.008387 0.0382309

     | Show Table
    DownLoad: CSV
    Table 15.  Comparison results for 39 data points.
    Method Centre coordinates Roundness error/mm SR
    x/mm y/mm
    LSM [2] 0.035535201 -0.053585512 0.0091672738 6.9%
    GA [23] 0.035550359 -0.052929068 0.0085379971 0.01%
    PSO [24] 0.035613523 -0.052928923 0.0085384689 0.02%
    ABC [2] 0.035614964 -0.052929492 0.0085374723 0.01%
    MZC [20] 0.0356 -0.0529 0.00856 0.27%
    MZC [25] 0.035614972 -0.052929481 0.0085374644 0
    MZC [10] 0.035614972 -0.052929481 0.0085374644 0
    MFO 32.8326 -0.406248 1.9855 99.6%
    SCA 0.03895159 -0.05118344 0.01446 40.9%
    SSA 0.035614 -0.052929 0.0085385 0.01%
    BA 0.035191159 -0.053098839 0.0088937156 5.1%
    IBA 0.035614972 -0.052929481 0.0085374644

     | Show Table
    DownLoad: CSV

    In order to improve the evaluation accuracy of the roundness errors of shaft-hole class parts, BA is applied to roundness error evaluation, and an improved bat algorithm is proposed for solving the problems of BA easily falling into local extremes, experiencing premature convergence, and the lack of a variation mechanism in the population. In addition to retaining the good characteristics of BA, chaos initialisation is applied to the population initialisation to uniformly distribute the population, add a sinusoidal control factor and fused SSA. The explorer bat enables the population to perform a large range search quickly, so that the algorithm can jump out of local extremes and obtains a great improvement in convergence speed, which in turn enhances the balance between the global and local searches of the algorithm. The excellent performance shown by IBA can be seen through the performance test, which is much higher than that of other optimisation algorithms and more stable. Although the algorithm is effective, there is still much room for improvements with regards to the optimisation effect in high-dimensional spaces. Simulation and example verifications show that IBA is an effective means for evaluating roundness errors, and that IBA is more accurate than other optimisation algorithms in evaluating roundness error values. The method proposed in this paper can not only evaluate roundness errors but can also be applied to straightness and flatness in the future.

    The authors gratefully acknowledge the supports of the National Natural Science Foundation of China through Grant (No. 51975130, 51975388, 62173238), the Key Research and Development Project of Liaoning Province through Grant No. 2017225016.

    The authors declare there is no conflict of interest.

    Table A1.  F1–F8 performance test function table.
    No. Function Scope Min
    F1 F1(x)=ni=1x2i [100,100] 0
    F2 F2(x)=ni(ij1xj)2 [10,10] 0
    F3 F3(x)=n1i=1[100(xi+1x2i)2+(xi1)2] [30,30] 0
    F4 F4(x)=ni=1([xi+0.5])2 [100,100] 0
    F5 F5(x)=maxi{|xi|,1in} [100,100] 0
    F6 F6(x)=ni=1ix4i+ random [0,1) [1.28,1.28] 0
    F7 F7(x)=14000ni=1x2ini=1cos(xii)+1 [600,600] 0
    F8 F8(x)=11i=1[aix1(b2i+b1x2)bi+b1x3+x4]2 [5,5] 0.0003

     | Show Table
    DownLoad: CSV
    Figure A1.  (a–h) is the test function (F1–F8) 3D plot.


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